Amended Statement of Ownership (sc 13g/a)
February 11 2022 - 4:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
The Carlyle
Group Inc.
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
14316J108
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 14316J108
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Schedule 13G
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1
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Names of Reporting Persons
Daniel A. DAniello
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
United
States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
0
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7
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Sole Dispositive Power
32,999,644
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8
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Shared Dispositive Power
0
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
32,999,644
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
Not
Applicable
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11
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Percent of Class
Represented by Amount in Row 9
9.3%
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12
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Type of Reporting
Person
IN
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2
ITEM 1. (a)
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Name of Issuer:
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The Carlyle Group Inc. (the Issuer)
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(b)
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Address of Issuers Principal Executive Offices:
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1001 Pennsylvania Avenue, NW
Washington, D.C. 20004-2505
ITEM 2. (a)
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Name of Person Filing:
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This statement is being filed by Daniel A. DAniello (the Reporting Person).
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(b)
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Address or Principal Business Office:
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The business address of the Reporting Person is c/o The Carlyle Group, 1001 Pennsylvania Avenue, NW, Suite 220 South, Washington, D.C.
20004-2505.
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(c)
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Citizenship of each Reporting Person is:
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The Reporting Person is a citizen of the United States.
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(d)
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Title of Class of Securities:
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Common Stock, par value $0.01 per share (Common Stock).
14316J108
Not applicable.
(a-c)
The ownership information reported herein represents beneficial ownership of Common Stock as of December 31, 2021, based upon 355,367,876 shares of
Common Stock outstanding as of December 31, 2021.
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Reporting Person
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Amount
beneficially
owned
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Percent
of class:
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Sole
power
to vote
or to
direct
the vote:
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Shared
power to
vote or to
direct the
vote:
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Sole
power to
dispose or
to direct
the
disposition
of:
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Shared
power to
dispose or
to direct
the
disposition
of:
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Daniel A. DAniello
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32,999,644
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9.3
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%
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0
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0
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32,999,644
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0
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The Reporting Person beneficially owns 32,999,644 shares of Common Stock, consisting of: (a) 32,487,102 shares of Common Stock
directly held by him; (b) 495,542 shares of Common Stock held by a trust for the benefit of the reporting persons family, of which the Reporting Person is the special purpose trustee with sole investment power; and (c) 17,000 shares of Common
Stock held by Carlyle Group Management L.L.C. over which the Reporting Person retains investment power.
3
In connection with the conversion of the Issuer from a Delaware limited partnership to a Delaware
corporation (the Conversion), senior Carlyle professionals and certain of the other former limited partners of Carlyle Holdings I L.P., Carlyle Holdings II L.P. and Carlyle Holdings III L.P. (collectively, the Carlyle Holdings
Partnerships) who became holders of shares of Common Stock in connection with the Conversion were generally required to grant an irrevocable proxy to Carlyle Group Management L.L.C. (collectively, the Proxies). The Proxies empower
Carlyle Group Management L.L.C. at any time prior to the Termination Time (as defined below), in its sole and absolute discretion, to vote or cause to be voted all shares beneficially owned by such holders, and any and all other shares or securities
of the Issuer issued or issuable in respect thereof acquired after the date of the Proxies, at every annual or special meeting of the Issuers stockholders on all matters in respect of which such shares are entitled to vote (and execute and
deliver any written consents in lieu of stockholders meetings). Shares of Common Stock shall cease to be subject to the Proxies to the extent any such holders cease to hold of record or beneficially own such shares, whether as a result of transfer
or otherwise.
The Proxies terminate on the earlier of (i) such time as Carlyle Group Management L.L.C. ceases to have beneficial ownership over
Common Stock representing at least 20% of the total voting power of all then outstanding shares of the Issuers capital stock entitled to vote generally in the election of directors, and (ii) January 1, 2025 (the Termination
Time).
Due to the Proxy granted by the Reporting Person to Carlyle Group Management L.L.C., the Reporting Person does not have any voting power
over the shares of Common Stock reported herein.
ITEM 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
ITEM 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
ITEM 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
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Not applicable.
ITEM 8.
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Identification and Classification of Members of the Group.
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Not applicable.
ITEM 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2022
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/s/ Daniel A. DAniello
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Daniel A. DAniello
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