Amended Statement of Ownership (sc 13g/a)
February 06 2017 - 5:15PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Amendment No: 1)*
Under the Securities Exchange Act of 1934
Adesto
Technologies Corporation
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
00687D101
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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1
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Name of
reporting persons
Applied Materials, Inc.
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
Delaware
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
0
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6
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Shared voting power
1,503,651
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7
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Sole dispositive power
0
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8
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Shared dispositive power
1,503,651
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9
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Aggregate amount beneficially owned by each reporting person
1,503,651
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
9.7%
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12
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Type of reporting person
CO
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1
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Name of
reporting persons
Applied Ventures, LLC
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
Delaware
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
0
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6
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Shared voting power
1,503,651
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7
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Sole dispositive power
0
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8
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Shared dispositive power
1,503,651
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9
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Aggregate amount beneficially owned by each reporting person
1,503,651
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
9.7%
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12
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Type of reporting person
OO
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SCHEDULE 13G
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Item 1.
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(a)
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Name of Issuer
:
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Adesto Technologies Corp. (the Company)
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(b)
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Address of Issuers Principal Executive Offices
:
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3600 Peterson Way
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Santa Clara, CA 95054
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Item 2.
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(a)
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Name of Person Filing
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Applied Materials, Inc. (Applied)
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Applied Ventures, LLC (Ventures)
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(b)
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Address of Principal Business Office or, if none, Residence
:
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3050 Bowers Ave.
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Santa Clara, CA 95054
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(c)
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Citizenship
:
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Applied Materials, Inc:
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Delaware
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Applied Ventures, LLC:
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Delaware
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(d)
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Title of Class of Securities
:
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Common Stock, $0.0001 par value per share (the Common Stock)
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(e)
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CUSIP Number
:
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00687D101
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Item 3. If this statement is filed pursuant to §§240.13d1(b) or 240.13d2(b) or (c), check whether the person filing is a:
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Not applicable.
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Item 4. Ownership.
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Shares of Common Stock are owned directly by Ventures, a wholly owned subsidiary of Applied. Applied is the indirect beneficial owner of the reported securities. The percentage of beneficial ownership herein is
determined by dividing the number of shares of Common Stock beneficially owned, 1,503,651, by the number of shares of Common Stock outstanding, 15,489,951, as of November 7, 2016, as disclosed on the Companys Quarterly Report on Form
10-Q
filed on November 14, 2016.
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(a)
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Amount Beneficially Owned
:
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Applied Materials, Inc.:
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1,503,651
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Applied Ventures, LLC:
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1,503,651
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(b)
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Percent of Class
:
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Applied Materials, Inc.:
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9.7%
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Applied Ventures, LLC:
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9.7%
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(c)
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Number of shares as to which such person has
:
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(i) Sole power to vote or to direct the vote:
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Applied Materials, Inc.:
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0
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Applied Ventures, LLC:
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0
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(ii) Shared power to vote or to direct the vote:
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Applied Materials, Inc.:
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1,503,651
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Applied Ventures, LLC:
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1,503,651
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(iii) Sole power to dispose or to direct the disposition of:
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Applied Materials, Inc.:
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0
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Applied Ventures, LLC:
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0
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(iv) Shared power to dispose or to direct the disposition of:
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Applied Materials, Inc.:
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1,503,651
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Applied Ventures, LLC:
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1,503,651
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control
Person.
Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date: February 6, 2017
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APPLIED MATERIALS, INC.
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By:
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/s/ Thomas F. Larkins
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Name:
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Thomas F. Larkins
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Title:
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Senior Vice President, General Counsel and Corporate Secretary
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Date: February 6, 2017
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APPLIED VENTURES, LLC
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By:
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/s/ Hann-Ching Chao
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Name:
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Hann-Ching Chao
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Title:
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General Manager, Investment Director
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