Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
October 13 2020 - 09:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF
1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND
15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 1-35637
Asta Funding, Inc.
(Exact name of registrant as specified in its charter)
210 Sylvan Avenue
Englewood Cliffs, NJ 07632
(201) 567-5648
(Address, including zip code, and telephone number, including
area code, of registrant’s principal executive offices)
Common Stock, $0.01 par value per share
(Title of each class of securities covered by this Form)
None
(Title of all other classes of securities for which a duty to
file reports under Section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file
reports:
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Rule 12g-4(a)(1)
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☒
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Rule 15d-22(b)
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☐
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Approximate number of holders of record as of the certification or
notice date: One*
*On September 29, 2020, pursuant to the Agreement and Plan of
Merger, dated as of April 8, 2020, and as amended June 25, 2020, by
and among Asta Funding, Inc. (the “Company”), Asta Finance
Acquisition Inc. (“Parent”) and Asta Finance Acquisition Sub
Inc. (“Merger Sub”), Merger Sub merged with and into the
Company (the “Merger”), with the Company surviving the
Merger as a wholly-owned subsidiary of Parent.
Pursuant to the requirements of the Securities Exchange Act of
1934, Asta Funding, Inc. has caused this certification/notice to be
signed on its behalf by the undersigned duly authorized person.
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Date: October 13, 2020
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Asta Funding, Inc.
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By:
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/s/ Steven Leidenfrost
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Name:
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Steven Leidenfrost
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Title:
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Chief Financial Officer
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