Notification That Annual Report Will Be Submitted Late (nt 10-k)
April 01 2021 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
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OMB Number: 3235-0058
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Washington, DC 20549
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Expires: April 30, 2012
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Estimated average burden hours per response
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2.50
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FORM
12b-25
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SEC FILE NUMBER
000-10176
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NOTIFICATION
OF LATE FILING
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CUSIP NUMBER
03819M106
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(Check One):
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☒ Form 10-K ☐ Form 20-F
☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR
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For Period Ended: December 31, 2020
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☐
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Transition Report on Form 10-K
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☐
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Transition Report on Form 20-F
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☐
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Transition Report on Form 11-K
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☐
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Transition Report on Form 10-Q
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☐
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Transition Report on Form N-SAR
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For the Transition Period Ended:______________________________________
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Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
If
the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Applied
Energetics, Inc.
Full
Name of Registrant
Former
Name If Applicable
2480
W Ruthrauff Road - Suite 140Q
Address
of Principal Executive Office (Street and Number)
Tucson,
Arizona 85705
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate.)
☒
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(a)
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The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or
expense
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or
portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or
before the fifth calendar day following the prescribed due date; and
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(c)
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The accountant's
statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
The
Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2020 within the prescribed period
because the company was unable to complete the financial statements and audit in time to file. Registrant expects to file within
the extension period.
(Attach
Extra Sheets if Needed)
PART
IV — OTHER INFORMATION
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(1)
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Name and telephone
number of person to contact in regard to this notification
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Gregory
J Quarles
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(520)
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628-7415
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic
reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s).
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☒
Yes ☐ No
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(3)
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Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof?
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☐
Yes ☒ No
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
Applied
Energetics, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
Date: March 31, 2021
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By:
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/s/
Gregory J Quarles
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Gregory J Quarles
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Chief Executive Officer
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INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of
the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.
ATTENTION
Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).
4
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