Initial Statement of Beneficial Ownership (3)
September 03 2020 - 9:29AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Beyer del la Garza Ernesto R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/29/2020
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3. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [USIO]
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(Last)
(First)
(Middle)
3611 PAESANOS PARKWAY, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
SAN ANTONIO, TX 78231
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 22223 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (2) | (3) | 8/29/2030 | Common Stock | 44444 | (4) | D | |
Explanation of Responses: |
(1) | The shares of common stock represent the first tranche of 22,223 restricted stock units that were granted to Mr. Beyer on August 29, 2020 in connection with his appointment to the Issuer's board of directors, and that vested on August 29, 2020. |
(2) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
(3) | The restricted stock units vest in two tranches: 22,222 units vest on August 29, 2021 and 22,222 units vest on August 29, 2022. |
(4) | The restricted stock units were issued pursuant to the Issuer's 2015 Equity Incentive Plan in connection with Mr. Beyer's appointment to the Issuer's board of directors. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Beyer del la Garza Ernesto R 3611 PAESANOS PARKWAY SUITE 300 SAN ANTONIO, TX 78231 | X |
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Signatures
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Ernesto Beyer | | 9/3/2020 |
**Signature of Reporting Person | Date |
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