Statement of Changes in Beneficial Ownership (4)

Date : 05/11/2019 @ 12:37AM
Source : Edgar (US Regulatory)
Stock : Bank of Marin Bancorp (BMRC)
Quote : 42.1  -0.38 (-0.89%) @ 4:18PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pelham Peter
2. Issuer Name and Ticker or Trading Symbol

Bank of Marin Bancorp [ BMRC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

504 REDWOOD BOULEVARD, SUITE 100
3. Date of Earliest Transaction (MM/DD/YYYY)

5/9/2019
(Street)

NOVATO, CA 94947
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   5/9/2019     S    624   D $41.45   16357   D    
Common Stock                  11576.9245   I   By ESOP  
Common Stock                  0   I   By 401(k) Plan  
Common Stock                  558   I   As custodian for grandson under CAUTMA  
Common Stock                  550   I   As Custodian for Grandson under CAUTMA  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to buy)   $16.55                      (1) 4/1/2020   Common Stock   3500     3500   D    
Stock Options (Right to buy)   $19.00                      (1) 4/1/2021   Common Stock   3300     3300   D    
Stock Options (Right to buy)   $19.09                      (1) 4/2/2022   Common Stock   5300     5300   D    
Stock Options (Right to buy)   $19.675                      (1) 4/1/2023   Common Stock   3200     3200   D    
Stock Options (Right to Buy)   $22.94                      (1) 4/1/2024   Common Stock   3100     3100   D    
Stock Options (Right to buy)   $25.375                      (2) 3/2/2025   Common Stock   5200     5200   D    
Stock Options (Right to buy)   $24.825                      (2) 3/1/2026   Common Stock   5280     5280   D    
Stock Options (Right to buy)   $34.80                      (2) 3/1/2027   Common Stock   3520     3520   D    
Stock Options (Right to buy)   $33.575                      (2) 3/1/2028   Common Stock   3920     3920   D    
Stock Options (Right to buy)   $33.575                      (3) 3/1/2028   Common Stock   1900     1900   D    
Stock Options (Right to Buy)   $44.45                      (2) 3/1/2029   Common Stock   3410     3410   D    

Explanation of Responses:
(1)  Exercisable 20% per year beginning on first anniversary date of grant
(2)  Exercisable 33% per year beginning on first anniversary date of grant
(3)  Exercisable 33% immediately, then 33% per year on first anniversary date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Pelham Peter
504 REDWOOD BOULEVARD, SUITE 100
NOVATO, CA 94947


Executive Vice President

Signatures
Nancy R. Boatright, Attorney-in-Fact 5/10/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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