Amended Statement of Beneficial Ownership (sc 13d/a)
October 03 2013 - 6:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4 )*
R.G. Barry
Corporation
(Name of Issuer)
Common Stock, par value $1 per share
(Title of Class of Securities)
068798107
(CUSIP Number)
Mill Road Capital II, L.P.
Attn: Thomas E. Lynch
382 Greenwich Avenue
Suite One
Greenwich, CT
06830
203-987-3500
With a copy to:
Peter M. Rosenblum, Esq.
Foley Hoag LLP
155
Seaport Blvd.
Boston, MA 02210
617-832-1151
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 2, 2013
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.
¨
Note:
Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. 068798107
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13D
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Page
2
of 7 Pages
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1.
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Names of
Reporting Persons.
Mill Road Capital II, L.P.
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2.
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
WC
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5.
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6.
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Citizenship or Place of
Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
1,093,189
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8.
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Shared Voting Power
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9.
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Sole Dispositive Power
1,093,189
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10.
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Shared Dispositive Power
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,093,189
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12.
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
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13.
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Percent of Class Represented by Amount
in Row (11)
9.6%
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14.
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Type of Reporting Person (See
Instructions)
PN
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CUSIP No. 068798107
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13D
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Page
3
of 7 Pages
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1.
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Names of
Reporting Persons
Mill Road Capital II GP LLC
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2.
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
OO
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5.
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6.
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Citizenship or Place of
Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
|
|
Sole Voting Power
1,093,189
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8.
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Shared Voting Power
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9.
|
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Sole Dispositive Power
1,093,189
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|
10.
|
|
Shared Dispositive Power
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,093,189
|
12.
|
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
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13.
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Percent of Class Represented by Amount
in Row (11)
9.6%
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14.
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Type of Reporting Person (See
Instructions)
HC; OO
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CUSIP No. 068798107
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13D
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Page
4
of 7 Pages
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1.
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Names of
Reporting Persons.
Thomas E. Lynch
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2.
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
OO
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5.
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6.
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Citizenship or Place of
Organization
USA
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
|
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Sole Voting Power
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8.
|
|
Shared Voting Power
1,093,189
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|
9.
|
|
Sole Dispositive Power
|
|
10.
|
|
Shared Dispositive Power
1,093,189
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,093,189
|
12.
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by Amount
in Row (11)
9.6%
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14.
|
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Type of Reporting Person (See
Instructions)
HC; IN
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CUSIP No. 068798107
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13D
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Page
5
of 7 Pages
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1.
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Names of
Reporting Persons.
Scott P. Scharfman
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2.
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a)
¨
(b)
¨
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
OO
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5.
|
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
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6.
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Citizenship or Place of
Organization
USA
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
|
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Sole Voting Power
|
|
8.
|
|
Shared Voting Power
1,093,189
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9.
|
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Sole Dispositive Power
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|
10.
|
|
Shared Dispositive Power
1,093,189
|
11.
|
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,093,189
|
12.
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by Amount
in Row (11)
9.6%
|
14.
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Type of Reporting Person (See
Instructions)
HC; IN
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CUSIP No. 068798107
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Page
6
of 7 Pages
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This Amendment No. 4 to the joint statement on Schedule 13D with respect to the common
stock, par value $1 per share (the
Common Stock
), of R.G. Barry Corporation, an Ohio corporation (the
Issuer
), filed by Mill Road Capital, L.P., a Delaware limited partnership (
Fund I
), Mill
Road Capital GP LLC, a Delaware limited liability company (
GP I
), Thomas E. Lynch and Scott P. Scharfman (collectively, the
Initial Reporting Persons
) on February 18, 2011 (the
Schedule
13D
), as amended and restated by the Amendment No. 1 on Schedule 13D with respect to the Common Stock filed by the Initial Reporting Persons, Mill Road Capital II, L.P. (
Fund II
) and Mill Road Capital II GP LLC
(
GP II
) on August 29, 2012, as amended by the Amendment No. 2 on Schedule 13D with respect to the Common Stock filed by Messrs. Lynch and Scharfman, Fund II and GP II (collectively, the
Second Reporting
Persons
) on September 11, 2013, and as amended by the Amendment No. 3 (
Amendment No. 3
) on Schedule 13D with respect to the Common Stock filed by the Second Reporting Persons on September 13, 2013
(such joint statement, as amended herein, the
Schedule 13D
), further amends the Schedule 13D as follows.
1.
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Item 4 of the Schedule 13D is amended by inserting the following paragraph after its second paragraph:
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On September 30, 2013, the Issuer sent a letter to the Management Company, which is attached as Exhibit 99.1 to the
current report on Form 8-K filed by the Issuer on October 1, 2013, requesting information regarding the sources of financing for, and the timing and likelihood of consummation of, the proposed acquisition by the Management Company and its
affiliated funds of all shares of the Common Stock at a cash price of $20.00 per share. On October 2, 2013, the Management Company provided the requested information by sending the letter attached hereto as
Exhibit 5
to the Chairman of
the Issuers Board of Directors.
2.
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All of the share numbers reported on the cover pages to the Schedule 13D are as of October 2, 2013. All of the share numbers reported in paragraphs (a) and (b) of Item 5 of Amendment No. 3
remain true and correct as of October 2, 2013.
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3.
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Paragraph (c) of Item 5 of the Schedule 13D is amended and restated in its entirety as follows:
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(c) No Reporting Person has effected any transaction in shares of the Common Stock from September 14, 2013 (the day
after the filing of Amendment No. 3) to October 2, 2013.
4.
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Item 7 of the Schedule 13D is amended and restated by adding the following paragraph at its end:
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Exhibit 5
Letter from Mill Road Capital Management LLC to Gordon Zacks, Chairman of the Board of Directors of R.G.
Barry Corporation, dated October 2, 2013.
5.
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Except as amended hereby, the Schedule 13D remains in full force and effect.
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CUSIP No. 068798107
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Page
7
of 7 Pages
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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DATE:
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October 2, 2013
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MILL ROAD CAPITAL II, L.P.
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By:
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Mill Road Capital II GP LLC,
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its General Partner
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By:
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/s/ Scott P. Scharfman
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Scott P. Scharfman
Management Committee
Director
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MILL ROAD CAPITAL II GP LLC
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By:
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/s/ Scott P. Scharfman
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Scott P. Scharfman
Management Committee
Director
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THOMAS E. LYNCH
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By:
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/s/ Scott P. Scharfman
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Scott P. Scharfman, attorney-in-fact
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SCOTT P. SCHARFMAN
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/s/ Scott P. Scharfman
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Scott P. Scharfman
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