Initial Statement of Beneficial Ownership (3)

Date : 06/11/2019 @ 9:50PM
Source : Edgar (US Regulatory)
Stock : Resolute Forest Products Inc (RFP)
Quote : 4.15  0.01 (0.24%) @ 1:00AM
After Hours
Last Trade
Last $ 4.15 ◊ 0.00 (0.00%)

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Theriault Luc

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/3/2019 

3. Issuer Name and Ticker or Trading Symbol

Resolute Forest Products Inc. [RFP]

(Last)        (First)        (Middle)

111 ROBERT-BOURASSA, SUITE 5000

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
SVP, Wood Products /

(Street)

MONTREAL, A8 H3C 2M1       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   5774   D    
Common Stock   1353   (1) D    
Common Stock   10463   (2) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy)   11/3/2012   (3) 11/3/2021   Common Stock   1076   $16.45   D    
Stock Options (right to buy)   11/6/2014   (4) 11/6/2023   (4) Common Stock   4071   $15.66   D    
Restricted Share Units     (5)   (5) Common Stock   8653     (5) D    
Restricted Share Units     (6)   (6) Common Stock   9964     (6) D    

Explanation of Responses:
(1)  This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on November 9, 2016. The number of securities represent the remaining installments.
(2)  This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on November 14, 2017. The number of securities represent the remaining installments.
(3)  The options vested in four equal installments beginning on November 3, 2012.
(4)  The options vested in four equal installments beginning on November 6, 2014.
(5)  This reporting person was awarded restricted stock units, each representing a contingent right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The restricted stock units vest in four equal annual installments beginning on December 1, 2018. The number of securities represent the remaining installments.
(6)  This reporting person was awarded restricted stock units, each representing a contingent right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The restricted stock units vest in four equal annual installments beginning on December 1, 2019. The number of securities represent the remaining installments.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Theriault Luc
111 ROBERT-BOURASSA
SUITE 5000
MONTREAL, A8 H3C 2M1


SVP, Wood Products

Signatures
/s/Stephanie Leclaire, as attorney-in-fact 6/11/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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