Annual Statement of Changes in Beneficial Ownership (5)
September 04 2020 - 4:57PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
[X]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SHAW STEVEN A | 2. Issuer Name and Ticker or Trading SymbolMastech Digital, Inc. [MHH] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
503 13TH AVENUE EAST, #205 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2018 |
(Street)
SEATTLE, WA 98102
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 5/14/2018 | | P4 | 3600 (1) | A | $7.97 (1)(2) | 1174953 (1) | D | |
Common Stock | 5/22/2018 | | P4 | 200 | A | $8.63 | 1174953 | D | |
Common Stock | 5/29/2018 | | P4 | 200 | A | $8.00 | 1174953 | D | |
Common Stock | 6/11/2018 | | P4 | 4000 | A | $7.82 (3) | 1174953 | D | |
Common Stock | 6/12/2018 | | P4 | 750 | A | $7.73 | 1174953 | D | |
Common Stock | 6/27/2018 | | P4 | 800 | A | $7.94 | 1174953 | D | |
Common Stock | 6/28/2018 | | P4 | 1000 | A | $7.94 | 1174953 | D | |
Common Stock | 6/29/2018 | | P4 | 5050 | A | $7.91 (4) | 1174953 | D | |
Common Stock | 7/3/2018 | | P4 | 6000 | A | $7.88 (5) | 1174953 | D | |
Common Stock | 7/11/2018 | | P4 | 1600 | A | $8.61 (6) | 1174953 | D | |
Common Stock | 7/13/2018 | | P4 | 400 | A | $8.20 | 1174953 | D | |
Common Stock | 7/19/2018 | | P4 | 466 | A | $8.33 (7) | 1174953 | D | |
Common Stock | 8/6/2018 | | P4 | 56 | A | $10.50 | 1174953 | D | |
Common Stock | 8/7/2018 | | P4 | 1900 | A | $10.71 (8) | 1174953 | D | |
Common Stock | 8/8/2018 | | P4 | 100 | A | $10.73 (9) | 1174953 | D | |
Common Stock | 8/10/2018 | | P4 | 1494 | A | $9.81 (10) | 1174953 | D | |
Common Stock | 8/13/2018 | | P4 | 1000 | A | $10.20 | 1174953 | D | |
Common Stock | 8/14/2018 | | P4 | 600 | D | $9.72 (11) | 1174953 | D | |
Common Stock | 8/17/2018 | | P4 | 1762 | A | $10.26 (12) | 1174953 | D | |
Common Stock | 8/21/2018 | | P4 | 662 | A | $9.75 | 1174953 | D | |
Common Stock | 8/24/2018 | | P4 | 1600 | A | $10.15 (13) | 1174953 | D | |
Common Stock | 8/29/2018 | | P4 | 1000 | A | $10.60 | 1174953 | D | |
Common Stock | 8/30/2018 | | P4 | 100 | A | $10.80 | 1174953 | D | |
Common Stock | 9/4/2018 | | P4 | 1000 | A | $10.78 | 1174953 | D | |
Common Stock | 9/13/2018 | | P4 | 2500 | A | $9.73 (14) | 1174953 | D | |
Common Stock | 10/2/2018 | | P4 | 500 | A | $8.84 | 1174953 | D | |
Common Stock | 10/3/2018 | | P4 | 500 | A | $8.52 | 1174953 | D | |
Common Stock | 10/5/2018 | | P4 | 100 | A | $8.31 | 1174953 | D | |
Common Stock | 10/16/2018 | | P4 | 200 | A | $7.07 | 1174953 | D | |
Common Stock | 10/17/2018 | | P4 | 300 | A | $7.07 | 1174953 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reported numbers of shares and prices per share are adjusted for all trades made on or before August 24, 2018 to reflect a two-for-one stock split that was declared by the Issuer's board of directors on July 24, 2018. |
(2) | This purchase was executed through multiple trades at prices ranging from $7.96 to $7.98685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(3) | This purchase was executed through multiple trades at prices ranging from $7.8124 to $7.825. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(4) | This purchase was executed through multiple trades at prices ranging from $7.855 to $7.945. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(5) | This purchase was executed through multiple trades at prices ranging from $7.86665 to $7.88085. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(6) | This purchase was executed through multiple trades at prices ranging from $8.6137 to $8.61375. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(7) | This purchase was executed through multiple trades at prices ranging from $8.25 to $8.43105. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(8) | This purchase was executed through multiple trades at prices ranging from $10.575 to $10.805. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(9) | This purchase was executed through multiple trades at prices ranging from $10.72 to $10.755. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(10) | This purchase was executed through multiple trades at prices ranging from $9.625 to $9.89715. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(11) | Sale gave rise to short-swing trading profit of $2,581.16 in relation to purchases by the reporting person on February 20, 2018. Reporting person has tendered payment to the Issuer in that amount. |
(12) | This purchase was executed through multiple trades at prices ranging from $10.10 to $10.3195. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(13) | This purchase was executed through multiple trades at prices ranging from $10.04005 to $10.24995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
(14) | This purchase was executed through multiple trades at prices ranging from $9.71 to $9.81. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 5. |
Remarks: 2 of 3 Form 5s filed for the Issuer's fiscal year ended December 31, 2018 |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SHAW STEVEN A 503 13TH AVENUE EAST, #205 SEATTLE, WA 98102 |
| X |
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Signatures
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/s/ Steven A. Shaw | | 9/4/2020 |
**Signature of Reporting Person | Date |
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