Initial Statement of Beneficial Ownership (3)
November 01 2016 - 5:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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CARLSON ERIC REED
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/24/2016
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3. Issuer Name
and
Ticker or Trading Symbol
Inteliquent, Inc. [IQNT]
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(Last)
(First)
(Middle)
C/O INTELIQUENT, INC, 550 W ADAMS STREET, SUITE 900
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP-Controller & Interim CFO /
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(Street)
CHICAGO, IL 60661
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.001 per share
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6159
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Options (right to purchase)
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(2)
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8/26/2019
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Common Stock
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15000
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$21.81
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D
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Employee Stock Options (right to purchase)
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(2)
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3/17/2024
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Common Stock
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1894
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$13.86
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D
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Employee Stock Options (right to purchase)
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(3)
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3/17/2024
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Common Stock
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1894
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$13.86
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D
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Explanation of Responses:
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(
1)
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Holdings include (a) 990 shares of unvested restricted stock, which will vest on March 3, 2017, (b) 947 shares of unvested restricted stock, which will vest in equal installments on March 17, 2017 and March 17, 2018 and (c) 2,500 shares of unvested restricted stock, which will vest on September 19, 2017.
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(
2)
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The options are fully vested.
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(
3)
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The options will vest in equal annual installments on March 17, 2017 and March 17, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CARLSON ERIC REED
C/O INTELIQUENT, INC
550 W ADAMS STREET, SUITE 900
CHICAGO, IL 60661
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VP-Controller & Interim CFO
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Signatures
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/s/ Richard L. Monto, as Attorney-in-Fact for Eric Reed Carlson
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11/1/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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