UNITED STATES OMB APPROVAL
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811- 06565

 

Tekla Life Sciences Investors

(Exact name of registrant as specified in charter)

 

100 Federal Street, 19th Floor, Boston, MA   02110
(Address of principal executive offices)   (Zip code)

 

Laura Woodward
Tekla Life Sciences Investors
100 Federal Street, 19th Floor, Boston MA 02110

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  617-772-8500

 

Date of fiscal year end:  September 30

 

Date of reporting period:  7/1/22-6/30/23

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

 

 

Item 1. Proxy Voting Record.

 

 

 

 

Vote Summary

 

89BIO, INC.

 

Security 282559103 Meeting Type Annual
Ticker Symbol ETNB Meeting Date 05-Jun-2023
Record Date 06-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Rohan Palekar       For   For  
    2 E. M. Atkinson III, PhD       For   For  
    3 Gregory Grunberg, M.D.       For   For  
2.   Approval of an amendment to our Certificate of Incorporation to increase the number of authorized shares of our common stock.   Management   For   For  
3.   Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  

 

ADAPTIVE BIOTECHNOLOGIES CORPORATION

 

Security 00650F109 Meeting Type Annual
Ticker Symbol ADPT Meeting Date 09-Jun-2023
Record Date 12-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   To elect Class I director nominee to serve on the board of directors of Adaptive Biotechnologies Corporation for a three-year term expiring at the 2026 annual meeting of shareholders: Katey Owen, PhD   Management   For   For  
1.2   To elect Class I director nominee to serve on the board of directors of Adaptive Biotechnologies Corporation for a three-year term expiring at the 2026 annual meeting of shareholders: Robert Hershberg, PhD, MD   Management   For   For  
2.   To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  

 

 

 

 

ADICET BIO, INC.

 

Security 007002108 Meeting Type Annual
Ticker Symbol ACET Meeting Date 01-Jun-2023
Record Date 04-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Carl L. Gordon,PhD, CFA       For   For  
    2 Steve Dubin, J.D.       For   For  
    3 Jeffrey Chodakewitz MD       For   For  
2.   To amend and restate the Company's Amended and Restated 2018 Stock Option and Incentive Plan.   Management   For   For  
3.   To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

AFFIMED N.V

 

Security N01045108 Meeting Type Annual
Ticker Symbol AFMD Meeting Date 21-Jun-2023
Record Date 24-May-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
3.   Adoption of the Statutory Annual Accounts for the financial year 2022   Management   For   For  
4.   Advisory vote (non-binding) on Executive Compensation   Management   For   For  
5.   Discharge of the managing directors for their management during the financial year 2022   Management   For   For  
6.   Discharge of the supervisory directors for their supervision during the financial year 2022   Management   For   For  
7.   Amendment of the Remuneration Policy for the Supervisory Board   Management   For   For  
8a.   Reappointment of Dr. Adi Hoess as a managing director   Management   For   For  
8b.   Reappointment of Dr. Wolfgang Fischer as a managing director   Management   For   For  
8c.   Reappointment of Mr. Angus Smith as a managing director   Management   For   For  
8d.   Reappointment of Dr. Arndt Schottelius as a managing director   Management   For   For  
8e.   Reappointment of Dr. Andreas Harstrick as a managing director   Management   For   For  
9a.   Reappointment of Dr. Thomas Hecht as a supervisory director   Management   For   For  
9b.   Reappointment of Mr. Harry Welten as a supervisory director   Management   For   For  
9c.   Reappointment of Dr. Annalisa M. Jenkins as a supervisory director   Management   For   For  
9d.   Appointment of Dr. Constanze Ulmer-Eilfort as a supervisory director   Management   For   For  
10.   Reverse stock split and amendment of the articles of association   Management   For   For  
11.   Authorization to acquire shares   Management   For   For  
12.   Appointment of the auditor for the financial year 2023   Management   For   For  

 

 

 

 

ALKERMES PLC

 

Security G01767105 Meeting Type Contested-Annual
Ticker Symbol ALKS Meeting Date 29-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   BOARD NOMINEE: Emily Peterson Alva   Management   For   For  
1B.   BOARD NOMINEE: Shane M. Cooke   Management   For   For  
1C.   BOARD NOMINEE: Richard B. Gaynor, M.D.   Management   For   For  
1D.   BOARD NOMINEE: Cato T. Laurencin, M.D., Ph.D.   Management   For   For  
1E.   BOARD NOMINEE: Brian P. McKeon   Management   For   For  
1F.   BOARD NOMINEE: Richard F. Pops   Management   For   For  
1G.   BOARD NOMINEE: Christopher I. Wright, M.D., Ph.D.   Management   For   For  
1H.   SARISSA NOMINEE: Patrice Bonfiglio   Management   Withheld   For  
1I.   SARISSA NOMINEE: Alexander Denner, Ph.D.   Management   Withheld   For  
1J.   SARISSA NOMINEE: Sarah J. Schlesinger, M.D.   Management   Withheld   For  
2.   To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers.   Management   For   For  
3.   To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the independent auditor and accounting firm of the Company and to authorize, in a binding vote, the Audit and Risk Committee of the Board to set the independent auditor and accounting firm's remuneration.   Management   For   For  
4.   To approve the Alkermes plc 2018 Stock Option and Incentive Plan, as amended.   Management   For   For  
5.   To renew Board authority to allot and issue shares under Irish law.   Management   For   For  
6.   To renew Board authority to disapply the statutory pre- emption rights that would otherwise apply under Irish law.   Management   For   For  

 

 

 

 

ALNYLAM PHARMACEUTICALS, INC.

 

Security 02043Q107 Meeting Type Annual
Ticker Symbol ALNY Meeting Date 18-May-2023
Record Date 24-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class I Director: Michael W. Bonney   Management   For   For  
1b.   Election of Class I Director: Yvonne L. Greenstreet, MBChB, MBA   Management   For   For  
1c.   Election of Class I Director: Phillip A. Sharp, Ph.D.   Management   For   For  
1d.   Election of Class I Director: Elliott Sigal, M.D., Ph.D.   Management   For   For  
2.   To approve, in a non-binding advisory vote, the compensation of Alnylam's named executive officers.   Management   For   For  
3.   To recommend, in a non-binding advisory vote, the frequency of advisory stockholder votes on executive compensation.   Management   1 Year   For  
4.   To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as Alnylam's independent auditors for the fiscal year ending December 31, 2023.   Management   For   For  

 

ALTIMMUNE INC.

 

Security 02155H200 Meeting Type Annual
Ticker Symbol ALT Meeting Date 29-Sep-2022
Record Date 12-Aug-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Mitchel Sayare, Ph.D.       For   For  
    2 Vipin K. Garg, Ph.D.       For   For  
    3 David J. Drutz, M.D.       For   For  
    4 John M. Gill       For   For  
    5 Philip L. Hodges       For   For  
    6 Diane Jorkasky, M.D.       For   For  
    7 Wayne Pisano       For   For  
    8 Klaus O.Schafer,M.D.MPH       For   For  
2.   Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.   Management   For   For  
4.   Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional proxies in favor of the foregoing proposals if there are not sufficient votes to approve the proposals.   Management   For   For  

 

 

 

 

ALX ONCOLOGY HOLDINGS INC

 

Security 00166B105 Meeting Type Annual
Ticker Symbol ALXO Meeting Date 16-Jun-2023
Record Date 19-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Scott Garland       For   For  
    2 Rekha Hemrajani       For   For  
    3 Jaume Pons, Ph.D.       For   For  
2.   Advisory vote to approve named executive officer compensation.   Management   For   For  
3.   Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For  

 

AMGEN INC.

 

Security 031162100 Meeting Type Annual
Ticker Symbol AMGN Meeting Date 19-May-2023
Record Date 20-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin   Management   For   For  
1b.   Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway   Management   For   For  
1c.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake   Management   For   For  
1d.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker   Management   For   For  
1e.   Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert   Management   For   For  
1f.   Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland   Management   For   For  
1g.   Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr.   Management   For   For  
1h.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak   Management   For   For  
1i.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks   Management   For   For  
1j.   Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman   Management   For   For  
1k.   Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles   Management   For   For  
1l.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar   Management   For   For  
1m.   Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams   Management   For   For  
2.   Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation.   Management   1 Year   For  
3.   Advisory vote to approve our executive compensation.   Management   For   For  
4.   To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

AMOLYT PHARMA

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 21-Jun-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the company’s 2022 financials and earnings, discharge of the President for the performance of his duties during the past fiscal year   Management   For   For  
2.   Approval of amendment No. 1 dated November 13, 2022 and the amendment No. 2 dated January 6, 2023 to the service agreement entered into on July 25, 2019 between the Company and Tab Consulting, of which Mr. Thierry Abribat is chairman, the terms of which are described in the special report of the Statutory Auditor   Management   For   For  
3.   Approval of amendment No.2 dated April 7, 2022 and the amendment No. 3 dated March 8, 2023 to the consulting agreement entered into on May 6, 2020 between the Company and Stone Atlanta Estates LLC (formerly Stone Sunny Isles, Inc.), of which Mr. Pierre Legault is president, the terms of which are described in the special report of the Statutory Auditor   Management   For   For  
4.   Approval of amendment No.1 dated January 6, 2023 to the indemnification agreement entered into on June 3, 2020 between the Company and Mr. Pierre Legault, the terms of which are described in the special report of the Statutory Auditor.   Management   For   For  
5.   Reappointment of Pierre Legault as a member of the Board of Directors   Management   For   For  
6.   Approval of the 2023-1 stock option plan adopted by the President on March 1, 2023   Management   For   For  

 

AMPHIVENA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 26-Sep-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   General Assignment   Management   For   For  
2.   Assignment Amendment   Management   For   For  

 

 

 

 

APELLIS PHARMACEUTICALS INC.

 

Security 03753U106 Meeting Type Annual
Ticker Symbol APLS Meeting Date 01-Jun-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director to hold office until the 2026 annual meeting: Gerald Chan   Management   For   For  
1.2   Election of Class III Director to hold office until the 2026 annual meeting: Cedric Francois   Management   For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve an advisory vote on executive compensation.   Management   For   For  

 

ARCA BIOPHARMA, INC.

 

Security 00211Y506 Meeting Type Annual
Ticker Symbol ABIO Meeting Date 15-Dec-2022
Record Date 25-Oct-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Dr. Linda Grais   Management   For   For  
1.2   Election of Director: Dr. Anders Hove   Management   For   For  
1.3   Election of Director: Mr. James Flynn   Management   For   For  
2.   To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement.   Management   For   For  

 

ARCUS BIOSCIENCES, INC.

 

Security 03969F109 Meeting Type Annual
Ticker Symbol RCUS Meeting Date 15-Jun-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: David Lacey, M.D.   Management   For   For  
1b.   Election of Director: Juan Carlos Jaen, Ph.D.   Management   For   For  
1c.   Election of Director: Merdad Parsey, M.D., Ph.D.   Management   For   For  
1d.   Election of Director: Nicole Lambert   Management   For   For  
2.   To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of Arcus Biosciences for its fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of Arcus Biosciences' named executive officers, as disclosed in the Proxy Statement.   Management   For   For  

 

 

 

 

ARCUTIS BIOTHERAPEUTICS, INC.

 

Security 03969K108 Meeting Type Annual
Ticker Symbol ARQT Meeting Date 31-May-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director to hold office until the 2026 Annual Meeting: Patrick J. Heron   Management   For   For  
1b.   Election of Class III Director to hold office until the 2026 Annual Meeting: Neha Krishnamohan   Management   For   For  
1c.   Election of Class III Director to hold office until the 2026 Annual Meeting: Todd Franklin Watanabe   Management   For   For  
2.   To ratify the selection, by the Audit Committee of the Company's Board of Directors, of Ernst & Young LLP, as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers.   Management   For   For  

 

ARDELYX, INC

 

Security 039697107 Meeting Type Annual
Ticker Symbol ARDX Meeting Date 15-Jun-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Robert Bazemore       For   For  
    2 Muna Bhanji, R.Ph       For   For  
    3 Richard Rodgers       For   For  
2.   To approve an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 300,000,000 to 500,000,000 shares.   Management   Against   Against  
3.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement accompanying this notice pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("Say-on- Pay").   Management   For   For  
4.   To ratify the selection, by the Audit and Compliance Committee of our Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

ARGENX SE

 

Security 04016X101 Meeting Type Special
Ticker Symbol ARGX Meeting Date 08-Sep-2022
Record Date 02-Aug-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2.   Appointment of Camilla Sylvest as non-executive director to the board of directors of the Company   Management   For      

 

ARGENX SE

 

Security 04016X101 Meeting Type Special
Ticker Symbol ARGX Meeting Date 12-Dec-2022
Record Date 08-Nov-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2.   Appointment of Ana Cespedes as non-executive director to the board of directors of the Company   Management   Abstain      

 

ARGENX SE

 

Security 04016X101 Meeting Type Annual
Ticker Symbol ARGX Meeting Date 02-May-2023
Record Date 04-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
3.   Advisory vote to approve the 2022 remuneration report.   Management   For      
4b.   Adoption of the 2022 annual accounts.   Management   For      
4d.   Allocation of losses of the Company in the financial year 2021 to the retained earnings of the Company.   Management   For      
4e.   Proposal to release the members of the board of directors from liability for their respective duties carried out in the financial year 2022.   Management   For      
5.   Proposal to re-appoint Don deBethizy as non-executive director for a term of two years.   Management   For      
6.   Authorization of the board of directors to issue shares and grant rights to subscribe for shares in the share capital of the Company up to a maximum of 10% of the outstanding capital at the date of the general meeting, for a period of 18 months from the annual general meeting and to limit or exclude statutory pre-emptive rights, if any.   Management   For      
7.   Appointment of Deloitte Accountants B.V. as statutory auditor for the 2023 financial year.   Management   For      

 

 

 

 

ARISTEA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 7-Jul-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Appoint Independent director   Management   For   For  

 

ARISTEA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 7-Jul-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Appoint Series A director   Management   For   For  

 

ARKUDA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 19-Dec-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Second Tranche Closing under Series B Preferred Stock Purchase Agreement   Management   For   For  

 

ARKUDA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 13-Apr-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment No. 1 to amended and restated voting agreement and stockholder consent   Management   For   For  

 

 

 

 

ARROWHEAD PHARMACEUTICALS, INC.

