- Statement of Changes in Beneficial Ownership (4)
November 23 2009 - 5:39PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LIBERTY MEDIA CORP
|
2. Issuer Name
and
Ticker or Trading Symbol
DIRECTV GROUP INC
[
DTV
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
12300 LIBERTY BOULEVARD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/19/2009
|
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
11/19/2009
|
|
J
|
|
548720752
|
D
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Call option (obligation to sell)
|
$28.3292
|
11/19/2009
|
|
J
|
|
|
1
|
12/30/2009
|
12/30/2009
|
Common Stock
|
11250000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$22.8891
|
11/19/2009
|
|
J
|
|
|
1
|
12/30/2009
|
12/30/2009
|
Common Stock
|
11250000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Call option (obligation to sell)
|
$29.2069
|
11/19/2009
|
|
J
|
|
|
1
|
7/14/2010
|
7/14/2010
|
Common Stock
|
17500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$20.9272
|
11/19/2009
|
|
J
|
|
|
1
|
7/14/2010
|
7/14/2010
|
Common Stock
|
17500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Call option (obligation to sell)
|
$30.329
|
11/19/2009
|
|
J
|
|
|
1
|
1/26/2011
|
1/26/2011
|
Common Stock
|
12500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$22.8891
|
11/19/2009
|
|
J
|
|
|
1
|
1/26/2011
|
1/26/2011
|
Common Stock
|
12500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Call option (obligation to sell)
|
$31.519
|
11/19/2009
|
|
J
|
|
|
1
|
8/10/2011
|
8/10/2011
|
Common Stock
|
15000000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$20.9272
|
11/19/2009
|
|
J
|
|
|
1
|
8/10/2011
|
8/10/2011
|
Common Stock
|
15000000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Call option (obligation to sell)
|
$32.7299
|
11/19/2009
|
|
J
|
|
|
1
|
2/15/2012
|
2/15/2012
|
Common Stock
|
17500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$22.8891
|
11/19/2009
|
|
J
|
|
|
1
|
2/15/2012
|
2/15/2012
|
Common Stock
|
17500000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Call option (obligation to sell)
|
$33.2471
|
11/19/2009
|
|
J
|
|
|
1
|
8/29/2012
|
8/29/2012
|
Common Stock
|
25000000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Put option (right to sell)
|
$20.9272
|
11/19/2009
|
|
J
|
|
|
1
|
8/29/2012
|
8/29/2012
|
Common Stock
|
25000000
|
$0
|
0
|
I
|
Held through wholly-owned subsidiary
|
Explanation of Responses:
|
Remarks:
On November 19, 2009, the Reporting Person caused its subsidiaries to contribute to Liberty Entertainment, Inc. ("LEI"), among other things, the wholly-owned subsidiaries of the Reporting Person that hold all of the shares of common stock of the Issuer beneficially owned by the Reporting Person and that are a party to the zero cost collar arrangements described in the Form 4 filed by the Reporting Person on April 2, 2008. At 5:00 p.m., New York Time, on November 19, 2009, the Reporting Person distributed all of the outstanding shares of LEI to the holders of its Liberty Entertainment common stock pursuant to a partial redemption of its Liberty Entertainment common stock. Immediately following the redemption on November 19, 2009, a business combination transaction among the Reporting Person, the Issuer, LEI and DIRECTV, a wholly-owned subsidiary of the Issuer ("Holdings") and certain other persons was completed, pursuant to which, among other things, LEI and the Issuer separately merged with subsidiaries of Holdings and Holdings became the new parent holding company of the Issuer.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
LIBERTY MEDIA CORP
12300 LIBERTY BOULEVARD
ENGLEWOOD, CO 80112
|
|
X
|
|
|
Signatures
|
LIBERTY MEDIA CORPORATION By: /S/ Craig Troyer Vice President
|
|
11/23/2009
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
DTE Energy (NYSE:DTV)
Historical Stock Chart
From Jun 2024 to Jul 2024
DTE Energy (NYSE:DTV)
Historical Stock Chart
From Jul 2023 to Jul 2024