Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
December 19 2023 - 8:30AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
(Amendment
No. 09)
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO RULE 13d-2(b)
THE
GLIMPSE GROUP, INC. |
(Name
of Issuer) |
Common
Stock, $.001 par value |
(Title
of Class of Securities) |
37892C
106 |
(CUSIP
Number) |
December 13, 2023 |
(Date
of Event Which Requires Filing of this Statement) |
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
☐ |
Rule 13d-1(b) |
|
☒ |
Rule 13d-1(c) |
|
☐ |
Rule 13d-1(d) |
The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 37892C 106
1 |
NAME OF REPORTING PERSON |
|
|
|
Braden Ferrari |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
|
|
(b) ☐ |
|
|
|
3 |
SEC USE ONLY |
|
|
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER |
|
|
|
181,625 |
6 |
SHARED VOTING POWER |
|
|
|
686,039 (1) |
7 |
SOLE DISPOSITIVE POWER |
|
|
|
181,625 |
8 |
SHARED DISPOSITIVE POWER |
|
|
|
686,039 (1) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
867,564 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
☐ |
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
5.19%
(2) |
12 |
TYPE OF REPORTING PERSON |
|
|
|
IN |
(1) |
These
shares are owned by Gilded Conquest LLC which is an entity managed by Mr. Ferrari. |
(2) |
This
percentage is calculated based on 16,707,075 shares of the Issuer’s common stock outstanding, as set forth in the Issuer’s
Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 14, 2023. |
CUSIP
No. 37892C 106
1 |
NAME OF REPORTING PERSON |
|
|
|
Gilded Conquest LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
|
|
(b) ☐ |
|
|
|
3 |
SEC USE ONLY |
|
|
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
New Hampshire |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER |
|
|
|
0 |
6 |
SHARED VOTING POWER |
|
|
|
686,039 |
7 |
SOLE DISPOSITIVE POWER |
|
|
|
0 |
8 |
SHARED DISPOSITIVE POWER |
|
|
|
686,039 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
686,039 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
☐ |
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
4.10%(1) |
12 |
TYPE OF REPORTING PERSON |
|
|
|
CO |
(1) |
This
percentage is calculated based on 16,707,075 shares of the Issuer’s common stock outstanding, as set forth in the Issuer’s
Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 14, 2023. |
CUSIP
No. 37892C 106
Explanatory
Note
This
Amendment No. 9 amends and restates the statement on Schedule 13G filed with the SEC on July 14, 2021 (the “Original Filing”),
as amended by Amendment No. 1, filed with the SEC on July 21, 2021, Amendment No. 2, filed with the SEC on August 26, 2021, Amendment
No. 3 filed with the SEC on May 20, 2022, Amendment No. 4 filed with the SEC on December 19, 2022, Amendment No. 5 filed with the SEC
on October 2, 2023, Amendment No. 6 filed with the SEC on October 10, 2023, Amendment No. 7 filed with the SEC on October 26, 2023,
and Amendment no. 8 filed with the SEC on November 28, 2023.
This
Amendment No. 9 is being filed to reflect that Braden Ferrari has acquired 12,100 shares of the Issuer’s common stock.
Item
1(a). |
Name
of Issuer: |
THE
GLIMPSE GROUP, INC., a Nevada corporation.
Item
1(b). |
Address
of Issuer’s Principal Executive Offices: |
15
WEST 38TH ST, 12TH FLOOR, NEW YORK, NY, 10018
Item
2(a). |
Name
of Person Filing
This
Schedule 13G is being jointly filed by Braden Ferrari (“Ferrari”) and Gilded Conquest LLC (“Gilded”) (an
entity managed by Braden Ferrari) each of the foregoing is referred to as a “Reporting Person” and collectively as the
“Reporting Persons.” |
Item
2(b). |
Address
of Principal Business Office or, if None, Residence
Braden
Ferrari
1441
Kapiolani Blvd Ste 1114
PMB 26997
Honolulu, Hawaii 96814-4406 US
|
Braden
Ferrari: United States
Gilded
Conquest LLC: New Hampshire
CUSIP
No. 37892C 106
Item
2(d). |
Title
of Class of Securities: |
Common
Stock, $.001 par value.
