Current Report Filing (8-k)
March 01 2021 - 9:07AM
Edgar (US Regulatory)
WELLS FARGO & COMPANY/MN NYSE Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III false 0000072971 0000072971 2021-03-01 2021-03-01 0000072971 us-gaap:CommonStockMember 2021-03-01 2021-03-01 0000072971 wfc:SeriesLPreferredStockMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesNMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesOMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesPMember 2021-03-01 2021-03-01 0000072971 wfc:A5.85FixedtoFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesQMember 2021-03-01 2021-03-01 0000072971 wfc:A6.625FixedtoFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesRMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesWMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesXMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember 2021-03-01 2021-03-01 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesCCMember 2021-03-01 2021-03-01 0000072971 wfc:Guaranteeof5.80FixedtoFloatingRateNormalWachoviaIncomeTrustSecuritiesofWachoviaCapitalTrustIIIMember 2021-03-01 2021-03-01 0000072971 wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember 2021-03-01 2021-03-01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): March 1, 2021
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
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Delaware
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001-2979
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No. 41-0449260
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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420 Montgomery Street, San Francisco, California 94104
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: 1-866-249-3302
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading
Symbol
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Name of Each Exchange
on Which Registered
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Common Stock, par value $1-2/3
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WFC
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New York Stock Exchange
(NYSE)
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7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L
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WFC.PRL
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N
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WFC.PRN
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O
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WFC.PRO
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series P
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WFC.PRP
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q
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WFC.PRQ
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
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WFC.PRR
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series W
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WFC.PRW
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X
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WFC.PRX
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y
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WFC.PRY
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z
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WFC.PRZ
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA
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WFC.PRA
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NYSE
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Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series CC
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WFC.PRC
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NYSE
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Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III
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WFC/TP
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NYSE
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Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC
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WFC/28A
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NYSE
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Wells Fargo & Company (the “Company”) issued a press release announcing the final results of the previously announced cash tender offers for certain outstanding debt securities of the Company by Wells Fargo Securities, LLC, its indirect wholly-owned subsidiary. A copy of the press release is attached as Exhibit 99 and is incorporated herein by reference.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit No.
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Description
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Location
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99
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Press Release dated March 1, 2021
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Filed herewith
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104
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The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
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Filed herewith
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2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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WELLS FARGO & COMPANY
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DATED: March 1, 2021
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/s/ Bryant Owens
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Bryant Owens
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Senior Vice President and Assistant Treasurer
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