Statement of Changes in Beneficial Ownership (4)
September 25 2020 - 4:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SANCHEZ ANTONIO R III |
2. Issuer Name and Ticker or Trading Symbol
Sanchez Midstream Partners LP
[
SNMP
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1360 POST OAK BLVD, SUITE 2400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/8/2020 |
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Units | 9/8/2020 | | S | | 35320 | D | $0.2989 | 35320 | I | By Sanchez Oil & Gas Corporation (1) |
Common Units | 9/8/2020 | | P | | 35320 | A | $0.2989 | 35320 | D | |
Common Units | 9/24/2020 | | S | | 1169055 (2) | D | $0 (2) | 168453 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These securities were owned directly by Sanchez Oil & Gas Corporation ("SOG"). SOG is managed by Reporting Person and other members of the Sanchez family. Reporting Person shares voting and dispositive power over the securities controlled by SOG. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose. |
(2) | Pursuant to the terms and provisions of that certain Contribution and Exchange Agreement, by and among SP Common Equity LLC, SP Capital Holdings, LLC and Stonepeak Catarina Holdings, LLC dated as of September 7, 2020, on September 24, 2020, Antonio R. Sanchez, III contributed 1,169,055 common units representing limited partner interests in Sanchez Midstream Partners LP to SP Common Equity Subsidiary LLC ("SPCES"), a wholly owned subsidiary of SP Common Equity LLC ("SPCE"), in exchange for certain membership interests in SPCE. SPCE is the sole member of SPCES. Mr. Sanchez also irrevocably committed to contribute an additional 140,647 common units to SPCE upon vesting. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SANCHEZ ANTONIO R III 1360 POST OAK BLVD SUITE 2400 HOUSTON, TX 77056 | X |
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Signatures
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Antonio R. Sanchez, III | | 9/25/2020 |
**Signature of Reporting Person | Date |
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