Current Report Filing (8-k)
December 03 2019 - 6:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): November 26, 2019
DD3
Acquisition Corp.
(Exact name of registrant as specified in its charter)
British Virgin Islands
(State or other jurisdiction
of incorporation)
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001-38700
(Commission File Number)
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N/A
(I.R.S. Employer
Identification No.)
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c/o DD3 Mex Acquisition Corp
Pedregal 24, 4th Floor
Colonia Molino del Rey, Del. Miguel Hidalgo
Mexico City, Mexico
(Address of principal executive offices)
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11040
(Zip Code)
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+52 (55) 8647-0417
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
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Check the appropriate
box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Units, each consisting of one Ordinary Share and one Warrant
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DDMXU
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The Nasdaq Stock Market LLC
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Ordinary Shares, no par value per share
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DDMX
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The Nasdaq Stock Market LLC
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Warrants, each warrant exercisable for one Ordinary Share at an exercise price of $11.50
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DDMXW
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☒
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.03.
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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
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On
November 26, 2019, DD3 Acquisition Corp. (the “Company”) filed an amendment to its Amended and Restated Memorandum
and Articles of Association (the “Amendment”) with the Registrar of Corporate Affairs of the British Virgin Islands.
The sole purpose of the filing was to clarify that the Company’s board of directors may fix a record date for determining
the shareholders entitled to vote at a meeting of shareholders as of a date that is prior to the notice of such meeting. A copy
of the Amendment is attached to this Current Report on Form 8-K as Exhibit 3.1 and incorporated herein by reference.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits.
2
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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DD3 Acquisition Corp.
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By:
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/s/ Martin Werner
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Name:
Title:
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Martin Werner
Chief Executive Officer
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Date: December 3, 2019
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