 

Security 04280A100 Meeting Type Annual
Ticker Symbol ARWR Meeting Date 16-Mar-2023
Record Date 20-Jan-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Douglass Given   Management   For   For  
1b.   Election of Director: Michael S. Perry   Management   For   For  
1c.   Election of Director: Christopher Anzalone   Management   For   For  
1d.   Election of Director: Marianne De Backer   Management   For   For  
1e.   Election of Director: Mauro Ferrari   Management   For   For  
1f.   Election of Director: Adeoye Olukotun   Management   For   For  
1g.   Election of Director: William Waddill   Management   For   For  
1h.   Election of Director: Victoria Vakiener   Management   For   For  
2.   Advisory Vote to Approve Executive Compensation.   Management   For   For  
3.   Approval of Amendment to Arrowhead Pharmaceuticals, Inc.'s Amended and Restated Certificate Of Incorporation To Increase The Number Of Authorized Shares Of Common Stock.   Management   For   For  
4.   To ratify the selection of Rose, Snyder & Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2023.   Management   For   For  

 

ASCENDIS PHARMA A/S

 

Security 04351P101 Meeting Type Special
Ticker Symbol ASND Meeting Date 09-Sep-2022
Record Date 02-Aug-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   The Board of Directors proposes that attorney-at-law Lars Lüthjohan is elected as chairman of the general meeting.   Management   For   For  
2a.   Election of Class I, Director for a term expiring at the annual general meeting to be held in 2023: William Carl Fairey Jr   Management   For   For  
2b.   Election of Class I, Director for a term expiring at the annual general meeting to be held in 2023: Siham Imani   Management   For   For  
3.   The board of directors proposes to authorize the chairman of the meeting (with a right of substitution) on behalf of the Company to apply the Danish Business Authority for registration of the resolution passed and in this connection to make any such amendments and supplements to the application and the resolution, including the Company's articles of association and these minutes of the general meeting, that may be required as a condition for registration.   Management   For   For  

 

 

 

 

ASCENDIS PHARMA A/S

 

Security 04351P101 Meeting Type Annual
Ticker Symbol ASND Meeting Date 30-May-2023
Record Date 21-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   The Board of Directors proposes that attorney-at-law Lars Lüthjohan is elected as chairman of the general meeting.   Management   For   For  
2.   Chairman of the Board, Albert Cha, and Chief Executive Officer, Jan Møller Mikkelsen or Chief Legal Officer, Michael Wolff Jensen will report on the Company's activities for the year ended December 31, 2022.   Management   For   For  
3.   The Board of Directors recommends that the audited annual report will be adopted and that a resolution will be passed to discharge the Board of Directors and Management from liability.   Management   For   For  
4.   The Board of Directors proposes that the consolidated loss for the year of EUR 583.2 million be carried forward to next year through recognition in accumulated deficit.   Management   For   For  
5a.   Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Jan Møller Mikkelsen   Management   For   For  
5b.   Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Lisa Morrison   Management   For   For  
5c.   Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: William Carl Fairey Jr   Management   For   For  
5d.   Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Siham Imani   Management   For   For  
6.   The Board of Directors proposes that Deloitte Statsautoriseret Revisionspartnerselskab be re-appointed as the Company's auditor.   Management   For   For  
7.   Proposal from the Board of Directors The Board of Directors proposes that the following authorization is adopted: The Board of Directors is authorized, in accordance with the Danish Companies Act, Section 198, during the period until 29 May 2028 on one or more occasions to purchase up to nominal DKK 1,000,000 shares or American Depositary Shares representing a corresponding amount of shares in the Company as treasury shares. The minimum price per share shall be DKK 1 and the maximum price per share shall not exceed the market price.   Management   For   For  

 

 

 

 

ASTRAZENECA PLC

 

Security 046353108 Meeting Type Annual
Ticker Symbol AZN Meeting Date 27-Apr-2023
Record Date 10-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022   Management   For   For  
2.   To confirm dividends   Management   For   For  
3.   To reappoint PricewaterhouseCoopers LLP as Auditor   Management   For   For  
4.   To authorise the Directors to agree the remuneration of the Auditor   Management   For   For  
5a.   Re-election of Director: Michel Demaré   Management   For   For  
5b.   Re-election of Director: Pascal Soriot   Management   For   For  
5c.   Re-election of Director: Aradhana Sarin   Management   For   For  
5d.   Re-election of Director: Philip Broadley   Management   For   For  
5e.   Re-election of Director: Euan Ashley   Management   For   For  
5f.   Re-election of Director: Deborah DiSanzo   Management   For   For  
5g.   Re-election of Director: Diana Layfield   Management   For   For  
5h.   Re-election of Director: Sheri McCoy   Management   For   For  
5i.   Re-election of Director: Tony Mok   Management   For   For  
5j.   Re-election of Director: Nazneen Rahman   Management   For   For  
5k.   Re-election of Director: Andreas Rummelt   Management   For   For  
5l.   Re-election of Director: Marcus Wallenberg   Management   For   For  
6.   To approve the Annual Report on Remuneration for the year ended 31 December 2022   Management   For   For  
7.   To authorise limited political donations   Management   For   For  
8.   To authorise the Directors to allot shares   Management   For   For  
9.   To authorise the Directors to disapply pre-emption rights (Special Resolution)   Management   For   For  
10.   To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution)   Management   For   For  
11.   To authorise the Company to purchase its own shares (Special Resolution)   Management   For   For  
12.   To reduce the notice period for general meetings (Special Resolution)   Management   For   For  
13.   To adopt new Articles of Association (Special Resolution)   Management   For   For  

 

 

 

 

ASTRAZENECA PLC

 

Security 046353108 Meeting Type Annual
Ticker Symbol AZN Meeting Date 27-Apr-2023
Record Date 04-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022   Management   For   For  
2.   To confirm dividends   Management   For   For  
3.   To reappoint PricewaterhouseCoopers LLP as Auditor   Management   For   For  
4.   To authorise the Directors to agree the remuneration of the Auditor   Management   For   For  
5a.   Re-election of Director: Michel Demaré   Management   For   For  
5b.   Re-election of Director: Pascal Soriot   Management   For   For  
5c.   Re-election of Director: Aradhana Sarin   Management   For   For  
5d.   Re-election of Director: Philip Broadley   Management   For   For  
5e.   Re-election of Director: Euan Ashley   Management   For   For  
5f.   Re-election of Director: Deborah DiSanzo   Management   For   For  
5g.   Re-election of Director: Diana Layfield   Management   For   For  
5h.   Re-election of Director: Sheri McCoy   Management   For   For  
5i.   Re-election of Director: Tony Mok   Management   For   For  
5j.   Re-election of Director: Nazneen Rahman   Management   For   For  
5k.   Re-election of Director: Andreas Rummelt   Management   For   For  
5l.   Re-election of Director: Marcus Wallenberg   Management   For   For  
6.   To approve the Annual Report on Remuneration for the year ended 31 December 2022   Management   For   For  
7.   To authorise limited political donations   Management   For   For  
8.   To authorise the Directors to allot shares   Management   For   For  
9.   To authorise the Directors to disapply pre-emption rights (Special Resolution)   Management   For   For  
10.   To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution)   Management   For   For  
11.   To authorise the Company to purchase its own shares (Special Resolution)   Management   For   For  
12.   To reduce the notice period for general meetings (Special Resolution)   Management   For   For  
13.   To adopt new Articles of Association (Special Resolution)   Management   For   For  

 

BEAM THERAPEUTICS INC.

 

Security 07373V105 Meeting Type Annual
Ticker Symbol BEAM Meeting Date 06-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director for three-year term ending at the 2026 Annual Meeting: John Evans   Management   For   For  
1b.   Election of Class III Director for three-year term ending at the 2026 Annual Meeting: John Maraganore, Ph.D.   Management   For   For  
2.   Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For  
3.   Approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For  

 

 

 

 

BEIGENE LTD

 

Security 07725L102 Meeting Type Annual
Ticker Symbol BGNE Meeting Date 15-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   THAT Dr. Margaret Dugan be and is hereby re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal.   Management   For   For  
2.   THAT John V. Oyler be and is hereby re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
3.   THAT Dr. Alessandro Riva be and is hereby re-elected to serve as a Class I director until the 2026 annual general meeting of shareholders and until his successor is duly electedand qualified, subject to his earlier resignation or removal.   Management   For   For  
4.   THAT the selection of Ernst & Young LLP, Ernst & Young and Ernst & Young Hua Ming LLP as the Company's reporting accounting firms for the fiscal year ending December 31, 2023 be and is hereby approved, ratified and confirmed.   Management   For   For  
5.   THAT the Board of Directors is hereby authorized to fix the auditors' remuneration for the fiscal year ending December 31, 2023.   Management   For   For  
6.   THAT the granting of a share issue mandate to the Board of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
7.   THAT the granting of a share repurchase mandate to the Board of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
8.   THAT the Company and its underwriters be and are hereby ...(due to space limits, see proxy material for full proposal).   Management   For   For  
9.   THAT the Company and its underwriters be and are hereby ...(due to space limits, see proxy material for full proposal).   Management   For   For  
10.   THAT the grant of an option to acquire shares to Amgen to allow ...(due to space limits, see proxy material for full proposal).   Management   For   For  
11.   THAT the grant of restricted share units ("RSUs") with a grant date fair value of US$5,500,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved.   Management   For   For  
12.   THAT the grant of RSUs with a grant date fair value of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
13.   THAT the grant of RSUs with a grant date fair value of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
14.   THAT, on a non-binding, advisory basis, the compensation of the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
15.   THAT the Seventh Amended and Restated Memorandum and Articles of Association of the Company, as described in the Proxy Statement, be and is hereby approved.   Management   For   For  
16.   THAT the adjournment of the Annual Meeting by the chairman, if ...(due to space limits, see proxy material for full proposal).   Management   For   For  

 

 

 

 

BELLICUM PHARMACEUTICALS, INC.

 

Security 079481404 Meeting Type Special
Ticker Symbol BLCM Meeting Date 05-Dec-2022
Record Date 11-Oct-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To approve an amendment to the Company's Amended and Restated Certificate of Incorporation, as amended to date, to increase the number of authorized shares of common stock from 80,000,000 to 160,000,000.   Management   For   For  
2.   To approve the adjournment of the Special Meeting, to solicit additional proxies if there are not sufficient votes in favor of proposal 1.   Management   For   For  

 

BICYCLE THERAPEUTICS PLC

 

Security 088786108 Meeting Type Annual
Ticker Symbol BCYC Meeting Date 13-Jun-2023
Record Date 21-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To re elect as a director Janice Bourque, who retires in accordance with the Articles of Association.   Management   For   For  
2.   To re elect as a director Veronica Jordan, who retires in accordance with the Articles of Association.   Management   For   For  
3.   To re-elect as a director Sir Greg Winter, who retires in accordance with the Articles of Association.   Management   For   For  
4.   To approve, on advisory basis, the compensation of our named executive officers.   Management   For   For  
5.   To ratify the appointment of PricewaterhouseCoopers LLP, a limited liability partnership organized under the laws of England, as our U.S. independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
6.   To re appoint PricewaterhouseCoopers LLP, a limited liability partnership organized under the laws of England, as our U.K statutory auditors, to hold office until the conclusion of the next annual general meeting of shareholders.   Management   For   For  
7.   To authorize the Audit Committee to determine our U.K statutory auditors' remuneration for the year ending December 31, 2023.   Management   For   For  
8.   To receive and adopt our U.K. statutory annual accounts and reports for the year ended December 31, 2022 (the "2022 U.K. Annual Report").   Management   For   For  
9.   To approve our U.K. directors' remuneration report for the year ended December 31, 2022 (excluding the directors' remuneration policy).   Management   For   For  
10.   To approve the directors' remuneration policy.   Management   For   For  

 

 

 

 

BIOCRYST PHARMACEUTICALS, INC.

 

Security 09058V103 Meeting Type Annual
Ticker Symbol BCRX Meeting Date 13-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 George B. Abercrombie       For   For  
    2 Theresa M. Heggie       For   For  
    3 Amy E. McKee, M.D.       For   For  
    4 Jon P. Stonehouse       For   For  
2.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023.   Management   For   For  
3.   To approve, on an advisory basis, the Company's executive compensation.   Management   For   For  
4.   To provide an advisory vote on the frequency of future advisory votes on the Company's executive compensation.   Management   1 Year   For  
5.   To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 7,000,000 shares.   Management   For   For  

 

 

 

 

BIOGEN INC.

