TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 17 October 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant USD 0.00001 Class A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 4,911 0.00% 39 0.00%
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including options)
and agreements to 9,800 0.01% 19,300 0.01%
purchase/sell:
TOTAL: 14,711 0.01% 19,339 0.01%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 160 68.9425 USD
USD 0.00001 Class A common Purchase 200 69.1751 USD
USD 0.00001 Class A common Purchase 260 68.9696 USD
USD 0.00001 Class A common Purchase 300 68.8700 USD
USD 0.00001 Class A common Purchase 300 69.2133 USD
USD 0.00001 Class A common Purchase 326 69.0307 USD
USD 0.00001 Class A common Purchase 400 69.0900 USD
USD 0.00001 Class A common Purchase 400 69.2087 USD
USD 0.00001 Class A common Purchase 624 69.1131 USD
USD 0.00001 Class A common Purchase 800 69.0875 USD
USD 0.00001 Class A common Purchase 868 69.1507 USD
USD 0.00001 Class A common Purchase 905 69.0113 USD
USD 0.00001 Class A common Purchase 910 69.0278 USD
USD 0.00001 Class A common Purchase 1,381 68.9932 USD
USD 0.00001 Class A common Purchase 1,558 69.0300 USD
USD 0.00001 Class A common Purchase 1,600 68.8583 USD
USD 0.00001 Class A common Purchase 1,940 69.0035 USD
USD 0.00001 Class A common Purchase 2,100 69.0326 USD
USD 0.00001 Class A common Purchase 2,400 69.0179 USD
USD 0.00001 Class A common Purchase 2,408 69.0312 USD
USD 0.00001 Class A common Purchase 2,536 69.0200 USD
USD 0.00001 Class A common Purchase 2,790 68.9958 USD
USD 0.00001 Class A common Purchase 3,944 68.9748 USD
USD 0.00001 Class A common Purchase 4,100 68.9353 USD
USD 0.00001 Class A common Purchase 4,200 69.0330 USD
USD 0.00001 Class A common Purchase 5,062 69.0177 USD
USD 0.00001 Class A common Purchase 6,115 69.2321 USD
USD 0.00001 Class A common Purchase 8,099 68.9728 USD
USD 0.00001 Class A common Purchase 8,100 69.0404 USD
USD 0.00001 Class A common Purchase 26,500 69.0290 USD
USD 0.00001 Class A common Purchase 36,190 69.0276 USD
USD 0.00001 Class A common Purchase 38,200 69.0317 USD
USD 0.00001 Class A common Purchase 57,500 69.0174 USD
USD 0.00001 Class A common Purchase 62,332 68.9956 USD
USD 0.00001 Class A common Purchase 78,900 69.0195 USD
USD 0.00001 Class A common Sale 5 69.0000 USD
USD 0.00001 Class A common Sale 100 68.8550 USD
USD 0.00001 Class A common Sale 100 69.0300 USD
USD 0.00001 Class A common Sale 200 68.7900 USD
USD 0.00001 Class A common Sale 271 69.1131 USD
USD 0.00001 Class A common Sale 300 68.8596 USD
USD 0.00001 Class A common Sale 320 69.4587 USD
USD 0.00001 Class A common Sale 500 68.9960 USD
USD 0.00001 Class A common Sale 800 69.0090 USD
USD 0.00001 Class A common Sale 1,000 68.8720 USD
USD 0.00001 Class A common Sale 2,138 69.0200 USD
USD 0.00001 Class A common Sale 6,600 68.9537 USD
USD 0.00001 Class A common Sale 23,000 69.0350 USD
USD 0.00001 Class A common Sale 29,000 69.0327 USD
USD 0.00001 Class A common Sale 43,424 69.0083 USD
USD 0.00001 Class A common Sale 58,400 69.0163 USD
USD 0.00001 Class A common Sale 81,597 69.0480 USD
USD 0.00001 Class A common Sale 116,553 69.0041 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 18 Oct 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Written 800 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -100 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -100 75.0000 American 20 Oct 2017
0.00001 Options
Class
A
common
USD Put Written 3,200 70.0000 American 20 Oct 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 50.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 2,400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -1,700 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 35.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -200 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 85.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -600 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Written 400 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -11,500 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -1,600 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,000 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171018005645/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
October 18, 2017 05:53 ET (09:53 GMT)
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