Statement of Changes in Beneficial Ownership (4)
March 03 2021 - 4:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCHUMACHER JOHN D. |
2. Issuer Name and Ticker or Trading Symbol
AEROJET ROCKETDYNE HOLDINGS, INC.
[
AJRD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, Washington Operations |
(Last)
(First)
(Middle)
222 N. PACIFIC COAST HIGHWAY, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2021 |
(Street)
EL SEGUNDO, CA 90245
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/1/2021 | | D | | 2884 | D | $0 | 79581 | D | |
Common Stock | 3/1/2021 | | F | | 1087 | D | $51.82 | 78494 (1) | D | |
Common Stock | | | | | | | | 2285 | I | By Plan Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (2) | 3/1/2021 | | A | | 2459 | | (3) | (3) | Common Stock | 2459 | $0 | 2459 | D | |
Explanation of Responses: |
(1) | Due to a mathematical error in Column 5, the Reporting Person's Form 4 filed on December 28, 2020 over reported the amount of securities beneficially owned following the reported transactions by 9,328 so that the total was 91,793, instead of the correct amount of 82,465. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock. |
(3) | The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCHUMACHER JOHN D. 222 N. PACIFIC COAST HIGHWAY, SUITE 500 EL SEGUNDO, CA 90245 |
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| SVP, Washington Operations |
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Signatures
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/s/ Rebecca A. Bauer, attorney-in-fact | | 3/3/2021 |
**Signature of Reporting Person | Date |
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