UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 6 )*
MOSYS,
INC.
(Name of Issuer)
COMMON
STOCK
(Title of Class of Securities)
619718307
(CUSIP Number)
12/31/2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the
rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
[] Rule 13d-1(c)
[] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
CUSIP No. 619718307 13G/A
------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON(S)
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S)
INGALLS & SNYDER VALUE PARTNERS, L.P.
133694561
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK STATE
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NUMBER OF 5. SOLE VOTING POWER 314,124
SHARES
BENEFICIALLY ------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER 0
REPORTING ------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER 0
WITH
------------------------------------------------------------
8. SHARED DISPOSITIVE POWER 314,124
------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
314,124
------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.5%
------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
13G/A
Item 1. (a) Name of
Issuer: MOSYS, INC.
(b) Address of Issuer's Principal
Executive Offices:
3301 OLGOTT
STREET
SANTA CLARA, CA 95054
Item 2. (a) Name of Person
Filing: INGALLS & SNYDER VALUE PARTNERS, LP
(b) Address of Principal Business Office, or if None,
Residence:
c/o INGALLS & SNYDER,
LLC
1325 AVENUE OF THE
AMERICAS, NEW YORK, NY 10019
(c) Citizenship: NEW YORK STATE
(d) Title of Class of Securities:
COMMON
STOCK
(e) CUSIP Number: 619718307
Item 3. If this statement is
filed pursuant to Section240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with
Section 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section
240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount beneficially owned:______314,124________ .
(b) Percent of class: ____13.5%__________.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote ____314,124___.
(ii) Shared power to vote or to direct the vote
____0__________.
(iii) Sole power to dispose or to direct the disposition of
___0_.
(iv) Shared power to dispose or to direct the disposition of
314,124
Item 5. Ownership of Five
Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following [X].
Item 6. Ownership of More Than
Five Percent on Behalf of Another Person.
Ingalls & Snyder Value Partners, LP ("ISVP"), is an
investment partnership managed under an investment advisory
contract by Ingalls & Snyder LLC ("Ingalls"), a registered
broker dealer and a registered investment advisor. Thomas Boucher,
a Managing Director of Ingalls, and Robert Gipson and Adam Janovic,
Senior Directors of Ingalls, are the general partners of ISVP.
Share owenership assumes the conversion of $1,786,344 par amount of
Mosys, Inc. 8% senior secured convertible notes due 8/15/24 and/or
the exercise of all or a portion of the 115,539 prefunded warrants
issued 10/4/18 in addition to common shares owed.
Item 7. Identification and
Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding
Company.
Item 8. Identification and
Classification of Members of the Group.
Item 9. Notice of Dissolution of
Group.
Item 10.
Certification.
By signing below -I/we- certify that, to the best of my/our
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not acquired
for the purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any
transaction having such purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge and
belief, -I/we- certify that the information set forth in this
statement is true, complete and correct.
Date: 02/07/2020
INGALLS & SNYDER VALUE
PARTNERS, LP
/S/ THOMAS O. BOUCHER, JR. /s/
----------------------------------
(Signature)*
|
THOMAS O. BOUCHER,
JR.
GENERAL
PARTNER
(Name/Title)
* Attention. Intentional misstatements or omissions of fact
constitute federal criminal violations (see 18 U.S.C. 1001).
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