- Amended Quarterly Report (10-Q/A)
January 21 2009 - 10:26AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
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For the
quarterly period ended
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October 31, 2008
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OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
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For the
transition period from
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to
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Commission file number
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0-18370
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MFRI, INC.
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(Exact name of registrant as specified in its
charter)
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Delaware
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36-3922969
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(State or other jurisdiction
of
incorporation or
organization)
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(I.R.S. Employer
Identification No.)
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7720
Lehigh Avenue
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Niles, Illinois
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60714
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(Address
of principal executive offices)
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(Zip Code)
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(847) 966-1000
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(Registrant's telephone number, including area
code)
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(Former name, former address and former fiscal year, if changed
since last report)
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Indicate by check mark whether
the registrant (1) has filed all reports required to be filed by Section
13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12
months (or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing requirements
for the past 90 days. Yes
x
No
o
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Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See definitions of
"large accelerated filer", "accelerated filer" and "smaller reporting
company" in Rule 12b-2 of the Exchange Act.:
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Large accelerated
filer
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[]
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Accelerated
filer
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x
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Non-accelerated
filer
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[]
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Smaller
reporting company
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[]
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Indicate by check mark whether
the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act) Yes
o
No
x
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On December 4, 2008, there
were 6,798,970 shares of the registrant's common stock
outstanding.
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EXPLANATORY NOTE
This
amendment is being filed to insert language inadvertently omitted from
certifications by its principal executive officer and principal financial
officer at exhibits 31.1 and 31.2 respectively. Such certifications had
inadvertently omitted the following language required by Item 601(b)(31) of
Regulation S-K:
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1.
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The introductory language in paragraph 4 omitted the reference to
internal control over financial reporting and
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2.
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Paragraph 4(d) omitted the required phrase "(the registrant's
fourth fiscal quarter in the case of an annual
report)."
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This amendment consists only of the cover page, this explanatory note,
the signature page, and paragraphs 1, 2, 4, and 5 of the certifications at
exhibits 31.1 and 31.2.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
MFRI, INC.
Date:
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January 21, 2009
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/s/ David
Unger
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David Unger
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Chairman of the Board of
Directors, and
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Chief Executive
Officer
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(Principal Executive
Officer)
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Date:
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January 21, 2009
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/s/ Michael D.
Bennett
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Michael D.
Bennett
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Vice President, Secretary and
Treasurer
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(Principal Financial and
Accounting Officer)
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