Statement of Changes in Beneficial Ownership (4)
February 01 2021 - 6:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cullen Susan |
2. Issuer Name and Ticker or Trading Symbol
FLUSHING FINANCIAL CORP
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FFIC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SEVP/CFO |
(Last)
(First)
(Middle)
220 RXR PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/28/2021 |
(Street)
UNIONDALE, NY 11556
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/28/2021 | | A | | 7800 | A | (1) | 49558 | D | |
Common Stock | | | | | | | | 6989 (2) | I | 401k |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock | $0 | 1/28/2021 | | A | | 5800 | | (3) | (3) | Common stock | 5800 | $0 | 5800 | D | |
Explanation of Responses: |
(1) | Grants of restricted stock units payable in common stock beginning on the first anniversary of the date of grant. 5,800 shares will vest ratably over the course of five years and 2,000 shares will vest ratably over the course of three years. |
(2) | Shares held in Flushing Bank 401(k. |
(3) | Grant of performance restricted stock units payable in common stock upon vesting at end of three year performance period. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cullen Susan 220 RXR PLAZA UNIONDALE, NY 11556 |
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| SEVP/CFO |
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Signatures
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Signed by Russell A. Fleishman under POA by Susan K. Cullen | | 2/1/2021 |
**Signature of Reporting Person | Date |
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