Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 1:46PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 5)*
Viveve
Medical, Inc.
Common
Stock
(Title
of Class of Securities)
92852W204
(CUSIP
Number)
December
31, 2019
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
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[_]
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Rule
13d-1(b)
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[X]
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Rule
13d-1(c)
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[_]
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Rule
13d-1(d)
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*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
1.
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NAME
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RTW
INVESTMENTS, LP
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware,
United States of America
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
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SOLE
VOTING POWER
0
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6.
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SHARED
VOTING POWER
0
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7.
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SOLE
DISPOSITIVE POWER
0
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8.
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SHARED
DISPOSITIVE POWER
0
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[_]
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12.
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
PN,
OO, IA
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1.
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NAME
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RTW
MASTER FUND, LTD.
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Cayman
Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
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SOLE
VOTING POWER
0
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6.
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SHARED
VOTING POWER
0
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7.
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SOLE
DISPOSITIVE POWER
0
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8.
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SHARED
DISPOSITIVE POWER
0
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[_]
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12.
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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1.
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NAME
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roderick
Wong
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
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SOLE
VOTING POWER
0
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6.
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SHARED
VOTING POWER
0
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7.
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SOLE
DISPOSITIVE POWER
0
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8.
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SHARED
DISPOSITIVE POWER
0
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[_]
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12.
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN,
HC
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Item
1.
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(a).
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Name
of Issuer:
Viveve
Medical, Inc.
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(b).
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Address
of issuer’s principal executive offices:
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150
Commercial Street, Sunnyvale, CA 94086
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Item
2.
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(a).
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Name
of person filing:
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RTW
Investments, LP
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RTW
Master Fund Ltd.
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Roderick
Wong
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(b).
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Address
or principal business office or, if none, residence:
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RTW
Investments, LP
412
West 15th Street, Floor 9
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New York, NY 10019
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RTW
Master Fund, Ltd.
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c/o
Intertrust Corporate Services
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(Cayman)
Limited
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190
Elgin Avenue
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George
Town, Grand Cayman
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KY1-9001
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Cayman
Islands
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Roderick
Wong
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c/o
RTW Investments, LP
412
West 15th Street, Floor 9
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New
York, NY 10019
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(c).
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Citizenship:
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RTW
Investments, LP – Delaware, United States of America
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RTW
Master Fund, Ltd. – Cayman Islands
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Roderick
Wong – United States of America
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(d).
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Title
of class of securities:
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Common
Stock
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(e).
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CUSIP
No.:
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92852W204
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Item
3.
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If
This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is
a
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N/A
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Item
4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount
beneficially owned:
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RTW
Investments, LP: 0
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RTW
Master Fund, Ltd.: 0
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Roderick
Wong: 0
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(b)
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Percent
of class:
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RTW
Investments, LP: 0%
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RTW
Master Fund, Ltd.: 0%
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Roderick
Wong: 0%
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(c)
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Number of shares as to which RTW Investments, LP has:
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(i)
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Sole
power to vote or to direct the vote
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0
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(ii)
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Shared
power to vote or to direct the vote
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0
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(iii)
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Sole
power to dispose or to direct the disposition of
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0
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(iv)
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Shared
power to dispose or to direct the disposition of
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0
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Number
of shares as to which RTW Master Fund, Ltd. has:
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(i)
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Sole
power to vote or to direct the vote
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0
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(ii)
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Shared
power to vote or to direct the vote
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0
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(iii)
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Sole
power to dispose or to direct the disposition of
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0
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(iv)
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Shared
power to dispose or to direct the disposition of
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0
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Number of shares as to which Roderick
Wong has:
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(i)
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Sole power to vote or to direct the vote
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0
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(ii)
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Shared power to vote or to direct the vote
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0
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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(iv)
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Shared power to dispose or to direct the disposition of
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0
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following
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[X].
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Item
6.
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Ownership
of More Than Five Percent on Behalf of Another Person.
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If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
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N/A
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
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If
a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under
Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent
holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating
the identification of the relevant subsidiary.
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N/A
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Item
8.
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Identification
and Classification of Members of the Group.
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If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit
stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to
Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group.
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N/A
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Item
9.
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Notice
of Dissolution of the Group.
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Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings
with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual
capacity. See Item 5.
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N/A
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Item
10.
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Certification.
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By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
February 14, 2020
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RTW
Investments, LP
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By:
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/s/
Roderick Wong
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Roderick
Wong, Managing Partner
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RTW
Master Fund, Ltd.
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By:
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/s/
Roderick Wong
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Roderick
Wong, Director
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Roderick
Wong
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By:
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/s/
Roderick Wong
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Roderick
Wong, Individually
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The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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