Opening Statement Prepared for Delivery by Daniel H. Mudd, President and Chief Executive Officer, Fannie Mae, Before the U.S. S
June 15 2006 - 11:20AM
PR Newswire (US)
WASHINGTON, June 15 /PRNewswire/ -- The following is an opening
statement prepared for delivery by Daniel H. Mudd, President and
Chief Executive Officer of Fannie Mae: Mr. Chairman, Senator
Sarbanes and members of the Committee. My name is Daniel H. Mudd,
and I appreciate the opportunity to appear before you today to
update you on the progress we have made at Fannie Mae, where I have
served as Chief Executive Officer since December 2004. The final
OFHEO report, and the special investigation by former Senator
Warren Rudman and the law firm of Paul, Weiss for our Board of
Directors, have provided a detailed picture of the failings at
Fannie Mae during the years 1998 through 2004. I appreciate the
opportunity to comment on that period, and I would like to report
on what we have done to overhaul the company since the start of
2005, and also respond to your questions. It is clear from the
reports that Fannie Mae got a lot of things wrong from 1998 to
2004. Bad decisions about accounting and many other matters let a
lot of people down, and in doing so, broke a public trust. We have
learned some painful lessons about getting things right, and about
hubris and humility. We have made changes. We are making progress.
And we have much more to do. I am determined to do it. We began
with a plan to fix the company on December 21, 2004, the day I was
appointed as Fannie Mae's interim CEO. We set out to: Restore our
capital. Restate our prior financial statements. Rebuild
relationships with our regulators, partners, stakeholders and
Congress. Manage our business. Re-center the company on serving
families who need affordable housing. Armor- plate our financial
controls. And finally, fix our corporate culture, which the OFHEO
report makes clear led to a lot of our problems. I have heard your
comments today, and I have heard many more in private. The days of
arrogant, defiant, "my way" Fannie Mae had to end. We have begun to
build a Fannie Mae that listens better, welcomes accountability,
works with our regulators and with Congress, and serves the market
by putting our mission to serve housing first. Let me describe some
of the tangible steps we're taking, starting with the people.
First, we have established a new senior management team to provide
the leadership, talent and ethical standards worthy of our role and
mission. Of the 55 members of the company's senior-most management,
75 percent are new or in different positions and a third are
entirely new to the company, especially in the critical finance,
accounting and risk areas. We have a new Chief Financial Officer.
We have a new Controller. A new Chief Audit Executive. A new Chief
of Accounting Policy. We have a new General Counsel, a new Chief
Risk Officer, and a new head of Corporate Strategy. These leaders
join us from important roles in major financial institutions, large
corporations, and highly regarded firms. Second, in cooperation and
consultation with OFHEO, we are fundamentally reorganizing the
company to ensure that strong checks and balances are in place. For
example: * To ensure appropriate segregation of duties, we have
separated the portfolio business from the CFO's responsibilities. *
Under the new CFO, we have reorganized the Finance function and
brought in entirely new leadership from outside the company. * We
are reorganizing and strengthening Internal Audit, and the new
Chief Audit Executive has a direct and independent line to the
Board's Audit Committee. We have also replaced our outside auditor
with Deloitte & Touche, which is conducting a comprehensive
re-audit of the entire company. Deloitte, which formerly provided
advice to OFHEO when several of the accounting problems were first
identified, has over 300 auditors on site at Fannie Mae. We are
making further key organizational changes, which include: *
Establishing a new and separate Compliance and Ethics Organization
to provide a robust compliance and internal investigation function,
led by a senior executive, with a reporting line to the Board. We
have written and pledged ourselves to a standard of ethical, honest
and transparent conduct inside and outside the company. *
Establishing a new Risk Organization with an independent and
comprehensive view of all the risks the company is taking, and
again, with a reporting line to the Board. We have recruited and
hired a senior executive from JP Morgan Chase to lead this
function. * Disbanding the so-called Law and Policy division so
that each function reports directly and separately to me. These are
staff functions that exist to support our business and our mission
-- not a center of command and control. Third, we have restored and
maintained our capital adequacy, including the 30-percent surplus
mandated in our agreement with OFHEO and supervised by their
examiners. We now have roughly $39 billion dollars of capital in
reserve; our ratio of capital to assets is higher than it has ever
been in our history. Fourth, we are paying people to do the job --
not to hit targets. We have adopted a new executive compensation
structure with broad performance goals that include achieving
affordable housing mission goals, improving our culture, complying
with regulatory standards, and delivering shareholder value. Fifth,
we are making steady progress on completing our financial
restatement, which will be done by the end of 2006. We have put
over 1,000 full-time and 2,500 contract employees on the job and
invested over $800 million, a large part of that on new systems. We
have completed an exhaustive review of our accounting policies and
practices to determine their consistency with Generally Accepted
Accounting Principles. We have completed the restatement of
several, significant portions of our balance sheet, and developed
systems to support and control our business. We are in the process
of putting in place systems and controls to ensure we are GAAP and
Sarbanes-Oxley compliant. There is absolutely no routine, process
or control anywhere in the company that is beyond the scope of
overhaul and improvement to the highest standard. We have over 150
projects underway and 200 associates working on this alone. We can
get this done -- our overarching goal is to get it done right the
first time, and to make the investments to ensure this never
happens again. * * * Mr. Chairman, I would like to reiterate a
commitment I made in my testimony last April, that Fannie Mae will
work cooperatively to support the efforts of Congress to pass
legislation to strengthen GSE regulation. In particular, we
continue to support legislation to create a strong, well-funded
regulator that would oversee both the safety and soundness and the
housing mission of the enterprises. We believe the regulator should
have bank-like regulatory powers, including the authority to reduce
on-balance sheet activities, based on safety and soundness. We also
support housing goals, and an affordable housing fund, that
strengthen our affordable housing mission and our role in the U.S.
housing economy. With respect to how we engage with Congress --
that is part of the new Fannie Mae as well. I hope you have seen a
new tone and manner of quiet, fact-based engagement from us. Where
we disagree, we do so respectfully. You have my pledge to do all we
can to help move this process forward. Mr. Chairman, from the day I
was appointed to lead Fannie Mae, we have been moving forward
aggressively to fix the problems OFHEO has cited. The question may
be, why is this worth doing? The reason this company exists is
because of our housing and liquidity mission to help put people
into homes. Indeed, in these past 18 months: * We have purchased or
guaranteed more than four million home loans. * We helped to create
136,000 more minority homeowners and serve 600,000 low- and
moderate-income families overall. * We helped provide financing to
build, rehab or refinance 600,000 units of affordable rental
housing. * Nearly two-thirds of our overall business serves one or
more of our HUD affordable housing goals. * We are investing
literally billions of dollars in the Gulf Coast region to help
finance and rebuild homes and communities there. * We attracted
more than $21 billion of overseas investment to provide liquidity
to the U.S. housing finance market. * Most important, we are
providing what we estimate is roughly half a trillion dollars this
year to finance homes for three million Americans, 25 percent of
them African American, Hispanic and/or first-time home buyers. I
know that you are counting on us to fulfill our mission, and help
to serve this growing nation and its growing housing needs. That is
what makes this worth doing. Mr. Chairman, this company is changing
and will continue to change thanks to the lessons we have been
given to learn. My obligation and pledge to you, the Congress, and
the market we serve is to get this right and move forward. We are
building a new Fannie Mae that is able to truly serve affordable
housing in America. I thank you for the opportunity to appear
before you today. I look forward to your questions. DATASOURCE:
Fannie Mae CONTACT: Chuck Greener of Fannie Mae, +1-202-752-2616
Web site: http://www.fanniemae.com/
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