 

Security 09062X103 Meeting Type Annual
Ticker Symbol BIIB Meeting Date 26-Jun-2023
Record Date 20-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable   Management   For   For  
1b.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Caroline D. Dorsa   Management   For   For  
1c.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Maria C. Freire   Management   For   For  
1d.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: William A. Hawkins   Management   For   For  
1e.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable   Management   For   For  
1f.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Jesus B. Mantas   Management   For   For  
1g.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable   Management   For   For  
1h.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Eric K. Rowinsky   Management   For   For  
1i.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Stephen A. Sherwin   Management   For   For  
1j.   Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Christopher A. Viehbacher   Management   For   For  
2.   To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Say on Pay - To approve an advisory vote on executive compensation.   Management   For   For  
4.   Say When on Pay - To approve an advisory vote on the frequency of the advisory vote on executive compensation.   Management   1 Year   For  
5.   To elect Susan Langer as a director   Management          

 

 

 

 

BIOHAVEN LTD

 

Security G1110E107 Meeting Type Annual
Ticker Symbol BHVN Meeting Date 02-May-2023
Record Date 06-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Michael T. Heffernan   Management   For   For  
1b.   Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Irina A. Antonijevic, M.D., Ph.D.   Management   For   For  
1c.   Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Robert J. Hugin   Management   For   For  
2.   Ratification of appointment of Ernst & Young LLP as independent auditors for fiscal year 2023.   Management   For   For  

 

BIOHAVEN PHARMACEUTICAL HLDG CO LTD

 

Security G11196105 Meeting Type Special
Ticker Symbol BHVN Meeting Date 29-Sep-2022
Record Date 29-Aug-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To adopt (i) the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among Biohaven Pharmaceutical Holding Company Ltd. ("Biohaven"), Pfizer Inc. & Bulldog (BVI) Ltd., (ii) the form of Plan of Reverse Triangular Merger & form of Plan of Forward Triangular Merger (together, the "Plan of Merger") & (iii) Separation & Distribution Agreement, dated as of May 9, 2022 ("Distribution Agreement"), by and between Biohaven & Biohaven Research Ltd. ("SpinCo"), in each case, as they may be amended from time to time.   Management   For   For  
2.   To approve, by non-binding, advisory vote, certain compensatory arrangements for Biohaven's named executive officers in connection with the acquisition by Pfizer of Biohaven and the distribution to Biohaven's shareholders of all of the issued and outstanding common shares of SpinCo.   Management   For   For  
3.   To adjourn the Special Meeting, if necessary, desirable or appropriate, to solicit additional proxies if, at the time of the Special Meeting, there are an insufficient number of votes to adopt the Merger Agreement, the Plan of Merger and the Distribution Agreement.   Management   For   For  

 

 

 

 

BIOMARIN PHARMACEUTICAL INC.

 

Security 09061G101 Meeting Type Annual
Ticker Symbol BMRN Meeting Date 23-May-2023
Record Date 27-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Mark J. Alles       For   For  
    2 Elizabeth M. Anderson       For   For  
    3 Jean-Jacques Bienaimé       For   For  
    4 Willard Dere       For   For  
    5 Elaine J. Heron       For   For  
    6 Maykin Ho       For   For  
    7 Robert J. Hombach       For   For  
    8 V. Bryan Lawlis       For   For  
    9 Richard A. Meier       For   For  
    10 David E.I. Pyott       For   For  
    11 Dennis J. Slamon       For   For  
2.   To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.   Management   1 Year   For  
4.   To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.   Management   For   For  
5.   To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended.   Management   For   For  

 

 

 

 

BIONTECH SE

 

Security 09075V102 Meeting Type Annual
Ticker Symbol BNTX Meeting Date 25-May-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2   Resolution on the appropriation of the balance sheet profit for the financial year 2021.   Management   For   For  
3   Resolution on the appropriation of the balance sheet profit for the financial year 2022.   Management   For   For  
4   Resolution on the approval of the actions of the Management Board.   Management   For   For  
5   Resolution on the approval of the actions of the Supervisory Board.   Management   For   For  
6   Resolution on the appointment of the auditor of the financial statements and the auditor of the consolidated financial statements for the financial year 2023 as well as the auditor for a possible audit or audit review of interim reports.   Management   For   For  
7   Resolution on the approval of the remuneration report.   Management   For   For  
8.1   Election to the Supervisory Board: Baroness Nicola Blackwood   Management   For   For  
8.2   Election to the Supervisory Board: Ulrich Wandschneider, Ph.D.   Management   For   For  
8.3   Election to the Supervisory Board: Mr. Michael Motschmann   Management   For   For  
9   Resolution on the Amendment to Sec. 16 para. 5 of the Articles of Association to authorise the Management Board to provide for the holding of a virtual Annual General Meeting.   Management   For   For  
10   Resolution on the Amendment to Sec. 16 para. 4 of the Articles of Association on the participation of members of the Supervisory Board in the Annual General Meeting by means of video and audio transmission.   Management   For   For  
11a   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Idar-Oberstein Services GmbH as dependent company.   Management   For   For  
11b   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and NT Security and Services GmbH as dependent company.   Management   For   For  
11c   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech BioNTainer Holding GmbH as dependent company.   Management   For   For  
11d   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Individualized mRNA Manufacturing GmbH as dependent company.   Management   For   For  

 

BLACK DIAMOND THERAPEUTICS, INC.

 

Security 09203E105 Meeting Type Annual
Ticker Symbol BDTX Meeting Date 16-May-2023
Record Date 20-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director: David M. Epstein   Management   For   For  
1b.   Election of Class III Director: Wendy L. Dixon   Management   For   For  
1c.   Election of Class III Director: Kapil Dhingra   Management   For   For  
2.   To ratify the appointment of PricewaterhouseCoopers LLP as Black Diamond Therapeutics, Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

BLUEPRINT MEDICINES CORPORATION

 

Security 09627Y109 Meeting Type Annual
Ticker Symbol BPMC Meeting Date 21-Jun-2023
Record Date 24-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Alexis Borisy       For   For  
    2 Lonnel Coats       For   For  
    3 Kathryn Haviland       For   For  
2.   Approve a non-binding, advisory vote on the compensation paid to our named executive officers.   Management   For   For  
3.   Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

BRIDGEBIO PHARMA INC.

 

Security 10806X102 Meeting Type Annual
Ticker Symbol BBIO Meeting Date 21-Jun-2023
Record Date 24-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 James C. Momtazee       For   For  
    2 Frank McCormick, Ph.D.       For   For  
    3 Randal W. Scott, Ph.D.       For   For  
    4 Hannah A. Valantine MD       For   For  
2.   To cast a non-binding, advisory vote to approve the compensation of the Company's named executive officers.   Management   For   For  
3.   To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.   Management   For   For  

 

CARIBOU BIOSCIENCES, INC.

 

Security 142038108 Meeting Type Annual
Ticker Symbol CRBU Meeting Date 20-Sep-2022
Record Date 04-Aug-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class 1 Director: Scott Braunstein, M.D.   Management   For   For  
1b.   Election of Class 1 Director: Ran Zheng, M.S.   Management   For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022   Management   For   For  

 

 

 

 

CARIBOU BIOSCIENCES, INC.

 

Security 142038108 Meeting Type Annual
Ticker Symbol CRBU Meeting Date 15-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class II Director: Andrew Guggenhime, M.B.A.   Management   For   For  
1b.   Election of Class II Director: David L. Johnson, M.B.A.   Management   For   For  
1c.   Election of Class II Director: Nancy Whiting, Pharm.D.   Management   For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023   Management   For   For  

 

CEREVEL THERAPEUTICS HOLDINGS, INC.

 

Security 15678U128 Meeting Type Annual
Ticker Symbol CERE Meeting Date 07-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director for a three-year term expiring at the 2026 Annual Meeting: Marijn Dekkers   Management   For   For  
1.2   Election of Class III Director for a three-year term expiring at the 2026 Annual Meeting: Deval Patrick   Management   For   For  
1.3   Election of Class III Director for a three-year term expiring at the 2026 Annual Meeting: Norbert Riedel   Management   For   For  
1.4   Election of Class III Director for a three-year term expiring at the 2026 Annual Meeting: Gabrielle Sulzberger   Management   For   For  
2.   To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

CHARLES RIVER LABORATORIES INTL., INC.

 

Security 159864107 Meeting Type Annual
Ticker Symbol CRL Meeting Date 09-May-2023
Record Date 16-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: James C. Foster   Management   For   For  
1b.   Election of Director: Nancy C. Andrews   Management   For   For  
1c.   Election of Director: Robert Bertolini   Management   For   For  
1d.   Election of Director: Deborah T. Kochevar   Management   For   For  
1e.   Election of Director: George Llado, Sr.   Management   For   For  
1f.   Election of Director: Martin W. Mackay   Management   For   For  
1g.   Election of Director: George E. Massaro   Management   For   For  
1h.   Election of Director: C. Richard Reese   Management   For   For  
1i.   Election of Director: Craig B. Thompson   Management   For   For  
1j.   Election of Director: Richard F. Wallman   Management   For   For  
1k.   Election of Director: Virginia M. Wilson   Management   For   For  
2.   Advisory Approval of 2022 Executive Officer Compensation   Management   For   For  
3.   Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation   Management   1 Year   For  
4.   Ratification of PricewaterhouseCoopers LLC as independent registered public accounting firm for 2023   Management   For   For  
5.   Proposal to publish a report on non-human primates imported by Charles River Laboratories International, Inc.   Management   Against   For  

 

CHEMOCENTRYX, INC.

 

Security 16383L106 Meeting Type Special
Ticker Symbol CCXI Meeting Date 18-Oct-2022
Record Date 13-Sep-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To adopt the Agreement and Plan of Merger, dated as of August 3, 2022 (the "Merger Agreement"), by and among ChemoCentryx, Inc. ("ChemoCentryx"), Amgen Inc. ("Amgen") and Carnation Merger Sub, Inc., a wholly owned subsidiary of Amgen ("Merger Sub"), pursuant to which Merger Sub will be merged with and into ChemoCentryx (the "Merger") with ChemoCentryx surviving the Merger as a wholly owned subsidiary of Amgen.   Management   For   For  
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to ChemoCentryx's named executive officers that is based on or otherwise relates to the Merger.   Management   For   For  
3.   To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For  

 

 

 

 

CHINOOK THERAPEUTICS, INC.

 

Security 16961L106 Meeting Type Annual
Ticker Symbol KDNY Meeting Date 09-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Michelle Griffin       For   For  
    2 Eric Dobmeier       For   For  
2.   Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Advisory vote on the compensation of the Company's named executive officers.   Management   For   For  
4.   Approval of the Company's Amended and Restated Certificate of Incorporation.   Management   For   For  
5.   Approval of the Company's Amended and Restated 2015 Equity Incentive Plan.   Management   For   For  

 

CODEXIS, INC.

 

Security 192005106 Meeting Type Annual
Ticker Symbol CDXS Meeting Date 13-Jun-2023
Record Date 20-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Stephen Dilly, MBBS PhD       For   For  
    2 Alison Moore, Ph.D.       For   For  
    3 Rahul Singhvi, Sc.D.       For   For  
2.   To ratify the selection of BDO USA, LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, by non-binding advisory vote, the compensation of our named executive officers.   Management   For   For  
4.   To approve, by non-binding advisory vote, the frequency of future stockholder advisory votes to approve the compensation of the named executive officers.   Management   1 Year   For  
5.   To approve an amendment to our certificate of incorporation to increase the number of authorized shares of our common stock.   Management   For   For  
6.   To approve the Codexis, Inc. 2023 Employee Stock Purchase Plan.   Management   For   For  
7.   To approve an amendment to the Codexis, Inc. 2019 Incentive Award Plan.   Management   For   For  

 

 

 

 

CORBUS PHARMACEUTICALS HOLDINGS, INC.

 

Security 21833P103 Meeting Type Special
Ticker Symbol CRBP Meeting Date 20-Dec-2022
Record Date 07-Nov-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Adoption and Approval of an Amendment to the Company's Charter to Effect a Reverse Stock Split of our Shares of Common Stock Issued and Outstanding or Held by the Company in the Treasury, at a Specific Ratio, Ranging From One-for-Four (1:4) to One-for- Forty (1:40), with the Exact Ratio to be Determined by the Board.   Management   For   For  
2.   Approval of the Adjournment of the Special Meeting to the Extent There are Insufficient Votes at the Meeting to Approve the Reverse Stock Split Proposal.   Management   For   For  
Q.   Your Series A Preferred Stock will be voted in the same manner as you have instructed your common stock on Proposal 1. If you wish to vote your Series A shares in a DIFFERENT manner, indicate YES and provide instructions on proposal 1a. Mark "for" = yes or "against" = no.   Management   No Action   None  
1a.   To vote my Series A Preferred Stock differently on Proposal 1.   Management   For   For  

 

CORBUS PHARMACEUTICALS HOLDINGS, INC.

 

Security 21833P301 Meeting Type Annual
Ticker Symbol CRBP Meeting Date 18-May-2023
Record Date 24-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Yuval Cohen       For   For  
    2 Alan Holmer       For   For  
    3 Avery W. Catlin       For   For  
    4 Rachelle Jacques       For   For  
    5 John Jenkins       For   For  
    6 Peter Salzmann       For   For  
    7 Anne Altmeyer       For   For  
    8 Yong Ben       For   For  
2.   Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   Approval, on an advisory basis, of the executive compensation of the Company's named executive officers.   Management   For   For  

 

 

 

 

CRINETICS PHARMACEUTICALS INC.

