Initial Statement of Beneficial Ownership (3)
October 04 2018 - 4:44PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Snow Ola M
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/28/2018
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3. Issuer Name
and
Ticker or Trading Symbol
CARDINAL HEALTH INC [CAH]
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(Last)
(First)
(Middle)
7000 CARDINAL PLACE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Human Resources Officer /
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(Street)
DUBLIN, OH 43017
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Shares
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10710
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D
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Common Shares
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122
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I
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By 401(k) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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(1)
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8/15/2024
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Common Shares
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3907.0
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$71.43
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D
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Employee Stock Option (right to buy)
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(1)
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8/15/2025
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Common Shares
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5230.0
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$84.27
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D
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Employee Stock Option (right to buy)
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(2)
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8/15/2026
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Common Shares
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5980.0
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$83.19
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D
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Employee Stock Option (right to buy)
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(3)
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8/15/2027
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Common Shares
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6457.0
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$66.43
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D
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Phantom Stock
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(4)
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(4)
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Common Shares
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74.0
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(4)
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D
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Explanation of Responses:
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(1)
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These options are currently exercisable.
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(2)
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Two-thirds of these options are currently exercisable and one-third will vest on 8/15/2019.
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(3)
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One-third of these options are currently exercisable, one-third will vest on 8/15/2019 and one-third will vest on 8/15/2020.
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(4)
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Represents shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.
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Remarks:
EXHIBIT LIST: EX-24 Snow POA
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Snow Ola M
7000 CARDINAL PLACE
DUBLIN, OH 43017
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Chief Human Resources Officer
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Signatures
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/s/ Elaine S. Natsis, Attorney-in-fact
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10/4/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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