Current Report Filing (8-k)
November 30 2020 - 4:49PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): November 24, 2020
ALLIED
ESPORTS ENTERTAINMENT, INC.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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001-38266
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82-1659427
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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17877
Von Karman Avenue, Suite 300
Irvine,
California, 92614
(Address
of Principal Executive Offices) (Zip Code)
(949)
265-2600
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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AESE
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The
NASDAQ Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07 Submission of Matters to a Vote of Security Holders.
At
their annual meeting on November 24, 2020, the stockholders of Allied Esports Entertainment, Inc. (the “Company”)
took the following actions:
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(i)
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The
stockholders elected two Class A members, Lyle A. Berman and Benjamin Oehler, to the
Company’s Board of Directors by a plurality of the votes. There were 18,374,858
votes cast for Mr. Berman and 115,240 withheld, and 18,358,178 votes cast for Mr. Oehler
and 131,920 withheld.
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(ii)
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The
stockholders ratified the appointment of Marcum LLP as the Company’s independent
registered public accounting firm for the fiscal year ending December 31, 2020. There
were 18,405,302 votes for the proposal, 60,276 votes against, and 24,520 abstentions.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
November 30, 2020
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ALLIED ESPORTS ENTERTAINMENT, INC.
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By:
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/s/ Anthony Hung
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Anthony Hung
Chief Financial Officer
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2
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