 

Security 22663K107 Meeting Type Annual
Ticker Symbol CRNX Meeting Date 16-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director for a three-year term to expire at the 2026 Annual Meeting: Caren Deardorf   Management   For   For  
1.2   Election of Class II Director for a three-year term to expire at the 2026 Annual Meeting: Weston Nichols, Ph.D.   Management   For   For  
1.3   Election of Class II Director for a three-year term to expire at the 2026 Annual Meeting: Stephanie S. Okey, M.S.   Management   For   For  
2.   To consider and vote upon the ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
4.   To consider and vote upon, on an advisory basis, whether the stockholder vote to approve the compensation of the Company's named executive officers should occur every one, two or three years.   Management   1 Year   For  

 

 

 

 

CRISPR THERAPEUTICS AG

 

Security H17182108 Meeting Type Annual
Ticker Symbol CRSP Meeting Date 08-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the Swiss management report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2022.   Management   For   For  
2.   Approval of the appropriation of financial results.   Management   For   For  
3.   Discharge of the members of the Board of Directors and Executive Committee.   Management   For   For  
4.a   Re-election of Rodger Novak, M.D., as member and Chairman   Management   For   For  
4.b   Re-election of Samarth Kulkarni, Ph.D. as a member to the Board of Directors   Management   For   For  
4.c   Re-election of Ali Behbahani, M.D. as a member to the Board of Directors   Management   For   For  
4.d   Re-election of Maria Fardis, Ph.D. as a member to the Board of Directors   Management   For   For  
4.e   Re-election of H. Edward Fleming, Jr., M.D. as a member to the Board of Directors   Management   For   For  
4.f   Re-election of Simeon J. George, M.D. as a member to the Board of Directors   Management   For   For  
4.g   Re-election of John T. Greene as a member to the Board of Directors   Management   For   For  
4.h   Re-election of Katherine A. High, M.D. as a member to the Board of Directors   Management   For   For  
4.i   Re-election of Douglas A. Treco, Ph.D. as a member to the Board of Directors   Management   For   For  
5.a   Re-election of Ali Behbahani, M.D. as a member of the Compensation Committee   Management   For   For  
5.b   Election of H. Edward Fleming, Jr., M.D. as a member of the Compensation Committee   Management   For   For  
5.c   Re-election of Simeon J. George, M.D. as a member of the Compensation Committee   Management   For   For  
5.d   Re-election of John T. Greene as a member of the Compensation Committee   Management   For   For  
6.a   Binding vote on maximum non-performance-related compensation for members of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders.   Management   For   For  
6.b   Binding vote on maximum equity for members of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders.   Management   For   For  
6.c   Binding vote on maximum non-performance-related compensation for members of the Executive Committee from July 1, 2023 to June 30, 2024.   Management   For   For  
6.d   Binding vote on maximum variable compensation for members of the Executive Committee for the current year ending December 31, 2023.   Management   For   For  
6.e   Binding vote on maximum equity for members of the Executive Committee from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders.   Management   For   For  
6.f   Non-binding advisory vote on the 2022 Compensation Report.   Management   For   For  
7.   Non-binding advisory vote to approve the compensation paid to the Company's named executive officers under U.S. securities law requirements.   Management   For   For  
8.   Approval of a capital band.   Management   For   For  
9.   Approval of an increase in the conditional share capital for employee equity plans.   Management   For   For  
10.   Approval of an amendment to the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan.   Management   For   For  
11.   Approval of a reduction in the maximum size of the Board of Directors.   Management   For   For  
12a   Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Additions to the purpose of the Company.   Management   For   For  
12b   Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: General Meeting abroad and virtual General Meeting.   Management   For   For  
12c   Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Inclusion of a jurisdiction clause.   Management   For   For  
12d   Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Alignment with compulsory new regulations.   Management   For   For  
12e   Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Editorial and other changes.   Management   For   For  
13.   Re-election of the independent voting rights representative.   Management   For   For  
14.   Re-election of the auditors.   Management   For   For  
15.   Transact any other business that may properly come before the 2023 Annual General Meeting or any adjournment or postponement thereof.   Management   For   For  

 

 

 

 

CURASEN THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 21-Oct-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment To Certificate Of Incorporation   Management   For   For  
2.   Series A Preferred Stock Extension Financing   Management   For   For  
3.   Waiver of Preemptive Rights   Management   For   For  
4.   General Authority and Ratification   Management   For   For  

 

CURASEN THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 3-Jan-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment to Amended and Restated 2016 Equity Incentive Plan   Management   For   For  
2.   General Authority and Ratification   Management   For   For  

 

 

 

 

CYTOKINETICS, INCORPORATED

 

Security 23282W605 Meeting Type Annual
Ticker Symbol CYTK Meeting Date 10-May-2023
Record Date 21-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class I Director: Edward M. Kaye, M.D.   Management   For   For  
1b.   Election of Class I Director: Wendell Wierenga, Ph.D.   Management   For   For  
1c.   Election of Class I Director: Nancy J. Wysenski   Management   For   For  
2.   To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to permit the exculpation of the Company's directors.   Management   For   For  
3.   To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to permit the exculpation of senior officers of the Company.   Management   For   For  
4.   To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
5.   To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement.   Management   For   For  
6.   To determine, on an advisory basis, the frequency with which the stockholders of the Company wish to have an advisory vote on the compensation of the named executive officers.   Management   1 Year   For  

 

DENALI THERAPEUTICS INC.

 

Security 24823R105 Meeting Type Annual
Ticker Symbol DNLI Meeting Date 01-Jun-2023
Record Date 04-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Jennifer Cook       For   For  
    2 David Schenkein, M.D.       For   For  
    3 Ryan Watts, Ph.D.       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023   Management   For   For  
3.   Advisory vote on executive compensation   Management   For   For  

 

 

 

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 10-Oct-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To approve the Term Sheet and the principle of the Merger subject to the terms and conditions set forth therein; and   Management   For   For  
2.   To waive their rights to the liquidation preference under the Shareholders’ Agreement in connection with the contemplated Merger, subject to their replacement by new preference rights as described in the Term Sheet   Management   For   For  

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 23-Jan-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Merger with Flamingo   Management   For   For  

 

EDGEWISE THERAPEUTICS INC

 

Security 28036F105 Meeting Type Annual
Ticker Symbol EWTX Meeting Date 09-Jun-2023
Record Date 14-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Laura Brege       For   For  
    2 Badreddin Edris, Ph.D.       For   For  
    3 Jonathan Root, M.D.       For   For  
2.   Ratify the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

ELI LILLY AND COMPANY

 

Security 532457108 Meeting Type Annual
Ticker Symbol LLY Meeting Date 01-May-2023
Record Date 21-Feb-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to serve a three-year term: William G. Kaelin, Jr.   Management   For   For  
1b.   Election of Director to serve a three-year term: David A. Ricks   Management   For   For  
1c.   Election of Director to serve a three-year term: Marschall S. Runge   Management   For   For  
1d.   Election of Director to serve a three-year term: Karen Walker   Management   For   For  
2.   Approval, on an advisory basis, of the compensation paid to the company's named executive officers.   Management   For   For  
3.   Advisory vote on frequency of future advisory votes on named executive officer compensation.   Management   1 Year   For  
4.   Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023.   Management   For   For  
5.   Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure.   Management   For   For  
6.   Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.   Management   For   For  
7.   Shareholder proposal to publish an annual report disclosing lobbying activities.   Shareholder   Against   For  
8.   Shareholder proposal to eliminate supermajority voting requirements.   Shareholder   Against   For  
9.   Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents.   Shareholder   Against   For  
10.   Shareholder proposal to report on risks of supporting abortion.   Shareholder   Against   For  
11.   Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements.   Shareholder   Against   For  
12.   Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts.   Shareholder   Against   For  
13.   Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization.   Shareholder   Against   For  

 

 

 

 

EXELIXIS, INC.

 

Security 30161Q104 Meeting Type Contested-Annual
Ticker Symbol EXEL Meeting Date 31-May-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Company Nominee: Maria C. Freire   Management   For   For  
1B.   Company Nominee: Alan M. Garber   Management   For   For  
1C.   Company Nominee: Michael M. Morrissey   Management   For   For  
1D.   Company Nominee: Stelios Papadopoulos   Management   For   For  
1E.   Company Nominee: George Poste   Management   For   For  
1F.   Company Nominee: Julie Anne Smith   Management   For   For  
1G.   Company Nominee: Lance Willsey   Management   For   For  
1H.   Company Nominee: Jacqueline Wright   Management   For   For  
1I.   Company Nominee: Jack L. Wyszomierski   Management   For   For  
1J.   Company Recommended Farallon-Caligan Nominee: Tomas J. Heyman   Management   For   For  
1K.   Company Recommended Farallon-Caligan Nominee: Robert "Bob" Oliver, Jr.   Management   For   For  
1L.   Farallon-Caligan Nominee: David E. Johnson   Management   Withheld   *  
2.   To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 29, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the Proxy Statement.   Management   For   For  
4.   To indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Exelixis' named executive officers.   Management   1 Year   For  

 

FLAMINGO THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 28-Mar-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Reports   Management   For   For  
2.   Creation of new classes of shares according to the report of the board of directors in accordance with Articles 7:155, 7:179, 7:180 and 7:191 of the Companies and Associations Code   Management   For   For  
3.   Issue of new shares by capital increase in cash   Management   For   For  
4.   Cancellation and issuance of subscription rights   Management   For   For  
5.   Issue of anti-dilutive subscription rights   Management   For   For  
6.   Confirmation of the cancellation of all securities or rights giving access to the capital of Dynacure SA in the context of the merger   Management   For   For  
7.   Proxies   Management   For   For  

 

 

 

 

FLAMINGO THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 19-May-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Acknowledgment of the report of the statutory auditor   Management   For   For  
2.   Approval of the annual accounts for the fiscal year ended on 31 December 2022   Management   For   For  
3.   Allocation of the results   Management   For   For  
4.   Release of liability to the directors and the statutory auditor for the exercise of their mandate during the past fiscal year   Management   For   For  

 

FULCRUM THERAPEUTICS INC

 

Security 359616109 Meeting Type Annual
Ticker Symbol FULC Meeting Date 08-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class I Director to serve for a 3-year term expiring at the 2026 Annual meeting: Alan Ezekowitz   Management   For   For  
1.2   Election of Class I Director to serve for a 3-year term expiring at the 2026 Annual meeting: Sonja Banks   Management   For   For  
2.   To approve an amendment to the Company's 2019 Stock Incentive Plan to modify the automatic increase to the share reserve provision.   Management   For   For  
3.   To approve an amendment to the Company's Restated Certificate of Incorporation to limit the liability of certain Company officers as permitted by recent amendments to Delaware law.   Management   For   For  
4.   To ratify the appointment of Ernst & Young as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023.   Management   For   For  

 

FUSION PHARMACEUTICALS INC

 

Security 36118A100 Meeting Type Annual
Ticker Symbol FUSN Meeting Date 14-Jun-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director to serve until the next annual meeting: Donald Bergstrom, M.D., Ph.D.   Management   For   For  
1.2   Election of Director to serve until the next annual meeting: Pablo Cagnoni, M.D.   Management   For   For  
1.3   Election of Director to serve until the next annual meeting: Johan Christenson, M.D., Ph.D.   Management   For   For  
1.4   Election of Director to serve until the next annual meeting: Barbara Duncan   Management   For   For  
1.5   Election of Director to serve until the next annual meeting: Steve Gannon   Management   For   For  
1.6   Election of Director to serve until the next annual meeting: Chau Khuong   Management   For   For  
1.7   Election of Director to serve until the next annual meeting: Philina Lee, Ph.D.   Management   For   For  
1.8   Election of Director to serve until the next annual meeting: Heather Preston, M.D.   Management   For   For  
1.9   Election of Director to serve until the next annual meeting: John Valliant, Ph.D.   Management   For   For  
2.   To appoint PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

G1 THERAPEUTICS, INC.

 

Security 3621LQ109 Meeting Type Annual
Ticker Symbol GTHX Meeting Date 15-Jun-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director: Garry A. Nicholson   Management   For   For  
1.2   Election of Class III Director: Mark A. Velleca, M.D., Ph.D.   Management   For   For  
1.3   Election of Class III Director: Glenn P. Muir   Management   For   For  
2.   An advisory (non-binding) vote to approve executive compensation   Management   For   For  
3.   The ratification of the appointment of PricewaterhouseCoopers LLP as G1 Therapeutics, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023   Management   For   For  

 

GALERA THERAPEUTICS, INC.

 

Security 36338D108 Meeting Type Annual
Ticker Symbol GRTX Meeting Date 14-Jun-2023
Record Date 21-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Michael Powell, Ph.D.       For   For  
    2 Linda West       For   For  
2.   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

GILEAD SCIENCES, INC.

 

Security 375558103 Meeting Type Annual
Ticker Symbol GILD Meeting Date 03-May-2023
Record Date 15-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Jacqueline K. Barton, Ph.D.   Management   For   For  
1b.   Election of Director: Jeffrey A. Bluestone, Ph.D.   Management   For   For  
1c.   Election of Director: Sandra J. Horning, M.D.   Management   For   For  
1d.   Election of Director: Kelly A. Kramer   Management   For   For  
1e.   Election of Director: Kevin E. Lofton   Management   For   For  
1f.   Election of Director: Harish Manwani   Management   For   For  
1g.   Election of Director: Daniel P. O'Day   Management   For   For  
1h.   Election of Director: Javier J. Rodriguez   Management   For   For  
1i.   Election of Director: Anthony Welters   Management   For   For  
2.   To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.   Management   For   For  
4.   To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation.   Management   1 Year   For  
5.   To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan.   Management   For   For  
6.   To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected.   Shareholder   Against   For  
7.   To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting.   Shareholder   Against   For  
8.   To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents.   Shareholder   Against   For  

 

GUARDANT HEALTH, INC.

