Aureus Mining Inc. TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (3118U)
October 14 2014 - 12:15PM
UK Regulatory
TIDMAUE
RNS Number : 3118U
Aureus Mining Inc.
14 October 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Aureus Mining Inc.
issuer
of existing shares to which voting rights
are
attached:
---------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- --------
Other (please Dilution on issue of shares
specify):
------------------- ----------------------------------------------------------------- --------
3. Full name of person(s) subject Richard Griffiths and controlled undertakings
to the
notification obligation:
-------------------------------------------- --------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):
-------------------------------------------- --------------------------------------------------
5. Date of the transaction and date 10 October 2014
on
which the threshold is crossed
or
reached:
-------------------------------------------- --------------------------------------------------
6. Date on which issuer notified: 14 October 2014
-------------------------------------------- --------------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 3%
-------------------------------------------- --------------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- --------------------------------- ------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights
Shares Voting
Rights
------------- -------------- ----------------- ------------- ------------------------- ------------------------------
Direct Direct Indirect Direct Indirect
------------- ----- ----- ------ ----- ------------- -------------- --------- --------------- -------------
CA0515471070 Under 3% Under 3% 11,125,000 11,125,000 3.58%
-------------- ----------------- ------------- -------------- --------- --------------- -------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
---------------------- ------------- ------------------------------- ----------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
--------------- ------------ ------------- ----------------- ------------------------------ -------------------------
Nominal Delta
--------------- ------------ ------------- ----------------- ------------------------------ ------------- ----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -----------------------------------------------------------
11,125,000 3.58%
------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------
Blake Holdings Limited 2,050,000
Seren Capital Management
Limited 2,350,000
Cream Capital Limited 4,000,000
Oak Trust (Guernsey)
Limited 500,000
Richard Griffiths
direct holdings 1,500,000
Richard Griffiths
indirect holdings 725,000
Total 11,125,000
-----------
The above undertakings are all controlled by Richard Griffiths
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: James Sutcliffe
---------------------------------------- --------------------------------------
15. Contact telephone number: 01534719761
---------------------------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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