Disclosure of Asset-backed Securities (abs-15g)
August 28 2020 - 4:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G
OF THE SECURITIES EXCHANGE ACT OF 1934
Check the appropriate box to indicate the filing obligation to which
this form is intended to satisfy:
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[_]
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Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period _________ to __________.
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Date of Report (Date of earliest event reported): ___________
Commission File Number of securitizer: ___________
Central Index Key Number of securitizer: ___________
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(Name and telephone number, including area code,
of the person to contact in connection with this filing)
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Indicate
by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1): [_]
Indicate
by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i): [_]
Indicate
by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii): [_]
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[X]
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Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2).
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Central Index Key Number of sponsor: 0001332551
Exantas Capital Corp. 2020-RSO9, Ltd.
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(Exact name of issuing entity as specified in its charter)
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Central Index Key Number of issuing entity (if applicable):
Not applicable
Central Index Key Number of underwriter (if applicable):
Not applicable
David J. Bryant, (212) 621-3210
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(Name and telephone number, including area code,
of the person to contact in connection with this filing)
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INFORMATION TO BE INCLUDED IN THE REPORT
PART I: REPRESENTATION AND WARRANTY INFORMATION
N/A
PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE
REPORTS
Item 2.01 Findings and Conclusions of a Third Party Due Diligence
Report Obtained by the Issuer
Attached as Exhibit 99.1 hereto is an agreed-upon procedures report,
dated August 28, 2020, of KPMG LLP, obtained by the sponsor, which report sets forth the findings and conclusions, as applicable,
of KPMG LLP with respect to certain agreed-upon procedures performed by KPMG LLP.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 28, 2020
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EXANTAS CAPITAL CORP.
(Sponsor)
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By:
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/s/ David J. Bryant
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Name: David J. Bryant
Title: Chief Financial Officer
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EXHIBIT INDEX
Exhibit 99.1
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Independent Accountants’ Report on Applying Agreed-Upon Procedures, dated August 28, 2020, of KPMG LLP.
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