Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): May 17, 2023

HarborOne Bancorp, Inc.

(Exact Name of Registrant as Specified in its Charter)


Massachusetts	001-38955	81-1607465
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification Number

770 Oak Street, Brockton, Massachusetts 02301

(Address of principal executive offices)

(508) 895-1000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Title of each Class	Trading Symbol	Name of each exchange on which registered
Common Stock, $0.01 par value	HONE	The NASDAQ Stock Market, LLC

Item 5.07

Submission of Matters to a Vote of Security Holders

On May 17, 2023, HarborOne Bancorp, Inc. (the “Company”) held its annual meeting of the Company’s shareholders (the “Annual Meeting”). The following is a brief description of each matter voted on by the Company’s shareholders at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each matter.

1. Election of five Class I Directors nominees to serve on the Board of Directors for a term of three years and until their respective successors are duly elected and qualified:


	For	Withheld	Broker Non-Vote
Joseph F. Casey	29,283,716	3,134,764	5,990,231
David P. Frenette, Esq.	26,846,258	5,538,032	5,990,231
Barry R. Koretz	25,331,788	7,031,259	5,990,231
Andreana Santangelo	27,112,580	5,275,446	5,990,231
Michael J. Sullivan, Esq.	20,568,831	11,727,406	5,990,231

2. Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023:

For		Against		Abstain		Broker Non-Vote
37,934,259		434,196		78,707		0

3. Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers:

For		Against		Abstain		Broker Non-Vote
29,354,760		2,733,740		330,977		5,990,231

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.