 

Security 40131M109 Meeting Type Annual
Ticker Symbol GH Meeting Date 14-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class II Director: Ian Clark   Management   For   For  
1b.   Election of Class II Director: Meghan Joyce   Management   For   For  
1c.   Election of Class II Director: Samir Kaul   Management   For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   Non-binding advisory vote to approve Guardant Health, Inc.'s named executive officer compensation.   Management   For   For  

 

 

 

 

HARPOON THERAPEUTICS INC

 

Security 41358P106 Meeting Type Annual
Ticker Symbol HARP Meeting Date 22-Jun-2023
Record Date 25-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Mark Chin       For   For  
    2 Andrew Robbins       For   For  
2.   To approve an amendment to our amended and restated certificate of incorporation to effect a reverse stock split of our issued and outstanding common stock at a ratio of 1- for-2 to 1-for-10, to be determined in the sole discretion of the Board of Directors.   Management   For   For  
3.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

HORIZON THERAPEUTICS PLC

 

Security G46188101 Meeting Type Special
Ticker Symbol HZNP Meeting Date 24-Feb-2023
Record Date 19-Jan-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Ordinary Resolution to approve the Scheme of Arrangement and authorize the directors of Horizon to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect.   Management   For   For  
2.   Special Resolution to amend the articles of association of Horizon so that any Horizon Shares that are issued on or after the Voting Record Time to persons other than Acquirer Sub or its nominee(s) will either be subject to the terms of the Scheme of Arrangement or be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the Scheme Consideration.   Management   For   For  
3.   Ordinary Resolution to approve, on a non-binding, advisory basis, specified compensatory arrangements between Horizon and its named executive officers relating to the Transaction.   Management   For   For  
4.   Ordinary Resolution to approve any motion by the Chairman to adjourn the EGM or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the EGM to approve resolutions 1 and 2.   Management   For   For  

 

 

 

 

HORIZON THERAPEUTICS PLC

 

Security G46188111 Meeting Type Special
Ticker Symbol HZNP Meeting Date 24-Feb-2023
Record Date 19-Jan-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   That the Scheme of Arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court be agreed to.   Management   For   For  

 

IDEXX LABORATORIES, INC.

 

Security 45168D104 Meeting Type Annual
Ticker Symbol IDXX Meeting Date 17-May-2023
Record Date 20-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director (Proposal One): Daniel M. Junius   Management   For   For  
1b.   Election of Director (Proposal One): Lawrence D. Kingsley   Management   For   For  
1c.   Election of Director (Proposal One): Sophie V. Vandebroek, PhD   Management   For   For  
2.   Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two).   Management   For   For  
3.   Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three).   Management   For   For  
4.   Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. To recommend, by nonbinding advisory vote, the frequency of future advisory votes on the Company's executive compensation (Proposal Four).   Management   1 Year   For  

 

 

 

 

ILLUMINA, INC.

 

Security 452327109 Meeting Type Contested-Annual
Ticker Symbol ILMN Meeting Date 25-May-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Illumina Nominee: Frances Arnold, Ph.D.   Management   For   For  
1B.   Illumina Nominee: Francis A. deSouza   Management   Withheld   For  
1C.   Illumina Nominee: Caroline D. Dorsa   Management   Withheld   For  
1D.   Illumina Nominee: Robert S. Epstein, M.D.   Management   Withheld   For  
1E.   Illumina Nominee: Scott Gottlieb, M.D.   Management   For   For  
1F.   Illumina Nominee: Gary S. Guthart, Ph.D.   Management   Withheld   For  
1G.   Illumina Nominee: Philip W. Schiller   Management   For   For  
1H.   Illumina Nominee: Susan E. Siegel   Management   For   For  
1I.   Illumina Nominee: John W. Thompson   Management   Withheld   For  
1J.   Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri   Management   For   For  
1K.   Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn   Management   Withheld   For  
1L.   Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno   Management   Withheld   For  
2.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement.   Management   Against   Against  
4.   To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers".   Management   1 Year   For  
5.   To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan   Management   For   For  

 

INTELLIA THERAPEUTICS, INC.

 

Security 45826J105 Meeting Type Annual
Ticker Symbol NTLA Meeting Date 14-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Muna Bhanji, R.Ph.       For   For  
    2 John F. Crowley       For   For  
    3 Jesse Goodman, MD, MPH       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Intellia's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Approve, on a non-binding advisory basis, the compensation of the named executive officers.   Management   For   For  
4.   Approval of an amendment to our Second Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 120,000,000 to 240,000,000.   Management   For   For  

 

 

 

 

INTERCEPT PHARMACEUTICALS, INC.

 

Security 45845P108 Meeting Type Annual
Ticker Symbol ICPT Meeting Date 24-May-2023
Record Date 31-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to serve until the 2024 Annual Meeting: Paolo Fundarò   Management   For   For  
1b.   Election of Director to serve until the 2024 Annual Meeting: Jerome Durso   Management   For   For  
1c.   Election of Director to serve until the 2024 Annual Meeting: Srinivas Akkaraju, M.D., Ph.D.   Management   For   For  
1d.   Election of Director to serve until the 2024 Annual Meeting: Luca Benatti, Ph.D.   Management   For   For  
1e.   Election of Director to serve until the 2024 Annual Meeting: Daniel Bradbury   Management   For   For  
1f.   Election of Director to serve until the 2024 Annual Meeting: Keith Gottesdiener, M.D.   Management   For   For  
1g.   Election of Director to serve until the 2024 Annual Meeting: Nancy Miller-Rich   Management   For   For  
1h.   Election of Director to serve until the 2024 Annual Meeting: Mark Pruzanski, M.D.   Management   For   For  
1i.   Election of Director to serve until the 2024 Annual Meeting: Dagmar Rosa-Bjorkeson   Management   For   For  
1j.   Election of Director to serve until the 2024 Annual Meeting: Gino Santini   Management   For   For  
1k.   Election of Director to serve until the 2024 Annual Meeting: Glenn Sblendorio   Management   For   For  
2.   FOR the approval of the Company's 2023 Equity Incentive Plan.   Management   For   For  
3.   FOR the approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers.   Management   For   For  
4.   FOR the ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  

 

 

 

 

INTRA-CELLULAR THERAPIES, INC.

 

Security 46116X101 Meeting Type Annual
Ticker Symbol ITCI Meeting Date 23-Jun-2023
Record Date 27-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Eduardo Rene Salas   Management   For   For  
2.   To ratify of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement.   Management   For   For  

 

IO LIGHT HOLDINGS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 27-Sep-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of Subsidiary Transfer Documents   Management   For   For  
2.   General Resolutions   Management   For   For  

 

IO LIGHT HOLDINGS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 30-Dec-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of Series B Financing   Management   For   For  
2.   Approval of Amended and Restated Certification of Incorporation   Management   For   For  
3.   Approval of Amended and Restated Stockholders Agreement   Management   For   For  

 

 

 

 

IONIS PHARMACEUTICALS, INC.

 

Security 462222100 Meeting Type Annual
Ticker Symbol IONS Meeting Date 01-Jun-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Spencer R. Berthelsen       For   For  
    2 Joan E. Herman       For   For  
    3 B. Lynne Parshall       For   For  
    4 Joseph H. Wender       For   For  
2.   To approve, by non-binding vote, executive compensation.   Management   For   For  
3.   To approve, by non-binding vote, the frequency of future advisory votes on executive compensation.   Management   1 Year   For  
4.   To approve an amendment of the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under such plan by 5,500,000 shares to an aggregate of 35,200,000 shares.   Management   For   For  
5.   To ratify increasing the vesting of future initial stock option and restricted stock unit awards to new non- employee Directors from one year to three years.   Management   For   For  
6.   To ratify the Audit Committee's selection of Ernst & Young LLP as independent auditors for the 2023 fiscal year.   Management   For   For  

 

IQVIA HOLDINGS INC.

 

Security 46266C105 Meeting Type Annual
Ticker Symbol IQV Meeting Date 18-Apr-2023
Record Date 17-Feb-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Carol J. Burt   Management   For   For  
1b.   Election of Director: Colleen A. Goggins   Management   For   For  
1c.   Election of Director: Sheila A. Stamps   Management   For   For  
2.   Approve an advisory (non-binding) resolution to approve IQVIA's executive compensation (say-on-pay).   Management   For   For  
3.   Approve a Company proposal to amend IQVIA's Certificate of Incorporation to adopt a stockholders' right to request a special stockholders' meeting.   Management   For   For  
4.   If properly presented, a stockholder proposal concerning special stockholder meetings.   Shareholder   For   Against  
5.   If properly presented, a stockholder proposal for separate Chairman and Chief Executive Officer roles.   Shareholder   For   Against  
6.   Ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA's independent registered public accounting firm for 2023.   Management   For   For  

 

 

 

 

ITEOS THERAPEUTICS, INC.

 

Security 46565G104 Meeting Type Annual
Ticker Symbol ITOS Meeting Date 13-Jun-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director to serve until the 2026 Annual Meeting: Michel Detheux   Management   For   For  
1.2   Election of Class III Director to serve until the 2026 Annual Meeting: David L. Hallal   Management   For   For  
1.3   Election of Class III Director to serve until the 2026 Annual Meeting: Tim Van Hauwermeiren   Management   For   For  
1.4   Election of Class III Director to serve until the 2026 Annual Meeting: Robert Iannone   Management   For   For  
2.   To ratify the appointment of Deloitte Bedrijfsrevisoren / Réviseurs d'Entreprises BV/SRL as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

JAZZ PHARMACEUTICALS PLC

 

Security G50871105 Meeting Type Annual
Ticker Symbol JAZZ Meeting Date 28-Jul-2022
Record Date 01-Jun-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to hold office until the 2025 Annual General Meeting: Jennifer E. Cook   Management   For   For  
1b.   Election of Director to hold office until the 2025 Annual General Meeting: Patrick G. Enright   Management   For   For  
1c.   Election of Director to hold office until the 2025 Annual General Meeting: Seamus Mulligan   Management   For   For  
1d.   Election of Director to hold office until the 2025 Annual General Meeting: Norbert G. Riedel, Ph.D.   Management   For   For  
2.   To ratify, on a non-binding advisory basis, the appointment of KPMG as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2022 and to authorize, in a binding vote, the Board of Directors, acting through the audit committee, to determine KPMG's remuneration.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement.   Management   For   For  
4.   To grant the Board of Directors authority under Irish law to allot and issue ordinary shares for cash without first offering those ordinary shares to existing shareholders pursuant to the statutory pre-emption right that would otherwise apply.   Management   For   For  
5.   To approve any motion to adjourn the Annual General Meeting, or any adjournments thereof, to another time and place to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve Proposal 4.   Management   For   For  

 

 

 

 

KARUNA THERAPEUTICS, INC.

 

Security 48576A100 Meeting Type Annual
Ticker Symbol KRTX Meeting Date 20-Jun-2023
Record Date 24-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Bill Meury   Management   For   For  
1b.   Election of Director: Laurie Olson   Management   For   For  
1c.   Election of Director: David Wheadon, M.D.   Management   For   For  
2.   To approve, on an advisory, non-binding basis, the compensation paid to our named executive officers.   Management   For   For  
3.   To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

KURA ONCOLOGY, INC.

 

Security 50127T109 Meeting Type Annual
Ticker Symbol KURA Meeting Date 31-May-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director for three-year term: Diane Parks   Management   For   For  
1.2   Election of Class III Director for three-year term: Mary T. Szela   Management   For   For  
2.   Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For  
3.   Approval, on an advisory basis, of the compensation of our named executive officers during the year ended December 31, 2022.   Management   For   For  
4.   Approval of an amendment to our Amended and Restated 2014 Equity Incentive Plan.   Management   For   For  

 

LANTHEUS HOLDINGS, INC.

 

Security 516544103 Meeting Type Annual
Ticker Symbol LNTH Meeting Date 27-Apr-2023
Record Date 06-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director: Ms. Minnie Baylor-Henry   Management   For   For  
1.2   Election of Class II Director: Mr. Heinz Mäusli   Management   For   For  
1.3   Election of Class II Director: Ms. Julie McHugh   Management   For   For  
2.   The approval, on an advisory basis, of the compensation paid to our named executive officers.   Management   For   For  
3.   The approval of the Lantheus Holdings, Inc. 2023 Employee Stock Purchase Plan.   Management   For   For  
4.   The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

MADRIGAL PHARMACEUTICALS INC.

 

Security 558868105 Meeting Type Annual
Ticker Symbol MDGL Meeting Date 15-Jun-2023
Record Date 27-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Re-election of Class I Director: Paul A. Friedman, M.D.   Management   For   For  
1.2   Re-election of Class I Director: Kenneth M. Bate   Management   For   For  
1.3   Re-election of Class I Director: James M. Daly   Management   For   For  
2.   To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Advisory vote to approve executive compensation.   Management   For   For  
4.   Amendment of Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation.   Management   For   For  

 

MARINUS PHARMACEUTICALS, INC.

 

Security 56854Q200 Meeting Type Annual
Ticker Symbol MRNS Meeting Date 24-May-2023
Record Date 27-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Tim M. Mayleben       For   For  
    2 Saraswathy V Nochur PhD       For   For  
    3 Christine Silverstein       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement.   Management   For   For  

 

 

 

 

MEDPACE HOLDINGS, INC.

