Current Report Filing (8-k)
December 31 2020 - 6:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (date of earliest event reported): December 23, 2020
INVESTVIEW,
INC.
(Exact
name of registrant as specified in its charter)
Nevada
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000-27019
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87-0369205
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(State
or other jurisdiction of
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(Commission
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(IRS
Employer
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incorporation
or organization)
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File
Number)
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Identification
No.)
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234
Industrial Way West, Suite A202
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Eatontown,
New Jersey
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07724
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(Address
of principal executive offices)
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(Zip
code)
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Registrant’s
telephone number, including area code:
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732-889-4300
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n/a
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Exchange Act: None
Title
of each class
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Trading
symbol(s)
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Name
of each change on which registered
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
ITEM
1.01—ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
As
required by the November 9, 2020, Amended and Restated Securities Purchase Agreement between Investview, Inc., and DBR Capital,
LLC, on December 23, 2020, Investview’s subsidiaries that were not already parties to the Guaranty and Collateral Agreement
dated May 15, 2020, between the parties entered into a Joinder Agreement under which they became parties to the Guaranty and Collateral
Agreement.
DBR
Capital is an affiliate of two of Investview’s directors, David B. Rothrock and James Bell. Mr. Rothrock and Mr. Bell were
appointed to Investview’s board of directors in connection with Securities Purchase Agreement in April 2020.
ITEM
9.01—FINANCIAL STATEMENTS AND EXHIBITS
The
following is filed as an exhibit to this report:
*
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All
exhibits are numbered with the number preceding the decimal indicating the applicable SEC reference number in Item 601 and
the number following the decimal indicating the sequence of the particular document. Omitted numbers in the sequence refer
to documents previously filed as an exhibit.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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INVESTVIEW,
INC.
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Dated:
December 30, 2020
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By:
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/s/
Annette Raynor
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Annette
Raynor
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Chief
Operations Officer
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