Current Report Filing (8-k)
January 21 2020 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): January 17, 2020
Stem
Holdings, Inc.
(Exact
Name of Registrant as Specified in its Charter)
Nevada
|
|
000-55751
|
|
61-1794883
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
No.)
|
|
(I.R.S.
Employer
Identification
No.)
|
2201
NW Corporate Blvd., Suite 205, Boca Raton, FL
|
|
33431
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (561) 237-2931
Securities
Registered Pursuant to Section 12(b) of the Exchange Act:
Title
of Each Class
|
|
Trading
Symbol
|
|
Name
of Each Exchange on Which Registered
|
Common
Stock par value $0.0001
|
|
STMH
|
|
OTCQX
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
TABLE
OF CONTENTS
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
with Certain Officers
Effective
January 17, 2020. Jessica Michelle Feingold resigned as a member of the Company’s Board of Directors in order to pursue
other interests. The Company concurrently accepted Ms. Feingold’s resignation. While the Company will not immediately appoint
a successor director, Dennis A. Suskind, former General Partner for Goldman Sachs & Co. LLC, will join Stem’s Board
of Directors effective during the first calendar quarter of 2020. Suskind had previously joined Stem’s Advisory Committee
in May 2019 and has strongly contributed to the Company’s ongoing growth and strategic planning initiatives. The Company
will file a Current Report on Form 8-K at the time Mr. Suskind’s appoint is confirmed by the Company’s Board of Directors
which will include his biography.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
None.
SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Stem
Holdings, Inc.
|
|
|
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By:
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/s/
Adam Berk
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Name:
|
Adam
Berk
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|
Title:
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President
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|
Dated:
January 21, 2020
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