37892C
106
Item
3. |
If
This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
|
|
/x/ |
Not
applicable. |
|
|
|
|
|
(a) |
/
/ |
Broker
or dealer registered under Section 15 of the Exchange Act. |
|
|
|
|
|
(b) |
/
/ |
Bank
as defined in Section 3(a)(6) of the Exchange Act. |
|
|
|
|
|
(c) |
/
/ |
Insurance
company as defined in Section 3(a)(19) of the Exchange Act. |
|
|
|
|
|
(d) |
/
/ |
Investment
company registered under Section 8 of the Investment Company Act. |
|
|
|
|
|
(e) |
/
/ |
An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
|
|
|
|
|
(f) |
/
/ |
An
employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
|
|
|
|
|
(g) |
/
/ |
A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
|
|
|
|
|
(h) |
/
/ |
A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
|
|
|
|
|
(i) |
/
/ |
A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. |
|
|
|
|
|
(j) |
/
/ |
A
non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). |
|
|
|
|
|
(k) |
/
/ |
Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
|
|
|
|
|
|
|
If
filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
CUSIP
No. 37892C 106
Reporting
Person has effected the following transactions in the Shares over the last 60 days:
Date |
|
Action |
|
Quantity |
|
Price |
9/29/2023 |
|
Buy |
|
10,000 |
|
$1.79 |
9/29/2023 |
|
Buy |
|
10,000 |
|
$1.85 |
9/29/2023 |
|
Buy |
|
10,000 |
|
$1.77 |
9/29/2023 |
|
Buy |
|
700 |
|
$1.79 |
10/4/2023 |
|
Buy |
|
10,000 |
|
$1.33 |
10/20/2023 |
|
Buy |
|
10,000 |
|
$1.00
|
10/20/2023 |
|
Buy |
|
100 |
|
$1.01
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.01
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.02
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.03
|
10/20/2023 |
|
Buy |
|
100 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.06
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
4,000 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
1,000 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.05
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.05
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.04
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.05
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.10
|
10/20/2023 |
|
Buy |
|
100 |
|
$1.15
|
10/20/2023 |
|
Buy |
|
1 |
|
$1.15
|
10/23/2023 |
|
Buy |
|
4,869 |
|
$0.96
|
10/24/2023 |
|
Buy |
|
3,000 |
|
$0.91
|
10/24/2023 |
|
Buy |
|
1 |
|
$0.97
|
10/24/2023 |
|
Buy |
|
6,595 |
|
$0.95
|
10/24/2023 |
|
Buy |
|
2,605 |
|
$0.94
|
10/24/2023 |
|
Buy |
|
300 |
|
$0.96
|
10/24/2023 |
|
Buy |
|
800 |
|
$0.92
|
10/24/2023 |
|
Buy |
|
10,000 |
|
$0.97
|
11/17/2023 |
|
Buy |
|
10,000 |
|
$1.11 |
11/17/2023 |
|
Buy |
|
10,000 |
|
$1.09 |
11/17/2023 |
|
Buy |
|
100 |
|
$1.19 |
11/17/2023 |
|
Buy |
|
1 |
|
$1.16 |
11/17/2023 |
|
Buy |
|
1 |
|
$1.16 |
11/17/2023 |
|
Buy |
|
1 |
|
$1.16 |
11/17/2023 |
|
Buy |
|
1 |
|
$1.16 |
12/13/2023 |
|
Buy |
|
8,000 |
|
$1.19 |
12/14/2023 |
|
Buy |
|
4,000 |
|
$1.18 |
12/15/2023 |
|
Buy |
|
100 |
|
$1.14 |
|
(a) |
Amount
beneficially owned: |
867,564.
Except with respect to 1,000,000 shares of Common
Stock issued to Gilded as founder shares, of which 395,616 shares were subsequently transferred, all other shares were purchased with
the Reporting Persons’ personal funds or working capital.
Based
upon 16,707,075 shares of the Issuer’s common stock outstanding, as set forth in the Issuer’s Annual Report on Form 10-Q
filed with the Securities and Exchange Commission on November 14, 2023, the shares of the Issuer’s Common Stock beneficially owned
by the Reporting Persons constitutes approximately 5.19% of the Common Stock of the Issuer as calculated in accordance with Rule
13d-3(d)(1).
|
(c) |
Number
of shares as to which such person has: |
|
(i) |
Sole
power to vote or to direct the vote |
181,625
|
(ii) |
Shared
power to vote or to direct the vote |
867,564
|
(iii) |
Sole
power to dispose or to direct the disposition of |
181,625
|
(iv) |
Shared
power to dispose or to direct the disposition of |
867,564
Item
5. |
Ownership
of Five Percent or Less of a Class. |
Not
Applicable.
Item
6. |
Ownership
of More than Five Percent on Behalf of Another Person. |
The
shares are beneficially owned by Gilded on behalf of Ferrari.
Item
7. |
Identification
and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not
Applicable.
Item
8. |
Identification
and Classification of Members of the Group. |
Not
Applicable.
Item
9. |
Notice
of Dissolution of Group. |
Not
Applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely
in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated:
December 19, 2023
By:
|
/s/
Braden Ferrari |
|
|
Braden
Ferrari |
|
|
|
|
GILDED
CONQUEST LLC |
|
|
|
|
By: |
/s/
Braden Ferrari |
|
|
Braden
Ferrari |
|
|
Manager |
|
EXHIBIT
INDEX
Exhibit 99.1 * Joint Filing Agreement
*
Previously filed
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