 

Security 58506Q109 Meeting Type Annual
Ticker Symbol MEDP Meeting Date 19-May-2023
Record Date 23-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Brian T. Carley       For   For  
    2 F. H. Gwadry-Sridhar       For   For  
    3 Robert O. Kraft       For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement for the 2023 Annual Meeting.   Management   For   For  

 

MEREO BIOPHARMA GROUP PLC

 

Security 589492107 Meeting Type Special
Ticker Symbol MREO Meeting Date 18-Nov-2022
Record Date 14-Oct-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   THAT Dr. Peter Fellner, Dr. Anders Ekblom, Dr. Deepika Pakianathan, Dr. Brian Schwartz and Mr. Michael Wyzga be removed from office as directors of the Company with immediate effect.   Management   Against   For  
2.   THAT, conditional upon the passing of resolution 1 above, Dr. Annalisa Jenkins be appointed as director of the Company with immediate effect.   Management   Against   For  
3.   THAT, conditional upon the passing of resolution 1 above, Dr. Daniel Shames be appointed as director of the Company with immediate effect.   Management   Against   For  
4.   THAT, conditional upon the passing of resolution 1 above, Mr. Marc Yoskowitz be appointed as director of the Company with immediate effect.   Management   Against   For  
5.   THAT, conditional upon the passing of resolution 1 above, Mr. Justin Roberts be appointed as director of the Company with immediate effect.   Management   Against   For  
6.   THAT, conditional upon the passing of resolution 1 above, Mr. David Rosen be appointed as director of the Company with immediate effect.   Management   Against   For  

 

 

 

 

MEREO BIOPHARMA GROUP PLC

 

Security 589492107 Meeting Type Annual
Ticker Symbol MREO Meeting Date 22-May-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   That the annual report and accounts for the financial year ended 31 December 2022, together with the directors' report and independent auditor's report thereon, be received and adopted.   Management   For   For  
2.   That BDO LLP be re-appointed as auditors to hold office from the conclusion of the AGM until the conclusion of the next annual general meeting at which the Company's annual report and accounts are presented.   Management   For   For  
3.   That the Directors be authorised to determine BDO LLP's remuneration.   Management   For   For  
4.   That the directors' remuneration report (excluding the directors' remuneration policy), as set out in the Company's annual report and accounts for the financial year ended 31 December 2022, be approved.   Management   For   For  
5.   That the directors' remuneration policy as set out in the Company's annual report and accounts for the financial year ended 31 December 2022, which takes effect from the end of this AGM, be approved.   Management   For   For  
6.   That Dr. Annalisa Jenkins be re-appointed as a director of the Company.   Management   For   For  
7.   That Justin Roberts be re-appointed as a director of the Company.   Management   For   For  
8.   That Dr. Daniel Shames be re-appointed as a director of the Company.   Management   For   For  
9.   That Marc Yoskowitz be re-appointed as a director of the Company.   Management   For   For  
10.   That the Directors be generally and unconditionally authorised in accordance with section 551 of the Companies Act 2006 (the "Act") to exercise all the powers of the Company to allot shares in the Company or to grant rights to subscribe for, or to convert securities into, shares in the Company up to a maximum aggregate nominal amount of £2,494,456.76, such authority to expire on 30 June 2026, save that the Company may, before such expiry, make offers or agreements which would, or might, require ...(due to space limits, see proxy material for full proposal).   Management   For   For  
11.   That, subject to Resolution 10 being passed, the Directors be generally empowered pursuant to section 570 and section 573 of the Act to allot equity securities for cash pursuant to the authority given by Resolution 10 and to sell equity securities held as treasury shares for cash pursuant to section 727 of the Act, in each case as if section 561(1) of the Act did not apply to any such allotment or sale, provided that this power shall be limited to the allotment or sale of equity securities up to an ...(due to space limits, see proxy material for full proposal).   Management   For   For  

 

 

 

 

MERSANA THERAPEUTICS, INC.

 

Security 59045L106 Meeting Type Annual
Ticker Symbol MRSN Meeting Date 08-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director to serve until the 2026 Annual Meeting: Lawrence M. Alleva   Management   For   For  
1b.   Election of Class III Director to serve until the 2026 Annual Meeting: David M. Mott   Management   For   For  
1c.   Election of Class III Director to serve until the 2026 Annual Meeting: Anna Protopapas   Management   For   For  
2.   To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
3.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
4.   To approve an amendment to the Company's Fifth Amended and Restated Certificate of Incorporation, as amended, to eliminate the supermajority voting requirement applicable to changes to Article IV thereof.   Management   For   For  
5.   To approve an amendment to the Company's Fifth Amended and Restated Certificate of Incorporation, as amended, to reflect new Delaware law provisions regarding officer exculpation.   Management   For   For  

 

MIRATI THERAPEUTICS, INC.

 

Security 60468T105 Meeting Type Annual
Ticker Symbol MRTX Meeting Date 11-May-2023
Record Date 15-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Charles M. Baum       For   For  
    2 Bruce L.A. Carter       For   For  
    3 Julie M. Cherrington       For   For  
    4 Aaron I. Davis       For   For  
    5 Faheem Hasnain       For   For  
    6 Craig Johnson       For   For  
    7 Maya Martinez-Davis       For   For  
    8 David Meek       For   For  
    9 Shalini Sharp       For   For  
2.   To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the Proxy Statement.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For  
4.   To approve the amendment to our 2013 Employee Stock Purchase Plan, to increase the aggregate number of shares of our common stock reserved for issuance under such plan by 750,000 shares.   Management   For   For  

 

 

 

 

MODERNA, INC.

 

Security 60770K107 Meeting Type Annual
Ticker Symbol MRNA Meeting Date 03-May-2023
Record Date 08-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Stephen Berenson       For   For  
    2 Sandra Horning, M.D.       For   For  
    3 Paul Sagan       For   For  
2.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2023.   Management   For   For  
4.   To vote on a shareholder proposal requesting a report on transferring intellectual property.   Shareholder   Against   For  

 

NATERA, INC.

 

Security 632307104 Meeting Type Annual
Ticker Symbol NTRA Meeting Date 09-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Rowan Chapman       For   For  
    2 Herm Rosenman       For   For  
    3 Jonathan Sheena       For   For  
2.   To ratify the appointment of Ernst & Young LLP as Natera, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on an advisory (non-binding) basis, the compensation of Natera, Inc.'s named executive officers as disclosed in the proxy statement.   Management   For   For  

 

 

 

 

NEUROCRINE BIOSCIENCES, INC.

 

Security 64125C109 Meeting Type Annual
Ticker Symbol NBIX Meeting Date 17-May-2023
Record Date 20-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Kevin C. Gorman, Ph.D.       For   For  
    2 Gary A. Lyons       For   For  
    3 Johanna Mercier       For   For  
2.   Advisory vote to approve the compensation paid to the Company's named executive officers.   Management   For   For  
3.   Advisory vote on the frequency of advisory votes to approve the compensation paid to the Company's named executive officers.   Management   1 Year   For  
4.   To approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares.   Management   Against   Against  
5.   To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

NEXGEL, INC.

 

Security 65344E107 Meeting Type Annual
Ticker Symbol NXGL Meeting Date 30-Aug-2022
Record Date 06-Jul-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Adam Levy       For   For  
    2 Steven Glassman       For   For  
    3 Yaakov Spinrad       For   For  
    4 David Stefansky       For   For  
    5 Nachum Stein       For   For  
    6 Miranda J. Toledano       For   For  
    7 Dr. J.B. Zeldis MD, PhD       For   For  
2.   Proposal to approve an amendment to our Restated Certificate of Incorporation (the "Charter"), in substantially the form attached to the proxy statement as Annex A, reduce the total number of authorized shares of our common stock, par value $0.001 per share, each from 750,000,000 to 25,000,000.   Management   For   For  
3.   Advisory vote on the compensation of the Company's named executive officers as disclosed in the Proxy Statement accompanying this notice.   Management   For   For  
4.   Advisory vote on the frequency of future advisory votes on the compensation of the Company's named executive officers.   Management   1 Year   Against  
5.   Ratification of the appointment of Turner, Stone & Company, L.L.P. as the Company's independent registered public accounting firm for the 2022 fiscal year.   Management   For   For  

 

 

 

 

NEXGEL, INC.

 

Security 65344E107 Meeting Type Annual
Ticker Symbol NXGL Meeting Date 06-Jun-2023
Record Date 11-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Adam Levy       For   For  
    2 Steven Glassman       For   For  
    3 Scott R. Henry       For   For  
    4 David Stefansky       For   For  
    5 Nachum Stein       For   For  
    6 Miranda J. Toledano       For   For  
    7 Dr. J.B. Zeldis MD, PhD       For   For  
2.   Proposal to approve the Third Amendment to the NexGel, Inc. 2019 Long-Term Incentive Plan to increase the total number of shares of common stock authorized for issuance under such plan by 300,000, to a total of 871,429 shares.   Management   For   For  
3.   Ratification of the appointment of Turner, Stone & Company, L.L.P. as the Company's independent registered public accounting firm for the 2023 fiscal year.   Management   For   For  

 

NKARTA, INC.

 

Security 65487U108 Meeting Type Annual
Ticker Symbol NKTX Meeting Date 07-Jun-2023
Record Date 14-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Ali Behbahani, M.D. MBA       For   For  
    2 Zachary Scheiner, Ph.D.       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   Approval of an amendment to the company's Certificate of Incorporation to provide for the exculpation of officers as permitted by the Delaware General Corporation Law.   Management   For   For  

 

 

 

 

NOVAVAX, INC.

 

Security 670002401 Meeting Type Annual
Ticker Symbol NVAX Meeting Date 11-Jul-2023
Record Date 18-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class I Director to serve for a three-year term expiring at the 2026 Annual Meeting: John C. Jacobs   Management   For   For  
1b.   Election of Class I Director to serve for a three-year term expiring at the 2026 Annual Meeting: Gregg H. Alton, J.D.   Management   For   For  
1c.   Election of Class I Director to serve for a three-year term expiring at the 2026 Annual Meeting: Richard J. Rodgers   Management   For   For  
2.   The approval, on an advisory basis, of the compensation paid to our Named Executive Officers.   Management   For   For  
3.   The approval, on an advisory basis, of holding future executive compensation advisory votes every three years, every two years, or every year.   Management   1 Year   For  
4.   Amendment to the Second Amended and Restated Certificate of Incorporation of Novavax, Inc., as amended, to reflect Delaware law provisions allowing officer exculpation.   Management   For   For  
5.   Amendment and restatement of the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended to increase the number of shares of common stock available for issuance thereunder by 6,170,000 shares.   Management   Against   Against  
6.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

OCULIS HOLDING AG

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 8-Jul-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Change of Designation of the Existing Series C Preferred Shares and Revision of the Articles of Association   Management   For   For  
2.   Ordinary Share Capital Increase   Management   For   For  
3.   Conditional Share Capital Increase   Management   For   For  
4.   Election of Member to the Board of Directors   Management   For   For  

 

 

 

 

PARTHENON THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 21-Feb-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Pursuant to Section 1.2(e) of the Voting Agreement, Laurent Audoly be, and he hereby is, removed as the CEO Director and as a member of the Board, in each case with immediate effect   Management   For   For  
2.   Following the removal of Dr. Audoly as the CEO Director pursuant to the foregoing, the CEO Director seat shall remain vacant in accordance with Section 1.2(e) of the Voting Agreement until a new Chief Executive Officer of the Company is duly qualified and appointed   Management   For   For  
3.   The proper officers of the Company be, and each of them hereby is, authorized and directed, in the name of and on behalf of the Company, to prepare or cause to be prepared and to execute, deliver, verify, acknowledge, file or record any documents, instruments, certificates, statements, papers, or any amendments thereto, as in their sole judgment may be necessary, appropriate or advisable in order to effect the foregoing resolutions, and to take such further steps and do all such further acts or things as in their sole judgment may be necessary, appropriate or advisable to carry out the foregoing resolutions   Management   For   For  
4.   The authority and power given hereunder be deemed retroactive and any and all actions previously taken by any officer or director of the Company in connection with these resolutions are hereby ratified and approved   Management   For   For  

 

PRAXIS PRECISION MEDICINES, INC.

 

Security 74006W108 Meeting Type Annual
Ticker Symbol PRAX Meeting Date 12-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders: Gregory Norden   Management   For   For  
1b.   Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders: Marcio Souza   Management   For   For  
1c.   Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders: William Young   Management   For   For  
2.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve on a non-binding, advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement for the 2023 Annual Meeting pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion.   Management   For   For  

 

 

 

 

PRECISION BIOSCIENCES, INC.

 

Security 74019P108 Meeting Type Annual
Ticker Symbol DTIL Meeting Date 04-May-2023
Record Date 09-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Michael Amoroso       For   For  
    2 Geno Germano       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Precision's independent registered public accounting firm for 2023.   Management   For   For  

 

PRIOTHERA LIMITED

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 5-Dec-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Notice of Appointment of Authorized Person   Management   For   For  

 

PROMETHEUS BIOSCIENCES, INC.

 

Security 74349U108 Meeting Type Special
Ticker Symbol RXDX Meeting Date 15-Jun-2023
Record Date 15-May-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of April 15, 2023, by and among Merck & Co., Inc., a New Jersey corporation ("Merck"), Splash Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Merck ("Merger Sub"), and Prometheus Biosciences, Inc., a Delaware corporation ("Prometheus"), pursuant to which Merger Sub will be merged with and into Prometheus, with Prometheus surviving as a wholly owned subsidiary of Merck (the "Merger").   Management   For   For  
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Prometheus' named executive officers that is based on or otherwise relates to the Merger.   Management   For   For  
3.   To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes in person or by proxy to approve the proposal to adopt the Merger Agreement at the time of the special meeting.   Management   For   For  

 

 

 

 

PYXIS ONCOLOGY, INC.

 

Security 747324101 Meeting Type Annual
Ticker Symbol PYXS Meeting Date 13-Jun-2023
Record Date 20-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Rachel Humphrey, M.D.   Management   For   For  
1.2   Election of Director: Freda Lewis-Hall, M.D.   Management   For   For  
1.3   Election of Director: Thomas Civik   Management   For   For  
2.   Ratification of the Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year ending December 31, 2023   Management   For   For  

 

QUELL THERAPEUTICS

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 2-Jun-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the Limited Equity Incentive Plan   Management   For   For  
2.   Approval of the new articles of association of the Company (the "New Articles") in substitution for, and to the entire exclusion of, the current articles of association of the Company   Management   For   For  

 

RALLYBIO CORPORATION

 

Security 75120L100 Meeting Type Annual
Ticker Symbol RLYB Meeting Date 17-May-2023
Record Date 20-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director: Helen M. Boudreau   Management   For   For  
1.2   Election of Class II Director: Lucian Iancovici   Management   For   For  
1.3   Election of Class II Director: Christine A. Nash   Management   For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm.   Management   For   For  

 

 

 

 

REATA PHARMACEUTICALS, INC.

