Barclays PLC Form 8.5 (EPT/NON-RI) Shaftesbury plc (1698W)
August 16 2022 - 5:12AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 1698W
Barclays PLC
16 August 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
---------------------------------------------------
(b) Name of offeror/offeree in relation to SHAFTESBURY PLC
whose
-----------------------
relevant securities this form relates:
-------------------------------- --------------------------------------------------- ------------- ------
(c) Name of the party to the offer with which Capital & Counties
exempt Properties plc
-----------------------
principal trader is connected
-------------------------------- --------------------------------------------------- ------------- ------
(d) Date position held/dealing undertaken: 15 August 2022
-------------------------------- --------------------------------------------------- -----------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of CAPITAL & COUNTIES
any other party to the offer? PROPERTIES PLC
-------------------------------- --------------------------------------------------- -----------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 25p ordinary
-------------------- ---------------------
Interests Short Positions
-------------------- ---------------------
Number (%) Number (%)
--------------------------------------------------------------- ----------- ------- ------------- ------
(1) Relevant securities
owned
and/or controlled: 1,283,742 0.33% 1,660,814 0.43%
(2) Cash-settled derivatives:
2,060,135 0.54% 1,201,456 0.31%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 483526.55 0.13% 0 0.00%
TOTAL: 3,827,404 1.00% 2,862,270 0.74%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
---------------------------------------------------------------------------- --------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
---------------------------------------------------------------------------- --------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------- ------------------------------------ -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------- -------------- -------------- -------------- --------------
25p ordinary Purchase 63,527 4.8320 GBP 4.7902 GBP
---------------- ---------------- -------------- --------------
25p ordinary Sale 55,505 4.8320 GBP 4.732 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- ---------------------------------------------------------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------- ------------ ----------- ----------- -----------
25p ordinary SWAP Decreasing 1,926 4.8248 GBP
Long
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 3,424 4.8151 GBP
Long
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 12 4.8179 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 101 4.8312 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 1,064 4.8216 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 2,257 4.8235 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Decreasing 9,873 4.7879 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 177 4.7927 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 228 4.8084 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary CFD Increasing 652 4.8286 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 822 4.8054 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 3,596 4.7880 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 3,697 4.8210 GBP
Short
-------------- ------------- ----------- -----------
25p ordinary SWAP Increasing 8,451 4.7977 GBP
Short
-------------- ------------- ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
------------------------------------------------
Date of disclosure: 16 Aug 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS
TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
--------------------------------------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------
relevant securities this from
relates:
-------------------------------------------- ----------- --------- ----- ------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying to which
etc
option
relates
------------- ------------- ------------ ----------- --------- ----- ------------
25p ordinary Exchangeable Long 483526.55 n/a n/a 30 Mar 2026
Bond
------------- ------------ ----------- --------- ----- ------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------- ------------- ------------ ----------- --------- ----- ------------
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FEOEANPKFFEAEEA
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