Current Report Filing (8-k)
June 24 2021 - 08:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of Report (date of earliest event reported): June 24,
2021
OncoCyte
Corporation
(Exact
name of registrant as specified in its charter)
California |
|
1-37648 |
|
27-1041563 |
(State
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
15
Cushing
Irvine,
California 92618
(Address
of principal executive offices)
(949)
409-7600
(Registrant’s
telephone number, including area code)
Securities
registered pursuant to Section 12(b) of the Exchange
Act:
Title
of each class |
|
Trading
Symbol |
|
Name
of each exchange on which registered |
Common
Stock, no par value |
|
OCX |
|
The
Nasdaq Stock Market LLC |
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company ☒
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☒
Forward-Looking
Statements
Any
statements that are not historical fact (including, but not limited
to statements that contain words such as “may,” “will,” “believes,”
“plans,” “intends,” “anticipates,” “expects,” “estimates”) should
also be considered to be forward-looking statements. Additional
factors that could cause actual results to differ materially from
the results anticipated in these forward-looking statements are
contained in OncoCyte Corporation’s Annual Report on Form 10-K
filed with the Securities and Exchange Commission (“SEC”) under the
heading “Risk Factors” and in other filings that OncoCyte may make
with the SEC. Undue reliance should not be placed on these
forward-looking statements which speak only as of the date they are
made, and the facts and assumptions underlying these statements may
change. Except as required by law, OncoCyte disclaims any intent or
obligation to update these forward-looking
statements.
References
to “Oncocyte,” “we,” “us,” and “our” are references to OncoCyte
Corporation.
The
information in Item 7.01 and the accompanying Exhibit 99.1 shall be
deemed “furnished” and not “filed” under Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liability of that section, and shall
not be incorporated by reference into any filings made by Oncocyte
under the Securities Act of 1933, as amended, or the Exchange Act
except as may be expressly set forth by specific reference in such
filing.
Item
7.01 - Regulation FD Disclosure
On
June 24, 2021, Oncocyte will present information on corporate
development and plans and other matters to attendees of its 2021
Annual Meeting of Shareholders. The presentation will include the
information in the slides furnished with this Report as Exhibit
99.1.
Section
9-Financial Statements and Exhibits
Item
9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
ONCOCYTE
CORPORATION |
|
|
|
Date:
June 24, 2021 |
By: |
/s/
Mitchell Levine |
|
|
Mitchell
Levine |
|
|
Chief
Financial Officer |
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