 

Security 75615P103 Meeting Type Annual
Ticker Symbol RETA Meeting Date 07-Jun-2023
Record Date 12-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director to serve until the 2026 Annual Meeting: Martin W. Edwards, M.D.   Management   For   For  
1.2   Election of Class II Director to serve until the 2026 Annual Meeting: R. Kent McGaughy, Jr.   Management   For   For  
1.3   Election of Class II Director to serve until the 2026 Annual Meeting: Christy J. Oliger   Management   For   For  
2.   An advisory (non-binding) vote on a resolution to approve the compensation of our named executive officers.   Management   For   For  
3.   The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

RECODE THERAPEUTICS

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 6-Jan-2023
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment No. 2 to Series B Preferred Stock Purchase Agreement   Management   For   For  

 

REGENERON PHARMACEUTICALS, INC.

 

Security 75886F107 Meeting Type Annual
Ticker Symbol REGN Meeting Date 09-Jun-2023
Record Date 11-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Joseph L. Goldstein, M.D.   Management   For   For  
1b.   Election of Director: Christine A. Poon   Management   For   For  
1c.   Election of Director: Craig B. Thompson, M.D.   Management   For   For  
1d.   Election of Director: Huda Y. Zoghbi, M.D.   Management   For   For  
2.   Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Proposal to approve, on an advisory basis, executive compensation.   Management   For   For  
4.   Proposal to approve, on an advisory basis, the frequency of future advisory votes on executive compensation.   Management   1 Year   For  
5.   Non-binding shareholder proposal, if properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property.   Shareholder   Against   For  

 

 

 

 

REPARE THERAPEUTICS INC.

 

Security 760273102 Meeting Type Annual
Ticker Symbol RPTX Meeting Date 08-Jun-2023
Record Date 10-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director to hold office until our Annual Meeting of Shareholders in 2026: Samarth Kulkarni, Ph.D.   Management   For   For  
1.2   Election of Class III Director to hold office until our Annual Meeting of Shareholders in 2026: Briggs Morrison, M.D.   Management   For   For  
1.3   Election of Class III Director to hold office until our Annual Meeting of Shareholders in 2026: Lloyd M. Segal   Management   For   For  
2.   To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement.   Management   For   For  
3.   To appoint Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023, and to authorize the Company's board of directors to fix Ernst & Young LLP's remuneration.   Management   For   For  

 

SAREPTA THERAPEUTICS, INC.

 

Security 803607100 Meeting Type Annual
Ticker Symbol SRPT Meeting Date 08-Jun-2023
Record Date 14-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director to hold office until the 2025 Annual Meeting: Richard J. Barry   Management   For   For  
1.2   Election of Class II Director to hold office until the 2025 Annual Meeting: M. Kathleen Behrens, Ph.D.   Management   For   For  
1.3   Election of Class II Director to hold office until the 2025 Annual Meeting: Stephen L. Mayo, Ph. D.   Management   For   For  
1.4   Election of Class II Director to hold office until the 2025 Annual Meeting: Claude Nicaise, M.D.   Management   For   For  
2.   Advisory vote to approve, on a non-binding basis, named executive officer compensation   Management   For   For  
3.   Approve an amendment to the Company's 2018 Equity Incentive Plan (the "2018 Plan") to increase the maximum aggregate number of shares of common stock that may be issued pursuant to awards granted under the 2018 Plan by 2,500,000 shares to 13,187,596 shares   Management   For   For  
4.   Approve an amendment to the Amended and Restated 2013 Employee Stock Purchase Plan (as amended and restated on June 27, 2016 and amended on June 6, 2019) (the "2016 ESPP") to increase the number of shares of our common stock authorized for issuance under the 2016 ESPP by 300,000 shares to 1,400,000 shares   Management   For   For  
5.   Advisory vote on whether an advisory vote on executive compensation should be held every one, two or three years   Management   1 Year   For  
6.   Ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the current year ending December 31, 2023   Management   For   For  

 

 

 

 

SCHOLAR ROCK HOLDING CORPORATION

 

Security 80706P103 Meeting Type Annual
Ticker Symbol SRRK Meeting Date 21-Jun-2023
Record Date 24-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 David Hallal       For   For  
    2 Kristina Burow       For   For  
    3 Michael Gilman Ph.D       For   For  
2.   To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

SEAGEN INC.

 

Security 81181C104 Meeting Type Special
Ticker Symbol SGEN Meeting Date 30-May-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended or supplemented from time to time, the "merger agreement"), dated March 12, 2023, by and among Seagen Inc. ("Seagen"), Pfizer Inc. ("Pfizer") and Aris Merger Sub, Inc., a wholly-owned subsidiary of Pfizer ("Merger Sub"), and pursuant to which Merger Sub will be merged with and into Seagen, with Seagen surviving the merger as a wholly-owned subsidiary of Pfizer (the "merger" and such proposal the "merger agreement proposal").   Management   For   For  
2.   To consider and vote on the proposal to approve, on a non-binding, advisory basis, certain compensation arrangements for Seagen's named executive officers in connection with the merger (the "compensation proposal").   Management   For   For  

 

 

 

 

SEAGEN INC.

 

Security 81181C104 Meeting Type Annual
Ticker Symbol SGEN Meeting Date 31-May-2023
Record Date 03-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class I Director: David W. Gryska   Management   For   For  
1b.   Election of Class I Director: John A. Orwin   Management   For   For  
1c.   Election of Class I Director: Alpna H. Seth, Ph.D.   Management   For   For  
2.   Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement.   Management   For   For  
3.   Indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Seagen's named executive officers.   Management   1 Year   For  
4.   Approve the amendment and restatement of the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares.   Management   For   For  
5.   Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  

 

SPDR SERIES TRUST

 

Security 78464A870 Meeting Type Special
Ticker Symbol XBI Meeting Date 20-Oct-2022
Record Date 20-Jul-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Clare S. Richer       For   For  
    2 Sandra G. Sponem       For   For  
    3 Kristi L. Rowsell       For   For  
    4 Gunjan Chauhan       For   For  
    5 Carolyn M. Clancy       For   For  

 

SUTRO BIOPHARMA, INC.

 

Security 869367102 Meeting Type Annual
Ticker Symbol STRO Meeting Date 08-Jun-2023
Record Date 20-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 William J. Newell       For   For  
    2 Connie Matsui       For   For  
    3 James Panek       For   For  
2.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers.   Management   For   For  
4.   To approve the amendment and restatement of our restated certificate of incorporation to permit the exculpation of our officers from personal liability for certain breaches of the duty of care.   Management   For   For  

 

 

 

 

SYNDAX PHARMACEUTICALS, INC

 

Security 87164F105 Meeting Type Annual
Ticker Symbol SNDX Meeting Date 17-May-2023
Record Date 22-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Pierre Legault   Management   For   For  
1.2   Election of Director: Michael A. Metzger   Management   For   For  
2.   To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2023 proxy statement.   Management   For   For  
3.   To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.   Management   For   For  
4.   To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 100,000,000 shares to 200,000,000 shares.   Management   For   For  

 

TACTILE SYSTEMS TECHNOLOGY, INC.

 

Security 87357P100 Meeting Type Annual
Ticker Symbol TCMD Meeting Date 08-May-2023
Record Date 13-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Valerie Asbury       For   For  
    2 Bill Burke       For   For  
    3 Sheri Dodd       For   For  
    4 Raymond Huggenberger       For   For  
    5 Daniel Reuvers       For   For  
    6 Brent Shafer       For   For  
    7 Carmen Volkart       For   For  
2.   Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   Approve, on an advisory basis, the 2022 compensation of our named executive officers.   Management   For   For  

 

 

 

 

THESEUS PHARMACEUTICALS, INC.

 

Security 88369M101 Meeting Type Annual
Ticker Symbol THRX Meeting Date 09-Jun-2023
Record Date 13-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Carl Gordon       For   For  
    2 Michael Rome       For   For  
2.   To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by recent amendments to the Delaware General Corporation Law.   Management   For   For  

 

TRAVERE THERAPEUTICS INC.

 

Security 89422G107 Meeting Type Annual
Ticker Symbol TVTX Meeting Date 17-May-2023
Record Date 21-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Roy Baynes       For   For  
    2 Suzanne Bruhn       For   For  
    3 Timothy Coughlin       For   For  
    4 Eric Dube       For   For  
    5 Gary Lyons       For   For  
    6 Jeffrey Meckler       For   For  
    7 John Orwin       For   For  
    8 Sandra Poole       For   For  
    9 Ron Squarer       For   For  
    10 Ruth Williams-Brinkley       For   For  
2.   To approve the Company's 2018 Equity Incentive Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,700,000 shares.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
4.   To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.   Management   For   For  

 

 

 

 

TSCAN THERAPEUTICS, INC.

 

Security 89854M101 Meeting Type Annual
Ticker Symbol TCRX Meeting Date 13-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Katina Dorton, JD, MBA       For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023   Management   For   For  
3.   To approve an amendment to the TScan Therapeutics, Inc. 2021 Equity Incentive Plan to increase the number of shares of voting common stock authorized for issuance under the plan by 7,500,000 shares   Management   For   For  
                     

 

ULTRAGENYX PHARMACEUTICAL INC.

 

Security 90400D108 Meeting Type Annual
Ticker Symbol RARE Meeting Date 07-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Emil D. Kakkis, M.D., Ph.D.   Management   For   For  
1b.   Election of Director: Shehnaaz Suliman, M.D.   Management   For   For  
1c.   Election of Director: Daniel G. Welch   Management   For   For  
2.   Approval of the 2023 Incentive Plan.   Management   For   For  
3.   Approval of the Amended & Restated Employee Stock Purchase Plan.   Management   For   For  
4.   Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
5.   Advisory (non-binding) vote to approve the compensation of our named executive officers.   Management   For   For  

 

 

 

 

UNIQURE N.V.

 

Security N90064101 Meeting Type Annual
Ticker Symbol QURE Meeting Date 13-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Resolution to adopt the 2022 Dutch statutory annual accounts and treatment of the results.   Management   For   For  
2.   Resolution to discharge liability of the members of the Board.   Management   For   For  
3.   Reappointment of Madhavan Balachandran as non- executive director.   Management   For   For  
4.   Reappointment of Jack Kaye as non-executive director.   Management   For   For  
5.   Reappointment of Leonard Post as non-executive director.   Management   For   For  
6.   Reappointment of Jeremy Springhorn as non-executive director.   Management   For   For  
7.   Resolution to renew the designation of the Board as the competent body to issue Ordinary Shares and options.   Management   For   For  
8.   Resolution to reauthorize the Board to exclude or limit preemptive rights upon the issuance of Ordinary Shares.   Management   For   For  
9.   Resolution to reauthorize the Board to repurchase Ordinary Shares.   Management   For   For  
10.   Resolution to appoint KPMG as external auditors of the Company for the financial year 2023.   Management   For   For  
11.   Resolution to approve, on an advisory basis, the compensation of the named executive officers of the Company.   Management   For   For  
12.   Resolution to approve the amendment and restatement of the Company's 2014 Share Incentive Plan.   Management   For   For  

 

 

 

 

UNIQURE N.V.

 

Security N90064101 Meeting Type Annual
Ticker Symbol QURE Meeting Date 13-Jun-2023
Record Date 16-May-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Resolution to adopt the 2022 Dutch statutory annual accounts and treatment of the results.   Management   For   For  
2.   Resolution to discharge liability of the members of the Board.   Management   For   For  
3.   Reappointment of Madhavan Balachandran as non- executive director.   Management   For   For  
4.   Reappointment of Jack Kaye as non-executive director.   Management   For   For  
5.   Reappointment of Leonard Post as non-executive director.   Management   For   For  
6.   Reappointment of Jeremy Springhorn as non-executive director.   Management   For   For  
7.   Resolution to renew the designation of the Board as the competent body to issue Ordinary Shares and options.   Management   For   For  
8.   Resolution to reauthorize the Board to exclude or limit preemptive rights upon the issuance of Ordinary Shares.   Management   For   For  
9.   Resolution to reauthorize the Board to repurchase Ordinary Shares.   Management   For   For  
10.   Resolution to appoint KPMG as external auditors of the Company for the financial year 2023.   Management   For   For  
11.   Resolution to approve, on an advisory basis, the compensation of the named executive officers of the Company.   Management   For   For  
12.   Resolution to approve the amendment and restatement of the Company's 2014 Share Incentive Plan.   Management   For   For  

 

UNITED THERAPEUTICS CORPORATION

 

Security 91307C102 Meeting Type Annual
Ticker Symbol UTHR Meeting Date 26-Jun-2023
Record Date 27-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Christopher Causey   Management   For   For  
1b.   Election of Director: Raymond Dwek   Management   For   For  
1c.   Election of Director: Richard Giltner   Management   For   For  
1d.   Election of Director: Katherine Klein   Management   For   For  
1e.   Election of Director: Ray Kurzweil   Management   For   For  
1f.   Election of Director: Linda Maxwell   Management   For   For  
1g.   Election of Director: Nilda Mesa   Management   For   For  
1h.   Election of Director: Judy Olian   Management   For   For  
1i.   Election of Director: Christopher Patusky   Management   For   For  
1j.   Election of Director: Martine Rothblatt   Management   For   For  
1k.   Election of Director: Louis Sullivan   Management   For   For  
1l.   Election of Director: Tommy Thompson   Management   For   For  
2.   Advisory resolution to approve executive compensation.   Management   For   For  
3.   Advisory vote on the frequency of future advisory votes on executive compensation.   Management   1 Year   For  
4.   Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan.   Management   For   For  
5.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023.   Management   For   For  

 

 

 

 

VAXCYTE, INC.

