| Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
On September 22, 2023, Harbor Diversified, Inc., a Delaware corporation (the “Company”), held its 2023 annual meeting of stockholders (the “Annual Meeting”) virtually via a live webcast. The Company’s stockholders of record as of August 14, 2023 (the “Record Date”) were entitled to attend and vote at the Annual Meeting. On the Record Date, there were 43,662,001 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”) outstanding and entitled to vote at the virtual Annual Meeting. In addition, on the Record Date, there were 4,000,000 shares of our Series C Convertible Redeemable Preferred Stock (“Series C Shares”) outstanding, which are immediately convertible into 16,500,000 shares of Common Stock, based on the conversion price applicable to the Series C Shares as of the Record Date. A Notice of Annual Meeting of Stockholders was mailed to all of the Company’s stockholders as of the Record Date on or about September 8, 2023. At the Annual Meeting, 40,618,124 shares of Common Stock, were present virtually or represented by proxy, including 16,500,000 shares of Common Stock into which the 4,000,000 shares of Series C Shares are convertible.
The following table sets forth the final results of the voting for the proposal voted upon at the Annual Meeting:
Election of Directors: The election of three directors to serve until the Company’s annual meeting of stockholders to be held in 2024, or until their respective successors are elected and qualified, or until their respective earlier deaths, resignations or removals. The Company’s stockholders elected each of the director nominees by the following votes:
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| Name of Director |
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For |
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Withhold |
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Broker
Non-Votes |
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| Richard A. Bartlett |
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39,842,799 |
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775,325 |
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— |
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| Nolan Bederman |
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39,752,789 |
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865,335 |
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— |
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| Kevin J. Degen |
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39,854,769 |
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763,355 |
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— |
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Notwithstanding that the Company is currently required to file certain reports and information with the Securities and Exchange Commission pursuant to Section 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Company does not have a class of securities registered pursuant to Section 12 of the Exchange Act. As a result, the Company is not required to comply with certain disclosure requirements typically applicable to public reporting companies, including the requirement to file proxy statements, information statements, tender offer disclosures, and beneficial ownership filings.