Form 13f Holdings Report (13f-hr)
May 05 2023 - 4:55PM
Edgar (US Regulatory)
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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OMB APPROVAL
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| Washington, D.C. 20549 FORM 13F | OMB Number: 3235-0006 Expires: July 31, 2015
Estimated average burden
hours per response: 23.8 |
Report for the Calendar Year or Quarter Ended: | 03-31-2023 |
Check here if Amendment: | | Amendment Number: | |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report:
Name: | Carlyle Group Inc. |
Address: | C/O THE CARLYLE GROUP |
| 1001 PENNSYLVANIA AVENUE, N.W. |
| WASHINGTON | DC | 20004 |
Form 13F File Number: | | 028-15025 |
CRD Number (if applicable): | | 000111128 |
SEC File Number (if applicable): | | 801-52462 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood
that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: | Jeffrey W. Ferguson |
Title: | General Counsel |
Phone: | 202-729-5626 |
Signature, Place, and Date of Signing:
/s/ Jeffrey W. Ferguson | Washington,
DISTRICT OF COLUMBIA
| 05-05-2023 |
[Signature] | [City, State] | [Date] |
Do you wish to provide information pursuant to Special Instruction 5? |
X
Yes No |
Additional Information
Explanatory Note 1: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V.
-- Explanatory Note 2: On August 1, 2022, The Carlyle Group Inc. completed its acquisition of the Abingworth group, a life sciences investment firm. As a result of the acquisition, Abingworth LLP has become a relying advisor of Carlyle Investment Management L.L.C. Abingworth Management Inc. is de-registering as an investment adviser with the United States Securities and Exchange Commission.
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]
Name | Form 13F File No. | CRD No. (if applicable) | SEC File No. (if applicable) |
AlpInvest Partners B.V. | 028-15646 | 000159215 | 801-72890 |
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: | 3 |
Form 13F Information table Entry Total: | 31 |
Form 13F Information table Value Total: | 3,352,222,730 |
| (round to nearest dollar) |
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List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.
No. | Name | Form 13F File Number | CRD No. (if applicable) | SEC File No. (if applicable) | CIK |
1 | Abingworth LLP | 028-14285 | 000163213 | 802-75741 | 0001397144 |
2 | Carlyle Investment Management LLC | 028-12429 | 000111128 | 801-52462 | 0001354120 |
3 | CIM Global, L.L.C. | 028-15024 | 000114795 | | 0001555793 |
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