 

Security 92243G108 Meeting Type Annual
Ticker Symbol PCVX Meeting Date 13-Jun-2023
Record Date 17-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Halley Gilbert, J.D.       For   For  
    2 Michael E Kamarck Ph.D.       For   For  
    3 Grant E Pickering M.B.A       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For  
3.   Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers.   Management   For   For  

 

VECTIVBIO HOLDING AG

 

Security H9060V101 Meeting Type Special
Ticker Symbol VECT Meeting Date 09-Dec-2022
Record Date 31-Oct-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Wouter Joustra - The Board of Directors proposes to elect Wouter Joustra as a new member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting of the Company.   Management   For   For  

 

 

 

 

VECTIVBIO HOLDING AG

 

Security H9060V101 Meeting Type Annual
Ticker Symbol VECT Meeting Date 01-Jun-2023
Record Date 02-May-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Approval of the 2022 Statutory Financial Statements and Consolidated Financial Statements - The Board of Directors proposes that the Statutory Financial Statements and the Consolidated Financial Statements for the financial year 2022 be approved.   Management   For   For  
1.2   Advisory Vote on the 2022 Compensation Report - The Board of Directors proposes that the 2022 Compensation Report be endorsed in a non-binding advisory vote.   Management   For   For  
2   Appropriation of 2022 Financial Results - The Board of Directors proposes that the loss of the Company be carried forward as follows: Loss carried forward from the financial year 2021 CHF -28,435,076 Loss for the financial year 2022 CHF -36,211,404 Loss to be carried forward CHF -64,646,480.   Management   For   For  
3   Discharge of the Board of Directors and of the Executive Committee - The Board of Directors proposes that all members of the Board of Directors and of the Executive Committee be discharged from liability for their activities during the financial year 2022.   Management   For   For  
4.1   Re-election of Thomas Woiwode (as Chairman and member of the Board of Directors) - The Board of Directors proposes to re-elect Thomas Woiwode as Chairman and member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.2   Re-election of Sandip Kapadia - The Board of Directors proposes to re-elect Sandip Kapadia as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.3   Re-election of Paul Rutherford Carter - The Board of Directors proposes to re-elect Paul Rutherford Carter as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.4   Re-election of Luca Santarelli - The Board of Directors proposes to re-elect Luca Santarelli as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.5   Re-election of Hans Schikan - The Board of Directors proposes to re-elect Hans Schikan as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.6   Re-election of Murray Willis Stewart - The Board of Directors proposes to re-elect Murray Willis Stewart as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
4.7   Re-election of Wouter Joustra - The Board of Directors proposes to re-elect Wouter Joustra as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
5.1   Re-election of Paul Rutherford Carter - The Board of Directors proposes to re-elect Paul Rutherford Carter as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
5.2   Re-election of Murray Willis Stewart - The Board of Directors proposes to re-elect Murray Willis Stewart as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
5.3   Re-election of Thomas Woiwode - The Board of Directors proposes to re-elect Thomas Woiwode as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
6   Re-election of the Statutory Auditors - The Board of Directors proposes that Ernst & Young AG, in Basel, Switzerland, be re-elected as the Company's statutory auditors for the financial year 2023.   Management   For   For  
7   Re-election of the Independent Proxy - The Board of Directors proposes that Buis Bürgi AG, Zurich, Switzerland, be re-elected as independent proxy for a term of office until completion of the 2024 Annual General Meeting.   Management   For   For  
8.1   Approval of the Maximum Aggregate Amount of Compensation of the Board of Directors - The Board of Directors proposes that a maximum aggregate amount of compensation of the Board of Directors for the period from the 2023 Annual General Meeting to the 2024 Annual General Meeting of CHF 2,200,000 be approved.   Management   For   For  
8.2   Approval of the Maximum Aggregate Amount of Compensation of the Executive Committee - The Board of Directors proposes that a maximum aggregate amount of compensation of the Executive Committee for the financial year 2024 of CHF 18,500,000 be approved.   Management   For   For  
9   Introduction of a Capital Range - The Board of Directors proposes to cancel the existing authorized share capital pursuant to article 3a of the Articles of Association and to replace it with a capital range ranging from CHF 3,369,589.50 (lower limit) to CHF 5,054,384.25 (upper limit) as set forth in the invitation to the 2023 Annual General Meeting.   Management   For   For  
10   Increase of the Conditional Share Capital for Participation Programs - The Board of Directors proposes (i) that the Company's conditional share capital for participation programs be increased by CHF 692,576.75 to the maximum amount of CHF 1,233,908.75, allowing the issuance of up to 24,678,175 registered shares with a par value of CHF 0.05 each, and, accordingly, to amend article 3b (Conditional Share Capital for Participation Programs), paragraph 1, of the Articles ...(due to space limits, see proxy material for full proposal).   Management   Against   Against  
11a   Amendments to the Articles of Association - Share Certificates and Intermediated Securities, Share Register, Restrictions on Registration, Nominees - The Board of Directors proposes to amend articles 4 and 5 of the Articles of Association as set forth in the invitation to the 2023 Annual General Meeting.   Management   For   For  
11b   Amendments to the Articles of Association - Shareholder Rights, General Meeting of Shareholders, Notices and Communications - The Board of Directors proposes to amend articles 7, 8, 9, 10, 13, 24 and 34 of the Articles of Association as set forth in the invitation to the 2023 Annual General Meeting.   Management   For   For  
11c   Amendments to the Articles of Association - Board of Directors, Compensation of the Executive Committee, Mandates Outside the Company - The Board of Directors proposes to amend articles 18, 19, 26, 27 and 29 of the Articles of Association as set forth in the invitation to the 2023 Annual General Meeting.   Management   For   For  
11d   Amendments to the Articles of Association - Jurisdiction Clause - The Board of Directors proposes to introduce a new article 35 to our Articles of Association as set forth in the invitation to the 2023 Annual General Meeting.   Management   For   For  

 

 

 

 

VECTIVBIO HOLDING AG

 

Security H9060V101 Meeting Type Special
Ticker Symbol VECT Meeting Date 26-Jun-2023
Record Date 22-May-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Removal of the Restrictions on Registration and Exercise of Voting Rights (Conditional Resolution) - The Board of Directors proposes to amend article 5 paras. 2, 4, 5 and 6 and article 12 paras. 1 and 2 of the Articles of Association as set forth in the invitation to the Extraordinary General Meeting, provided that these amendments shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
2.1   Election of Andrew Davis (as Chairperson and member of the Board of Directors) - The Board of Directors proposes to elect Andrew Davis as Chairperson and member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
2.2   Election of John Minardo (as member of the Board of Directors) - The Board of Directors proposes to elect John Minardo as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
2.3   Election of Sravan Emany (as member of the Board of Directors) - The Board of Directors proposes to elect Sravan Emany as member of the Board of Directors for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
3.1   Election of Andrew Davis - The Board of Directors proposes to elect Andrew Davis as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
3.2   Election of John Minardo - The Board of Directors proposes to elect John Minardo as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
3.3   Election of Sravan Emany - The Board of Directors proposes to elect Sravan Emany as member of the Compensation Committee for a term of office until completion of the 2024 Annual General Meeting, provided that this election shall be subject to, and only become effective upon, the Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting).   Management   For   For  
4.   Delisting of the Company's Shares (Conditional Resolution) - The Board of Directors proposes to approve the delisting of the ordinary shares of the Company from Nasdaq, subject to (i) Completion of the Tender Offer (as defined in the invitation to the Extraordinary General Meeting) and (ii) satisfaction of the requirements under the listing rules of the Nasdaq Stock Market, LLC.   Management   For   For  

 

 

 

 

VERTEX PHARMACEUTICALS INCORPORATED

 

Security 92532F100 Meeting Type Annual
Ticker Symbol VRTX Meeting Date 17-May-2023
Record Date 23-Mar-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Sangeeta Bhatia   Management   For   For  
1.2   Election of Director: Lloyd Carney   Management   For   For  
1.3   Election of Director: Alan Garber   Management   For   For  
1.4   Election of Director: Terrence Kearney   Management   For   For  
1.5   Election of Director: Reshma Kewalramani   Management   For   For  
1.6   Election of Director: Jeffrey Leiden   Management   For   For  
1.7   Election of Director: Diana McKenzie   Management   For   For  
1.8   Election of Director: Bruce Sachs   Management   For   For  
1.9   Election of Director: Suketu Upadhyay   Management   For   For  
2.   Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023.   Management   For   For  
3.   Advisory vote to approve named executive office compensation.   Management   For   For  
4.   Advisory vote on the frequency of future advisory votes on executive compensation.   Management   1 Year   For  

 

VYNE THERAPEUTICS INC.

 

Security 92941V209 Meeting Type Annual
Ticker Symbol VYNE Meeting Date 10-Aug-2022
Record Date 14-Jun-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Steven Basta       For   For  
    2 Anthony Bruno       For   For  
    3 Elisabeth Sandoval       For   For  
2.   To ratify the selection by the Audit Committee of the Company's Board of Directors of Baker Tilly US, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve and adopt an amendment to the Company's Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's common stock at a ratio ranging from 1- for-5 shares up to a ratio of 1-for-15 shares, which ratio will be selected by the Company's Board of Directors and set forth in a public announcement.   Management   For   For  
4.   To approve the adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 3.   Management   For   For  

 

 

 

 

VYNE THERAPEUTICS INC.

 

Security 92941V209 Meeting Type Special
Ticker Symbol VYNE Meeting Date 12-Jan-2023
Record Date 16-Nov-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To approve and adopt an amendment to the Company's Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's common stock at a ratio ranging from 1- for-10 shares up to a ratio of 1-for-25 shares, which ratio will be selected by the Company's Board of Directors and set forth in a public announcement.   Management   For   For  
2.   To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1.   Management   For   For  

 

XENON PHARMACEUTICALS INC

 

Security 98420N105 Meeting Type Annual
Ticker Symbol XENE Meeting Date 01-Jun-2023
Record Date 04-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Simon Pimstone   Management   For   For  
1.2   Election of Director: Dawn Svoronos   Management   For   For  
1.3   Election of Director: Mohammad Azab   Management   For   For  
1.4   Election of Director: Steven Gannon   Management   For   For  
1.5   Election of Director: Elizabeth Garofalo   Management   For   For  
1.6   Election of Director: Patrick Machado   Management   For   For  
1.7   Election of Director: Ian Mortimer   Management   For   For  
1.8   Election of Director: Gary Patou   Management   For   For  
2.   Approve, on an advisory basis, the compensation of the Corporation's named executive officers   Management   For   For  
3.   Appoint KPMG LLP as the Corporation's auditor to hold office until the next annual meeting of the Corporation or until their successors are duly elected   Management   For   For  
4.   Authorizing the Audit Committee of the board of directors of the Corporation to fix the remuneration to be paid to the auditor of the Corporation   Management   For   For  

 

 

 

 

ZAI LAB LTD

 

Security 98887Q104 Meeting Type Annual
Ticker Symbol ZLAB Meeting Date 20-Jun-2023
Record Date 20-Apr-2023    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   THAT, Samantha (Ying) Du is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
2.   THAT, Kai-Xian Chen is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
3.   THAT, John D. Diekman is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
4.   THAT, Richard Gaynor is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
5.   THAT, Nisa Leung is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
6.   THAT, William Lis is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
7.   THAT, Scott Morrison is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
8.   THAT, Leon O. Moulder, Jr. is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
9.   THAT, Michel Vounatsos is hereby elected to serve as a director until the 2024 annual general meeting   Management   For   For  
10.   THAT, Peter Wirth is hereby re-elected to serve as a director until the 2024 annual general meeting   Management   For   For  
11.   THAT, the appointment of KPMG LLP and KPMG as the Company's independent registered public accounting firms and auditors to audit the Company's consolidated financial statements to be filed with the U.S. Securities and Exchange Commission and The Stock Exchange of Hong Kong Limited for the year ending December 31, 2023, respectively, is hereby approved.   Management   For   For  
12.   THAT, the authority of the Board of Directors to fix the auditor compensation for 2023, is hereby approved.   Management   For   For  
13.   THAT, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement, is hereby approved.   Management   For   For  
14.   THAT, within the parameters of Rule 13.36 of the HK Listing Rules, the granting of a general mandate to the Board of Directors to allot and issue ordinary shares and/or American Depositary Shares of up to 20% of the total number of issued ordinary shares of the Company as of the date of passing of such ordinary resolution up to the next annual general meeting of shareholders of the Company, is hereby approved.   Management   For   For  
15.   THAT, if Ordinary Resolution 14 is not approved, within the parameters of Rule 13.36 of the HK Listing Rules, the granting of a general mandate to the Board of Directors to allot and issue ordinary shares and/or American Depositary Shares of up to 10% of the total number of issued ordinary shares of the Company as of the date of passing of such ordinary resolution up to the next annual general meeting of shareholders of the Company, is hereby approved.   Management   For   For  

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Tekla Life Sciences Investors  
     
By (Signature and Title)*  
     
  /s/ Daniel R. Omstead  
  (Daniel R. Omstead, President)  
     
Date 8/4/23  
         

 


*Print the name and title of each signing officer under his or her signature.

 

 

 


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