Current Report Filing (8-k)
September 25 2020 - 4:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 22, 2020
DOCUMENT
SECURITY SYSTEMS, INC.
(Exact
name of registrant as specified in its charter)
New
York
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001-32146
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16-1229730
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(State
or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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200
Canal View Boulevard
Suite
104
Rochester,
NY
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14623
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (585) 325-3610
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Ticker
symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $0.02 par value per share
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DSS
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The
NYSE American LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
September 22, 2020, Board of Directors (the “Board”) of Document Security Systems, Inc., a New York corporation (the
Company”) approved an increase of the Board size from seven to eight members and appointed Mr. Chan Tung Moe to fill the
vacancy created by the increase in the Board size.
Mr. Chan Tung Moe currently serves as Group
Chief Development Officer of Singapore Exchange-listed Alset International Limited, overseeing the company’s global property
business, and as Vice President and Director of Corporate Development of American Medical REIT Inc., positions he has held since
August 2020. He also serves as Co-Chief Executive Officer and Director of LiquidValue Development Inc. (f.k.a SeD Intellgient
Home Inc.)(USA), a company he joined in 2017, and as Director and Chief Executive Officer (International) of Alset IHome Inc.
(f.k.a. SeD Home & REITs Inc.)(USA) a company he joined in 2015. Mr. Chan Tung Moe previously served as Chief Executive Officer
of Pop Motion Consulting Pte Ltd. (Singapore) from 2018 to 2020. Prior to that, in 2015 he was Group Chief Operating Officer
of Hong Kong Stock Exchange listed Zensun International Limited where he was responsible for the company’s global business
operations consisting of REIT ownership and management, property development, hotels and hospitality, as well as property and
securities investment and trading. Within the past five years, Mr. Chan Tung Moe has served as a director of MasterCard issuer
Xpress Finance Limited as well as RSI International Systems Inc., which was a hotel software company listed on the Toronto Stock
Exchange.
He
holds a Master’s Degree in Business Administration with honors from the University of Western Ontario, a Master’s
Degree in Electro-Mechanical Engineering with honors and a Bachelor’s Degree in Applied Science with honors from the University
of British Columbia.
There
is no arrangement or understanding with Mr. Chan Tung Moe and any other person pursuant to which he was elected as a director
of the Company. Mr. Chan Tung Moe is the son of Heng Fai Ambrose Chan, the Company’s principal shareholder and Chairman
of the Board of the Company, and he is not a party to a related party transaction within the meaning of Item 404(a) of Regulation
S-K.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to
be signed on its behalf by the undersigned hereunto duly authorized.
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DOCUMENT SECURITY SYSTEMS, INC.
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Dated: September 25, 2020
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By:
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/s/
Frank D. Heuszel
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Name:
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Frank D. Heuszel
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Title:
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Chief Executive Officer and Interim Chief Financial Officer
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