Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
2/28/2010
|
Common stock, $0.00001 par value
|
15625
|
|
15625
|
D
|
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
3/21/2010
|
Common stock, $0.00001 par value
|
1702
|
|
1702
|
D
|
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
5800
|
|
5800
|
D
|
|
Warrants
|
$1.50
|
|
|
|
|
|
|
(1)
|
4/3/2013
|
Common stock, $0.00001 par value
|
25000
|
|
25000
|
D
|
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
6050
|
|
6050
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
700
|
|
700
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrants
|
$.50
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
30000
|
|
30000
|
D
|
|
Warrants
|
$.70
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
30000
|
|
30000
|
D
|
|
Warrants
|
$.70
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
10000
|
|
10000
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
|
$.70
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
5000
|
|
5000
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrant
|
$1.00
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
10000
|
|
10000
|
D
|
|
Warrants
|
$1.00
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 paar value
|
10000
|
|
10000
|
D
|
|
Convertible Promissory Note
|
$.70
|
|
|
|
|
|
|
(3)
|
3/16/2010
|
Common stock, $0.00001 par value
|
$95000
|
|
$95000
|
D
|
|
Convertible Promissory Note
|
$.70
|
|
|
|
|
|
|
(1)
|
1/14/2009
(4)
|
Common stock, $0.00001 par value
|
$150000
(4)
|
|
$150000
|
D
|
|
Warrants
|
$1.50
|
|
|
|
|
|
|
(1)
|
9/25/2013
|
Common stock, $0.00001 par value
|
100000
|
|
100000
|
D
|
|
Convertible Promissory Note
|
$.70
|
|
|
|
|
|
|
(1)
|
12/31/2008
(5)
|
Common stock, $0.00001 par value
|
$37500
|
|
$37500
|
D
|
|
Warrants
|
$1
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
10000
|
|
10000
|
D
|
|
Warrants
|
$2.00
|
|
|
|
|
|
|
10/31/2009
|
10/31/2013
|
Common stock, $0.00001 par value
|
16667
|
|
16667
|
D
|
|
10% Unsecured Convertible Subordinated Debenture
|
$3.00
|
1/7/2009
(6)
|
|
C
|
|
|
200000
|
(6)
|
2/16/2009
|
Common stock, $0.00001 par value
|
$200000
|
$200000
(6)
|
$0
|
D
|
|
Convertible Promissory Notes
|
$.50
|
1/7/2009
|
|
C
|
|
|
142500
|
(7)
|
6/27/2009
|
Common stock, $0.00001 par value
|
$142500
|
$142500
(7)
|
$0
|
D
|
|
Convertible Promissory Notes
|
$.70
|
1/7/2009
|
|
C
|
|
|
142500
|
(9)
|
6/27/2009
|
Common stock, $0.00001 par value
|
$142500
|
$142500
(9)
|
$0
|
D
|
|
Convertible Promissory Notes
|
$.70
|
1/7/2009
|
|
C
|
|
|
47500
|
2/6/2009
(9)
|
6/27/2009
|
Common stock, $0.00001 par value
|
$47500
|
$47500
(9)
|
$0
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Convertible Promissory Notes
|
$.70
|
1/7/2009
|
|
C
|
|
|
23750
|
(9)
|
6/27/2009
|
Common stock, $0.00001 par value
|
$23750
|
$23750
(9)
|
$0
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrant
(8)
|
$1.30
|
1/7/2009
|
|
C
(7)
|
|
314846
|
|
2/6/2009
|
1/7/2014
|
Common stock, $0.00001 par value
|
314846
|
(7)
|
314846
|
D
|
|
Warrants
(8)
|
$1.30
|
1/7/2009
|
|
C
(9)
|
|
224890
|
|
2/6/2009
|
1/7/2014
|
Common stock, $0.00001 par value
|
224890
|
(9)
|
224890
|
D
|
|
Warrants
(8)
|
$1.30
|
1/7/2009
|
|
C
(9)
|
|
74964
|
|
2/6/2009
|
1/7/2014
|
Common stock, $0.00001 par value
|
74964
|
(9)
|
74964
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
(8)
|
$1.30
|
1/7/2009
|
|
C
(8)
|
|
37482
|
|
2/6/2009
|
1/7/2014
|
Common stock, $0.00001 par value
|
37482
|
(7)
|
37482
|
I
|
Held by "Davis & Associates Inc."
(2)
|