TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 14 December 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant USD 0.00001 Class A common
security: "
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 17,589 0.01% 1,137 0.00%
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including options)
and agreements to 3,200 0.00% 46,000 0.03%
purchase/sell:
(4)
TOTAL: 20,789 0.01% 47,137 0.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 16 74.3893 USD
USD 0.00001 Class A common Purchase 30 74.5800 USD
USD 0.00001 Class A common Purchase 63 74.2615 USD
USD 0.00001 Class A common Purchase 72 74.8013 USD
USD 0.00001 Class A common Purchase 100 74.2600 USD
USD 0.00001 Class A common Purchase 100 74.2300 USD
USD 0.00001 Class A common Purchase 100 74.2100 USD
USD 0.00001 Class A common Purchase 100 74.9100 USD
USD 0.00001 Class A common Purchase 100 74.6900 USD
USD 0.00001 Class A common Purchase 100 74.6000 USD
USD 0.00001 Class A common Purchase 100 74.5700 USD
USD 0.00001 Class A common Purchase 200 74.1600 USD
USD 0.00001 Class A common Purchase 200 74.3199 USD
USD 0.00001 Class A common Purchase 300 74.4600 USD
USD 0.00001 Class A common Purchase 400 74.9225 USD
USD 0.00001 Class A common Purchase 453 75.0200 USD
USD 0.00001 Class A common Purchase 500 74.2260 USD
USD 0.00001 Class A common Purchase 900 74.5722 USD
USD 0.00001 Class A common Purchase 900 74.8388 USD
USD 0.00001 Class A common Purchase 1,200 75.0183 USD
USD 0.00001 Class A common Purchase 1,300 74.8746 USD
USD 0.00001 Class A common Purchase 1,700 74.2400 USD
USD 0.00001 Class A common Purchase 1,948 75.0594 USD
USD 0.00001 Class A common Purchase 2,231 74.8950 USD
USD 0.00001 Class A common Purchase 2,600 75.0100 USD
USD 0.00001 Class A common Purchase 2,600 74.9984 USD
USD 0.00001 Class A common Purchase 2,754 74.2089 USD
USD 0.00001 Class A common Purchase 2,837 74.8610 USD
USD 0.00001 Class A common Purchase 4,128 74.7001 USD
USD 0.00001 Class A common Purchase 7,600 74.8442 USD
USD 0.00001 Class A common Purchase 8,800 74.8079 USD
USD 0.00001 Class A common Purchase 8,800 74.7221 USD
USD 0.00001 Class A common Purchase 10,900 74.7544 USD
USD 0.00001 Class A common Purchase 26,539 74.8800 USD
USD 0.00001 Class A common Sale 100 74.6200 USD
USD 0.00001 Class A common Sale 121 74.6719 USD
USD 0.00001 Class A common Sale 200 75.0600 USD
USD 0.00001 Class A common Sale 237 74.8500 USD
USD 0.00001 Class A common Sale 300 74.9633 USD
USD 0.00001 Class A common Sale 300 74.8900 USD
USD 0.00001 Class A common Sale 1,254 74.1000 USD
USD 0.00001 Class A common Sale 1,500 74.3000 USD
USD 0.00001 Class A common Sale 1,900 74.8010 USD
USD 0.00001 Class A common Sale 2,110 74.9078 USD
USD 0.00001 Class A common Sale 2,400 74.8596 USD
USD 0.00001 Class A common Sale 2,800 74.6607 USD
USD 0.00001 Class A common Sale 4,400 74.5233 USD
USD 0.00001 Class A common Sale 4,478 74.9181 USD
USD 0.00001 Class A common Sale 5,000 74.9224 USD
USD 0.00001 Class A common Sale 5,600 74.6600 USD
USD 0.00001 Class A common Sale 6,553 75.0097 USD
USD 0.00001 Class A common Sale 10,600 74.7473 USD
USD 0.00001 Class A common Sale 12,800 74.7836 USD
USD 0.00001 Class A common Sale 25,145 74.8800 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 15 Dec 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Call Written -300 60.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 200 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Purchased -100 50.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 75.0000 American 19 Jan 2018
0.00001 Options
Class
A
common
USD Put Purchased -400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -14,500 75.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 35.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -100 80.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -200 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 85.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -500 80.0000 American 19 Jan 2018
0.00001 Options
Class
A
common
USD Call Written -700 70.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Call Written -1,500 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -5,700 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -15,500 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 400 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -500 105.0000 American 18 Jan 2019
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 70.0000 American 17 Jan 2020
0.00001 Options
Class
A
common
USD Call Written -200 70.0000 American 19 Jan 2018
0.00001 Options
Class
A
common
USD Call Written -100 50.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -2,000 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -3,000 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171215005249/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 15, 2017 06:31 ET (11:31 GMT)
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