TIDMAJB
RNS Number : 7421B
AJ Bell PLC
10 June 2019
AJ Bell plc (Company)
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that a number of persons discharging
managerial responsibility (PDMR) in the Company, have exercised
options under the Company Share Option Plan to acquire and then
disposed of ordinary shares of GBP0.000125 each (Ordinary Shares),
as follows:
a) Fergus John Lyons exercised options in respect of 57,692
Ordinary Shares at an exercise price of GBP0.52 per Ordinary Share,
with 7,774 Ordinary Shares being immediately sold to pay the
exercise price at a price of GBP3.86 per Ordinary Share, and then
sold the remaining 49,918 Ordinary Shares at a price of GBP3.77 per
Ordinary Share;
b) Charles William Galbraith exercised options in respect of
50,769 Ordinary Shares at an exercise price of GBP0.52 per Ordinary
Share, with 6,841 Ordinary Shares being immediately sold to pay the
exercise price at a price of GBP3.86 per Ordinary Share and then
sold the remaining 43,928 Ordinary Shares at a price of GBP3.91 per
Ordinary Share; and
c) Roger John Stott exercised options in respect of 57,692
Ordinary Shares at an exercise price of GBP0.52 per Ordinary Share,
with 7,774 Ordinary Shares being immediately sold to pay the
exercise price at a price of GBP3.86 per Ordinary Share.
The above transactions all took place on 7 June 2019.
Following the above transactions:
a) there has been no change in the number of shares in which
Fergus John Lyons has an interest in the Company's Ordinary
Shares;
b) there has been no change in the number of shares in which
Charles William Galbraith has an interest in the Company's Ordinary
Shares; and
c) the number of the Company's Ordinary Shares in which Roger
John Stott has an interest has increased to 899,845 Ordinary
Shares.
This announcement, including the notification below, is made in
accordance with the requirements of the EU Market Abuse
Regulation.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Fergus John Lyons
------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Investcentre/PDMR
------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial notification
------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary Shares
instrument
------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Exercise of options under the Company Share Option Plan
------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0.52 57,692
---------
------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
------------------------------------------------------- -------------------------------------------------------
* Aggregated volume 57,692
------------------------------------------------------------ -------------------------------------------------------
GBP 29.999.84
* Price
------------------------------------------------------------ -------------------------------------------------------
e) Date of the transaction 7 June 2019
------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Fergus John Lyons
------------------------------------------------------------ --------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Investcentre/PDMR
------------------------------------------------------------ --------------------------------------------
b) Initial notification /Amendment Initial notification
------------------------------------------------------------ --------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------------ --------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------------ --------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares
------------------------------------------------------------ --------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------------ --------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
------------------------------------------------------------ --------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.86 7,774
---------
GBP 3.77 49,918
---------
------------------------------------------------------------ --------------------------------------------
d) Aggregated information
------------------------------------------------------------ --------------------------------------------
* Aggregated volume 57,692
----------------------------------------------------------------- --------------------------------------------
GBP 218,198.50
* Price
----------------------------------------------------------------- --------------------------------------------
e) Date of the transaction 7 June 2019
------------------------------------------------------------ --------------------------------------------
f) Place of the transaction London Stock Exchange
------------------------------------------------------------ --------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Charles William Galbraith
------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Youinvest/PDMR
------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial notification
------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary Shares
instrument
------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Exercise of options under the Company Share Option Plan
------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0.52 50,769
---------
------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
------------------------------------------------------- -------------------------------------------------------
* Aggregated volume 50,769
------------------------------------------------------------ -------------------------------------------------------
GBP 26.399.88
* Price
------------------------------------------------------------ -------------------------------------------------------
e) Date of the transaction 7 June 2019
------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Charles William Galbraith
------------------------------------------------------------ -----------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Youinvest/PDMR
------------------------------------------------------------ -----------------------------------------
b) Initial notification /Amendment Initial notification
------------------------------------------------------------ -----------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------------ -----------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------------ -----------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares
------------------------------------------------------------ -----------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------------ -----------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
------------------------------------------------------------ -----------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.86 6,841
---------
GBP 3.91 43,928
---------
------------------------------------------------------------ -----------------------------------------
d) Aggregated information
------------------------------------------------------------ -----------------------------------------
* Aggregated volume 50,769
----------------------------------------------------------------- -----------------------------------------
GBP 198,164.74
* Price
----------------------------------------------------------------- -----------------------------------------
e) Date of the transaction 7 June 2019
------------------------------------------------------------ -----------------------------------------
f) Place of the transaction London Stock Exchange
------------------------------------------------------------ -----------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Roger John Stott
------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Group Finance Director/PDMR
------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial notification
------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary Shares
instrument
------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Exercise of options under the Company Share Option Plan
------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0.52 57,692
---------
------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
------------------------------------------------------- -------------------------------------------------------
* Aggregated volume 57,692
------------------------------------------------------------ -------------------------------------------------------
GBP 29,999.84
* Price
------------------------------------------------------------ -------------------------------------------------------
e) Date of the transaction 7 June 2019
------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Roger John Stott
----------------------------------------------------------------- ----------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------
a) Position/status Group Finance Director/PDMR
----------------------------------------------------------------- ----------------------------
b) Initial notification /Amendment Initial notification
----------------------------------------------------------------- ----------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------------- ----------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------------- ----------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary Shares
----------------------------------------------------------------- ----------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------------- ----------------------------
b) Nature of the transaction Sale of Ordinary Shares
----------------------------------------------------------------- ----------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 3.86 7,774
---------
----------------------------------------------------------------- ----------------------------
d) Aggregated information
----------------------------------------------------------------- ----------------------------
* Aggregated volume 7,774
---------------------------------------------------------------------- ----------------------------
GBP 30,007.64
* Price
---------------------------------------------------------------------- ----------------------------
e) Date of the transaction 7 June 2019
----------------------------------------------------------------- ----------------------------
f) Place of the transaction London Stock Exchange
----------------------------------------------------------------- ----------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 10 June 2019
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHURRBRKSANAAR
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