Post-effective Amendment to an S-8 Filing (s-8 Pos)
February 24 2023 - 04:11PM
Edgar (US Regulatory)
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As
filed with the Securities and Exchange Commission on February 24,
2023 |
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Registration No. 333-222647
Registration No. 333-234716
Registration No. 333-236930
Registration No. 333-263339
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549
___________________ |
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POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT
NO. 333-222647
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT
NO. 333-234716
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT
NO. 333-236930
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT
NO. 333-263339
UNDER
THE SECURITIES ACT OF 1933
___________________
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AVAYA HOLDINGS CORP.
(Exact
name of registrant as specified in its charter)
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DELAWARE
(State or other jurisdiction of incorporation
or organization)
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26-1119726
(I.R.S.
Employer Identification No.)
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350 Mt. Kemble Avenue
Morristown, New Jersey 07960
(908) 953-6000
(Address,
including zip code, and telephone number, including area code, of
registrant’s principal executive offices)
___________________
2020
Employee Stock Purchase Plan
Avaya Holdings Corp. 2019 Equity Incentive Plan
Avaya Holdings Corp. 2019 Omnibus Inducement Equity
Plan
Avaya Holdings Corp. 2017 Equity Incentive Plan
(Full title of the plan)
Vito Carnevale
Senior Vice President and General Counsel
Avaya Holdings Corp.
350 Mt. Kemble Avenue Morristown, New Jersey 07960
(908) 953-6000
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(Name, address, including zip code, and telephone number, including
area code, of agent for service)
___________________
Copies of all communications, including communications sent to
agent for service, should be sent to:
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Joshua N. Korff, P.C.
Michael Kim, P.C.
Kirkland & Ellis LLP
601 Lexington Avenue
New York, NY 10022
United States
(212) 446-4800
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Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company, or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
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☒ Large
accelerated filer
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☐ Accelerated
filer
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☐ Non-accelerated
filer
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☐ Smaller
reporting company
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☐ Emerging
growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act.
☐
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DEREGISTRATION OF SECURITIES
These Post-Effective Amendments (these “Post-Effective
Amendments”)
filed by Avaya Holdings Corp. (the “Company”)
relate to the following registration statements on Form S-8
(together, the “Registration
Statements”):
1. Registration Statement No. 333-222647,
registering (i) 6,234,774 shares of common stock, par value $0.01
per share (the “Common
Stock”),
of the Company issuable under the Avaya Holdings Corp. 2017 Equity
Incentive Plan (the “2017
Plan”)
and (ii) 1,146,835 shares of Common Stock issuable upon the
exercise of outstanding options previously issued under the 2017
Plan, which was filed with the U.S. Securities and Exchange
Commission (the “Commission”)
on January 22, 2018;
2. Registration Statement No. 333-234716,
registering (i) 17,510,000 shares of Common Stock reserved for
issuance under the Avaya Holdings Corp. 2019 Equity Incentive Plan
(the “2019
Plan”),
and (ii) 1,700,000 shares of Common Stock reserved for issuance
under the Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan,
which was filed with the Commission on November 15,
2019;
3. Registration Statement No. 333-236930,
registering 5,500,000 shares of Common Stock issuable pursuant to
the Company’s 2020 Employee Stock Purchase Plan, which was filed
with the Commission on March 6, 2020; and
4. Registration Statement No. 333-263339,
registering 6,500,000 shares of Common Stock issuable pursuant to
the 2019 Plan (as amended by Amendment No. 1 to the 2019 Plan),
which was filed with the Commission on March 7, 2022.
As previously disclosed on February 14, 2023, the Company and
certain of its direct and indirect subsidiaries commenced voluntary
cases (the “Chapter
11 Cases”)
under chapter 11 of title 11 of the United States Code in the
United States Bankruptcy Court for the Southern District of
Texas.
As a result of the Chapter 11 Cases, the Company has terminated any
and all offerings and sales of securities pursuant to the
Registration Statements. In accordance with the undertakings made
by the Company in the Registration Statements to remove from
registration, by means of a post-effective amendment, any of the
securities of the Company that had been registered under the
Registration Statements which remain unsold at the termination of
such offerings, the Company hereby removes from registration by
means of these Post-Effective Amendments any and all such
securities registered but unsold under the Registration Statements.
The Registration Statements are hereby amended, as appropriate, to
reflect the deregistration of such securities and the Company
hereby terminates the effectiveness of the Registration
Statements.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, the
Company certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing on Form S-8 and has duly
caused these Post-Effective Amendments to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of New
York, State of New York, on February 24, 2023.
AVAYA HOLDINGS CORP.
By:
/s/ Shefali Shah
Name:
Shefali Shah
Title: Executive Vice President and Chief Administrative
Officer
Pursuant to Rule 478 under the Securities Act of 1933, as amended,
no other person is required to sign these Post-Effective
Amendments.
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