Small Company Offering and Sale of Securities Without Registration (d)
August 30 2019 - 1:05PM
Edgar (US Regulatory)
x
NoneEntity Type | 0001544770 | |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
| Name of Issuer |
BONTERRA RESOURCES INC. |
| Jurisdiction of Incorporation/Organization |
| BRITISH COLUMBIA, CANADA |
| |
| Year of Incorporation/Organization |
| |
x
| Over Five Years Ago |
| |
o
| Within Last Five Years (Specify Year) | |
| |
o
| Yet to Be Formed | |
| 2. Principal Place of Business and Contact Information |
| Name of Issuer | |
| BONTERRA RESOURCES INC. | |
| Street Address 1 | Street Address 2 |
| 2872 CHEMIN SULLIVAN SUITE NO. 2 | |
| City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
| VAL D'OR | QUEBEC, CANADA | J9P 0B9 | 819-825-8678 |
| Last Name | First Name | Middle Name |
| Gibson | Greg | |
| Street Address 1 | Street Address 2 |
| 2872 Chemin Sullivan Suite No. 2 | |
| City | State/Province/Country | ZIP/Postal Code |
| Val d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Fairbairn | Jim | |
| Street Address 1 | Street Address 2 |
| 2872 Chemin Sullivan Suite No. 2 | |
| City | State/Province/Country | ZIP/Postal Code |
| Val d'Or | QUEBEC, CANADA | J9P 0B9 |
| Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Leisman | Akiba | |
| Street Address 1 | Street Address 2 |
| 100 King Street West | Suite 5600 |
| City | State/Province/Country | ZIP/Postal Code |
| Toronto | ONTARIO, CANADA | M5X 1C9 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Folk | Allan J. | |
| Street Address 1 | Street Address 2 |
| 100 King Street West | Suite 5600 |
| City | State/Province/Country | ZIP/Postal Code |
| Toronto | ONTARIO, CANADA | M5X 1C9 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Oullette | Tina | |
| Street Address 1 | Street Address 2 |
| 100 King Street West | Suite 5600 |
| City | State/Province/Country | ZIP/Postal Code |
| Toronto | ONTARIO, CANADA | M5X 1C9 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
|
o
| Agriculture | | Health Care |
o
| Retailing |
| | Banking & Financial Services | |
o
| Biotechnology |
o
| Restaurants |
| |
o
| Commercial Banking | |
o
| Health Insurance | | Technology |
| |
o
| Insurance | |
o
| Hospitals & Physicians | |
o
| Computers |
| |
o
| Investing | |
o
| Pharmaceuticals | |
o
| Telecommunications |
| |
o
| Investment Banking | |
o
| Other Health Care | |
o
| Other Technology |
| |
o
| Pooled Investment Fund
| | | | | Travel |
| |
o
| Other Banking & Financial Services |
o
| Manufacturing | |
o
| Airlines & Airports |
| | Real Estate | |
o
| Lodging & Conventions |
| |
o
| Commercial | |
o
| Tourism & Travel Services |
| |
o
| Construction | |
o
| Other Travel |
| |
o
| REITS & Finance |
x
| Other |
| |
o
| Residential | |
| |
o
| Other Real Estate | |
|
o
| Business Services | |
| | Energy | |
| |
o
| Coal Mining | |
| |
o
| Electric Utilities | |
| |
o
| Energy Conservation | |
| |
o
| Environmental Services | |
| |
o
| Oil & Gas | |
| |
o
| Other Energy | |
| Revenue Range | Aggregate Net Asset Value Range |
|
o
| No Revenues |
o
| No Aggregate Net Asset Value |
|
o
| $1 - $1,000,000 |
o
| $1 - $5,000,000 |
|
o
| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
|
o
| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
|
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
|
o
| Over $100,000,000 |
o
| Over $100,000,000 |
|
x
| Decline to Disclose |
o
| Decline to Disclose |
|
o
| Not Applicable |
o
| Not Applicable |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
|
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
|
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
