Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


July 20, 2019

Date of Report (Date of earliest event reported)



(Exact name of registrant as specified in its charter)


Delaware 001-37939 45-4497941
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)


3200 Southwest Freeway

Suite 2240

Houston, Texas

(Address of principal executive offices)   (Zip Code)


(713) 400-6400

Registrant’s telephone number, including area code



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class  



  Name of each exchange on which registered
Common Stock, par value $0.001 per share   MRKR   The Nasdaq Stock Market LLC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   






Item 7.01. Regulation FD Disclosure.


On July 22, 2019, Marker Therapeutics, Inc. (the “Company”) hosted a live webcast featuring Brandon G. Smaglo, M.D., FACP, lead investigator and Assistant Professor of Oncology at the Baylor College of Medicine, Houston, Texas, and the Company’s senior management to discuss interim results from an investigator-sponsored clinical trial led by Baylor College of Medicine evaluating the Company’s MultiTAA therapy for the treatment of patients with pancreatic adenocarcinoma (the “Clinical Trial”). A copy of the slides presented during the webcast is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. 


The information in this Item 7.01 of this Current Report on 8-K (including Exhibit 99.1) is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information shall not be deemed incorporated by reference into any other filing with the Securities and Exchange Commission made by the Company, whether made before or after today’s date, regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific references in such filing.


Item 8.01. Other Events.


On July 20, 2019, the Company issued a press release announcing interim results from the Clinical Trial. A copy of the press release is attached hereto as Exhibit 99.2 and is incorporated herein by reference.


Item 9.01. Financial Statements and Exhibits.


(d) Exhibits.


Exhibit No. Description
99.1 Company Presentation, dated July 22, 2019.
99.2 Press release issued on July 20, 2019.







In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on this 22 nd day of July, 2019.


  By: /s/ Anthony Kim
    Anthony Kim
    Chief Financial Officer




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