The following table shows the amount and percentage of our common stock beneficially owned on March 23, 2023 by each of our named executive officers and current directors and by all of our current executive officers and directors as a group:
Name of Beneficial Owner
|
|
|
Common Stock
Beneficially Owned
|
|
|
Number
|
|
|
%
|
|
Andrew J. Littlefair(1)
|
|
|
|
|
2,452,116 |
|
|
|
|
|
1.1% |
|
|
Robert M. Vreeland(2)
|
|
|
|
|
851,316 |
|
|
|
|
|
* |
|
|
Mitchell W. Pratt(3)
|
|
|
|
|
1,223,792 |
|
|
|
|
|
* |
|
|
Barclay F. Corbus(4)
|
|
|
|
|
1,211,058 |
|
|
|
|
|
* |
|
|
Lizabeth Ardisana(5)
|
|
|
|
|
190,769 |
|
|
|
|
|
* |
|
|
Karine Boissy-Rousseau
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
James C. Miller III(6)
|
|
|
|
|
434,270 |
|
|
|
|
|
* |
|
|
Lorraine Paskett(7)
|
|
|
|
|
100,000 |
|
|
|
|
|
— |
|
|
Stephen A. Scully(8)
|
|
|
|
|
438,618 |
|
|
|
|
|
* |
|
|
Kenneth M. Socha(9)
|
|
|
|
|
493,027 |
|
|
|
|
|
* |
|
|
Vincent C. Taormina(10)
|
|
|
|
|
590,287 |
|
|
|
|
|
* |
|
|
Parker Weil(11)
|
|
|
|
|
180,769 |
|
|
|
|
|
* |
|
|
Laurent Wolffsheim
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
All current executive officers and directors as a group (13 persons)(12)
|
|
|
|
|
8,166,022 |
|
|
|
|
|
3.7% |
|
|
*
Represents less than 1%.
(1)
Beneficial ownership consists of (a) 1,224,144 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 1,227,972 shares of outstanding common stock held directly.
(2)
Beneficial ownership consists of (a) 625,685 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 225,631 shares of outstanding common stock held directly.
(3)
Beneficial ownership consists of (a) 430,009 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023 and held directly or by the Pratt Family Trust, over which Mr. Pratt possesses sole voting and investment control, and (b) 793,783 shares of outstanding common stock held directly or by the Pratt Family Trust.
(4)
Beneficial ownership consists of (a) 643,030 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 568,028 shares of outstanding common stock held directly or by an individual retirement account for the benefit of Mr. Corbus.
(5)
Beneficial ownership consists of (a) 160,769 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023; and (b) 30,000 shares of outstanding common stock held directly.
(6)
Beneficial ownership consists of (a) 263,269 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 171,001 shares of outstanding common stock held directly or by a trust over which Mr. Miller possesses shared voting and investment control.
(7)
Beneficial ownership consists of (a) 100,000 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023.
(8)
Beneficial ownership consists of (a) 239,500 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 199,118 shares of outstanding common stock held by the Scully Family Trust, over which Mr. Scully possesses sole voting and investment control.
(9)
Beneficial ownership consists of (a) 263,269 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, (b) 30 shares of outstanding common stock held in a Uniform Transfers to Minors Act account for which Mr. Socha is the custodian and over which Mr. Socha possesses sole voting and investment control, and (c) 229,728 shares of outstanding common stock held directly.
(10)
Beneficial ownership consists of (a) 303,269 shares of common stock subject to options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 287,018 shares of outstanding common stock held by the Vincent C. Taormina REV Intervivos Trust UAD 5/14/84, over which Mr. Taormina possesses sole voting and investment control.
(11)
Beneficial ownership consists of 180,769 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023.
(12)
Beneficial ownership consists of (a) 3,770,231 shares of common stock subject to stock options currently exercisable or exercisable within 60 days after March 23, 2023, and (b) 3,909,804 shares of outstanding common stock held directly by our executive officers and directors, by individual retirement accounts for the benefit of a director or executive officer, or by trusts or a Uniform Transfers to Minors Act account over which an executive officer or director possesses voting and investment control.