|
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
|
o
| Rule 504 (b)(1)(iii) |
o
| Securities Act Section 4(a)(5) |
| |
o
| Investment Company Act Section 3(c) |
|
x
| New Notice | Date of First Sale | 2019-08-20 |
o
| First Sale Yet to Occur |
| Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
| 9. Type(s) of Securities Offered (select all that apply) |
|
o
| Pooled Investment Fund Interests |
x
| Equity |
|
o
| Tenant-in-Common Securities |
o
| Debt |
|
o
| Mineral Property Securities |
x
| Option, Warrant or Other Right to Acquire Another Security |
|
x
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
x
| Other (describe) |
| | Each Unit consist of 1 cmn share and 1/2cmn share purchase warrant, each whole warrant is exercisable for $3.10 per share for a period of 24 months post closing. |
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
o
| Yes |
x
| No |
| |
| Clarification of Response (if Necessary) | |
| |
| Minimum investment accepted from any outside investor | $ 0 USD |
| Recipient | Recipient CRD Number |
o
| None |
| SPROTT GLOBAL RESOURCE INVESTMENTS LTD | 35878 |
| (Associated) Broker or Dealer |
x
| None | (Associated) Broker or Dealer CRD Number |
x
| None |
| | |
| Street Address 1 | Street Address 2 |
| 1910 PALOMAR POINT WAY, Suite 200 | |
| City | State/Province/Country | ZIP/Postal Code |
| Carlsbad | CALIFORNIA | 92008 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
NEW YORK
|
| Recipient | Recipient CRD Number |
o
| None |
| RBC CAPITAL MARKETS, LLC | 31194 |
| (Associated) Broker or Dealer |
x
| None | (Associated) Broker or Dealer CRD Number |
x
| None |
| | |
| Street Address 1 | Street Address 2 |
| 3 WORLD FINANCIAL CENTER | 200 VESEY ST. |
| City | State/Province/Country | ZIP/Postal Code |
| NEW YORK | NEW YORK | 10281 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
NEW YORK
|
| Recipient | Recipient CRD Number |
o
| None |
| PI FINANCIAL (US) CORP. | 127404 |
| (Associated) Broker or Dealer |
x
| None | (Associated) Broker or Dealer CRD Number |
x
| None |
| | |
| Street Address 1 | Street Address 2 |
| 1900-666 BURRARD STREET | |
| City | State/Province/Country | ZIP/Postal Code |
| VANCOUVER | BRITISH COLUMBIA, CANADA | V6C 3N1 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
NEW YORK
|
| Recipient | Recipient CRD Number |
o
| None |
| HAYWOOD SECURITIES (USA) INC. | 42072 |
| (Associated) Broker or Dealer |
x
| None | (Associated) Broker or Dealer CRD Number |
x
| None |
| | |
| Street Address 1 | Street Address 2 |
| 200 BURRARD ST. | |
| City | State/Province/Country | ZIP/Postal Code |
| VANCOUVER | BRITISH COLUMBIA, CANADA | V6C 2L6 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
NEW YORK
|
| 13. Offering and Sales Amounts |
| Total Offering Amount | $ 4255902 USD |
o
Indefinite |
| Total Amount Sold | $ 2627100 USD | |
| Total Remaining to be Sold | $ 1628802 USD |
o
Indefinite |
| |
| Clarification of Response (if Necessary) |
| Each Unit consist of 1cmn share and 1/2 cmn share purchase warrant, each whole warrant is exercisable for $3.10 per share for a period of 24 months post closing. |
|
o
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
| |
| | Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 4 |
| 15. Sales Commissions & Finders' Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
| Sales Commissions | $ 157626 USD |
o
| Estimate |
| Finders' Fees | $ 0 USD |
o
| Estimate |
| |
| Clarification of Response (if Necessary) |
| 6% commission |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
| | $ 0 USD |
o
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