Form 8-K - Current report
May 21 2024 - 9:00AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2024
_______________________________
United-Guardian, Inc.
(Exact name of registrant as specified in its charter)
_______________________________
Delaware | 001-10526 | 11-1719724 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
230 Marcus Boulevard
Hauppauge, New York 11788
(Address of Principal Executive Offices) (Zip Code)
(631) 273-0900
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
_______________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, $0.10 par value per share | UG | NASDAQ Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On May 21, 2024, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| United-Guardian, Inc. |
| | |
| | |
Date: May 21, 2024 | By: | /s/ Donna Vigilante |
| | Donna Vigilante |
| | President |
| | |
EXHIBIT 99.1
United-Guardian Appoints New Marketing Director
HAUPPAUGE, N.Y., May 21, 2024 (GLOBE NEWSWIRE) -- United-Guardian, Inc. (NASDAQ:UG), a manufacturer of cosmetic ingredients, pharmaceuticals, medical lubricants, and sexual wellness ingredients, announced today that the company has hired Denise Costrini as the company’s marketing director. Ms. Costrini has more than 25 years of experience in the personal care and specialty chemicals industries, and has a Bachelor of Science degree in Industrial and Operations Engineering. She has extensive experience marketing personal care products, as well as expertise in strategic market planning and new product commercialization.
Donna Vigilante, President of United-Guardian, stated, “We are very excited to welcome Denise to our team at United-Guardian. She brings a fresh perspective to our product lines, as well as knowledge and insight from her long experience in the personal care industry. Her strong background in market assessment, brand positioning, and new business development will increase our knowledge of the personal care market and open up new marketing opportunities. She will be working closely with our marketing partners to expand the market penetration of our products and grow our international presence, especially in markets where we see significant opportunity for growth. We are confident that Denise’s experience will enable us to further develop our position as a key supplier of innovative products to the personal care industry.”
Contact: | Donna Vigilante |
| (631) 273-0900 |
| dvigilante@u-g.com |
| |
NOTE: This press release contains both historical and "forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. These statements about the company’s expectations or beliefs concerning future events, such as financial performance, business prospects, and similar matters, are being made in reliance upon the “safe harbor” provisions of that Act. Such statements are subject to a variety of factors that could cause our actual results or performance to differ materially from the anticipated results or performance expressed or implied by such forward-looking statements. For further information about the risks and uncertainties that may affect the company’s business please refer to the company's reports and filings with the Securities and Exchange Commission.
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