FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      
1. Name and Address of Reporting Person * Knapp Jason Scott 2. Issuer Name and Ticker or Trading Symbol Sunworks, Inc. [ SUNW ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President of Solcius
(Last)         (First)         (Middle)
C/O SUNWORKS, INC., 2270 DOUGLAS BLVD, SUITE #216
3. Date of Earliest Transaction (MM/DD/YYYY)
4/12/2021
(Street)
ROSEVILLE, CA 95661
(City)       (State)       (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
 
6. Individual or Joint/Group Filing (Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock  4/12/2021    A    25000  A $0 (1) 25000  D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock  $12.15  4/12/2021    A     40000      4/12/2022 (2) 4/12/2026  Common Stock  40000  $0  40000  D   

Explanation of Responses:
(1)  In connection with the commencement of his employment with the Company on April 8, 2021, the Reporting Person received a restricted stock grant of 25,000 shares, 100% of which will vest on the one year anniversary of the grant.
(2)  The Option was issued in connection with the commencement of the Reporting Person's employment on April 8, 2021. 100% of the shares underlying the Option will vest on the one year anniversary of the grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Knapp Jason Scott
C/O SUNWORKS, INC.
2270 DOUGLAS BLVD, SUITE #216
ROSEVILLE, CA 95661


President of Solcius

Signatures
/s/ Jason Knapp 4/14/2021
**Signature of Reporting Person Date
Sunworks (NASDAQ:SUNW)
Historical Stock Chart
From Dec 2021 to Jan 2022 Click Here for more Sunworks Charts.
Sunworks (NASDAQ:SUNW)
Historical Stock Chart
From Jan 2021 to Jan 2022 Click Here for more Sunworks Charts.