Current Report Filing (8-k)
April 13 2018 - 7:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
April 13, 2018
Victory Capital Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware
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001-38388
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32-0402956
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(State or Other Jurisdiction
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(Commission
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(IRS Employer
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of Incorporation)
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File Number)
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Identification Number)
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4900 Tiedeman Road, 4
th
Floor; Brooklyn, OH
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44144
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
(216) 898-2400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (
see
General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 8.01. Other Events
On April 13, 2018, Victory Capital Holdings, Inc. (the Company) issued a press release reporting certain information about the Companys assets under management as of March 31, 2018. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information in this Item 8.01, including the exhibit incorporated herein by reference, shall be deemed filed for purposes of the Securities Exchange Act of 1934, as amended, and shall be deemed incorporated by reference in the Companys filings under the Securities Act of 1933, as amended.
Item 9.01 Financial Statements and Exhibits
Exhibit
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Number
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Description
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99.1
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Press release dated April 13, 2018
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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VICTORY CAPITAL HOLDINGS, INC.
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Dated: April 13, 2018
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By:
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/s/ Terence F. Sullivan
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Name: Terence F. Sullivan
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Title: Chief Financial Officer and Head of Strategy
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4
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