Statement of Changes in Beneficial Ownership (4)
December 17 2021 - 3:06PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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RANKIN ALFRED M ET AL |
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC.
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HY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman |
(Last)
(First)
(Middle)
5875 LANDERBROOK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2021 |
(Street)
MAYFIELD HEIGHTS, OH 44124
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 12/15/2021 | | J(1) | | 1434 | D | $0 | 0 | I | Proportionate interest in shares held by RA I |
Class A Common Stock | 12/15/2021 | | J(1) | | 377 | D | $0 | 0 | I | Spouse's proportionate interest in shares held by Rankin Associates V (2) |
Class A Common Stock | 12/15/2021 | | J(1) | | 635 | D | $0 | 0 | I | Spouse's proportionate interest in shares held by RA VI |
Class A Common Stock | 12/15/2021 | | J(1) | | 80 | D | $0 | 0 | I | Proportionate Interest in shares held by RA5 held by Rankin Management Inc. |
Class A Common Stock | 12/15/2021 | | J(3) | | 21006 | A | $0 | 126774 | I | Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin (2) |
Class A Common Stock | 12/15/2021 | | J(3) | | 17556 | A | $0 | 17556 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. |
Class A Common Stock | 12/15/2021 | | J(3) | | 9600 | A | $0 | 19200 | I | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren (2) |
Class A Common Stock | 12/15/2021 | | J(3) | | 18625 | A | $0 | 39612 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. (2) |
Class A Common Stock | 12/15/2021 | | J(1) | | 19 | D | $0 | 0 | I | proportionate general partnership interest shares held by RAIV |
Class A Common Stock | 12/15/2021 | | J(1) | | 1975 | D | $0 | 0 | I | Proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner |
Class A Common Stock | 12/15/2021 | | J(1) | | 100 | D | $0 | 0 | I | Proportionate Interest in shares held by RA6 held by Rankin Management Inc. |
Class A Common Stock | 12/15/2021 | | J(3) | | 747 | A | $0 | 747 | I | Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin (2) |
Class A Common Stock | 12/15/2021 | | J(1) | | 55825 | D | $0 | 4159 | I | Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams |
Class A Common Stock | 12/15/2021 | | J(1) | | 55825 | D | $0 | 4159 | I | Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler |
Class A Common Stock | | | | | | | | 14752 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 1434 | | (4) | (4) | Class A Common Stock | 1434 | $0 | 4000 | I | proportionate interest in shares held by RA I LP |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 377 | | (4) | (4) | Class A Common Stock | 377 | $0 | 377 | I | Represents percentage of ownership interest of Rankin Associates V partnership held in trust (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 635 | | (4) | (4) | Class A Common Stock | 635 | $0 | 635 | I | Spouse's proportionate interest in shares held by RA VI (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 80 | | (4) | (4) | Class A Common Stock | 80 | $0 | 80 | I | Proportionate Interest in shares held by RA5 held by Rankin Management Inc. |
Class B Common Stock | (4) | 12/15/2021 | | J (3) | | | 21006 | (4) | (4) | Class A Common Stock | 21006 | $0 | 0 | I | Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (3) | | | 17556 | (4) | (4) | Class A Common Stock | 17556 | $0 | 0 | I | Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. |
Class B Common Stock | (4) | 12/15/2021 | | J (3) | | | 9600 | (4) | (4) | Class A Common Stock | 9600 | $0 | 0 | I | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (3) | | | 18625 | (4) | (4) | Class A Common Stock | 18625 | $0 | 0 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 19 | | (4) | (4) | Class A Common Stock | 19 | $0 | 50 | I | proportionate general partnership interest shares held by RAIV |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 1975 | | (4) | (4) | Class A Common Stock | 1975 | $0 | 3950 | I | proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 100 | | (4) | (4) | Class A Common Stock | 100 | $0 | 100 | I | Proportionate Interest in shares held by RA6 held by Rankin Management Inc. |
Class B Common Stock | (4) | 12/15/2021 | | J (3) | | | 747 | (4) | (4) | Class A Common Stock | 747 | $0 | 0 | I | Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin (2) |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 55825 | | (4) | (4) | Class A Common Stock | 55825 | $0 | 67923 | I | Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams |
Class B Common Stock | (4) | 12/15/2021 | | J (1) | | 55825 | | (4) | (4) | Class A Common Stock | 55825 | $0 | 67923 | I | Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler |
Class B Common Stock | (4) | | | | | | | (4) | (4) | Class A Common Stock | 14160 | | 14160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person. |
Explanation of Responses: |
(1) | Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. |
(2) | Reporting Person disclaims beneficial ownership of all such shares. |
(3) | Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. |
(4) | N/A |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 | X |
| Chairman |
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Signatures
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/s/ Suzanne S. Taylor, attorney-in-fact | | 12/16/2021 |
**Signature of Reporting Person | Date |
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