Statement of Changes in Beneficial Ownership (4)
November 29 2021 - 2:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Mayadas Vijay |
2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC.
[
BR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Corporate Vice President |
|
(Last)
(First)
(Middle)
5 DAKOTA DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2021 |
|
(Street)
LAKE SUCCESS, NY 11042
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 11/29/2021 | | M | | 7222.0000 | A | $50.9500 | 34819.7560 | D | |
| Common Stock | 11/29/2021 | | M | | 6299.0000 | A | $67.3200 | 41118.7560 | D | |
| Common Stock | 11/29/2021 | | M | | 5696.0000 | A | $51.9500 | 46814.7560 | D | |
| Common Stock | 11/29/2021 | | M | | 4029.0000 | A | $93.8800 | 50843.7560 | D | |
| Common Stock | 11/29/2021 | | M | | 3604.0000 | A | $98.3100 | 54447.7560 | D | |
| Common Stock | 11/29/2021 | | M | | 1986.0000 | A | $117.3400 | 56433.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 1848.0000 | D | $174.0000 | 54585.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 3270.0000 | D | $174.0000 | 51315.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 3634.0000 | D | $174.0000 | 47681.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 4845.0000 | D | $174.0000 | 42836.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 5477.0000 | D | $174.0000 | 37359.7560 | D | |
| Common Stock | 11/29/2021 | | S | | 6134.0000 | D | $174.0000 | 31225.7560 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $117.3400 | 11/29/2021 | | M | | | 1986.0000 | 2/4/2021 | 2/4/2030 | Common Stock | 1986.0000 | $0.0000 | 5958.0000 | D | |
| Stock Option (Right to Buy) | $51.9500 | 11/29/2021 | | M | | | 5696.0000 | 2/8/2017 | 2/8/2026 | Common Stock | 5696.0000 | $0.0000 | 0.0000 | D | |
| Stock Option (Right to Buy) | $50.9500 | 11/29/2021 | | M | | | 7222.0000 | 2/9/2016 | 2/9/2025 | Common Stock | 7222.0000 | $0.0000 | 0.0000 | D | |
| Stock Option (Right to Buy) | $67.3200 | 11/29/2021 | | M | | | 6299.0000 | 2/10/2018 | 2/10/2027 | Common Stock | 6299.0000 | $0.0000 | 0.0000 | D | |
| Stock Option (Right to Buy) | $98.3100 | 11/29/2021 | | M | | | 3604.0000 | 2/11/2020 | 2/11/2029 | Common Stock | 3604.0000 | $0.0000 | 3604.0000 | D | |
| Stock Option (Right to Buy) | $93.8800 | 11/29/2021 | | M | | | 4029.0000 | 2/12/2019 | 2/12/2028 | Common Stock | 4029.0000 | $0.0000 | 1343.0000 | D | |
| Explanation of Responses: |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Mayadas Vijay
5 DAKOTA DRIVE
LAKE SUCCESS, NY 11042 |
|
| Corporate Vice President |
|
Signatures
|
| Maria Allen, Power of Attorney | | 11/29/2021 |
| **Signature of Reporting Person | Date |
Broadridge Financial Sol... (NYSE:BR)
Historical Stock Chart
From Jul 2024 to Aug 2024
Broadridge Financial Sol... (NYSE:BR)
Historical Stock Chart
From Aug 2023 to Aug 2024
