Current Report Filing (8-k)
June 07 2017 - 4:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
Current Report
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
June 6, 2017
Date of
Report (Date of earliest event reported)
ADESTO
TECHNOLOGIES CORPORATION
(Exact name of Registrant as specified in its charter)
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Delaware
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001-37582
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16-1755067
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(State or other jurisdiction
of incorporation)
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(Commission
file number)
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(I.R.S. Employer
Identification No.)
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3600 Peterson Way, Santa Clara 95054
(Address of principal executive offices) (Zip Code)
(408) 400-0578
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth
company ☑
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.
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Submissions of Matters to a Vote of Security Holders.
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On June 6, 2017, Adesto
Technologies (the
Registrant
) held its 2017 Annual Meeting of Stockholders (the
Meeting
). At the Meeting, the stockholders voted on the following two proposals and cast their votes as follows:
1. To elect two Class II directors, each to serve until the third annual meeting of stockholders following the Meeting and until his
successor has been elected and qualified or until his earlier resignation or removal:
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Nominee
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For
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Withheld
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Broker Non-
Votes
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Francis Lee
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9,750,690
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32,220
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5,209,701
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Kevin Palatnik
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9,750,690
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32,220
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5,209,701
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Each of the directors named under Proposal No. 1 was elected.
2. To ratify the appointment of BPM LLP as the Registrants independent registered public accounting firm for the year ending
December 31, 2017:
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Shares Voted in Favor:
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14,931,631
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Shares Voted Against:
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20,688
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Shares Abstaining:
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40,292
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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A
DESTO
T
ECHNOLOGIES
C
ORPORATION
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Date: June 7, 2017
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By:
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/s/ Ron Shelton
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Name:
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Ron Shelton
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Title:
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Chief Financial Officer and Secretary
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