Initial Statement of Beneficial Ownership (3)
April 25 2022 - 1:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DeBrock Kimberly Ann |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2022
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3. Issuer Name and Ticker or Trading Symbol
Neenah Inc [NP]
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(Last)
(First)
(Middle)
3460 PRESTON RIDGE ROAD, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP, Controller & CAO / |
(Street)
ALPHARETTA, GA 30005
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 1066 (1)(2)(3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Share Units | 2/2/2024 | (4) | Common stock | 656.0 | $53.0 | D | |
Performance Share Units | 2/26/2025 | (4) | Common stock | 1061.0 | $45.93 | D | |
Stock Appreciation Rights | (5) | 1/29/2027 | Common stock | 500.0 | $82.15 | D | |
Explanation of Responses: |
(1) | 81 of the restricted stock units vest on 2/03/2023. |
(2) | 455 of the restricted stock units vest in increments of one-third on 1/25/2023, 1/25/2024, and 1/25/2025. |
(3) | 188 of the restricted stock units vest in increments of one-half on 2/1/2023 and 2/1/2024. |
(4) | The performance share units do not have an expiration date. |
(5) | The stock appreciation rights are fully vested. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DeBrock Kimberly Ann 3460 PRESTON RIDGE ROAD SUITE 600 ALPHARETTA, GA 30005 |
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| VP, Controller & CAO |
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Signatures
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/s/ Noah S. Benz, by Power of Attorney | | 4/25/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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