Current Report Filing (8-k)
September 12 2018 - 7:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 12, 2018
INTREXON CORPORATION
(Exact Name of Registrant as Specified in Charter)
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Virginia
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001-36042
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26-0084895
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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20374 Seneca Meadows Parkway, Germantown, Maryland 20876
(Address of Principal Executive Offices) (Zip Code)
(301)
556-9900
(Registrants Telephone Number, including area code)
N/A
(Former Name or
Former Address, if change since last report)
Check the appropriate box below
if the
Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act
(17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to
Rule 14d-2(b) under
the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to
Rule 13e-4(c) under
the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
or Rule 12b-2 of the
Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer
of Listing.
On September 12, 2018, Intrexon Corporation (the Company) provided written notice to the New York Stock
Exchange (the NYSE) of its intention to voluntarily transfer the listing of its common stock, no par value, to the Nasdaq Global Select Market (Nasdaq). On September 11, 2018, the Companys Board of
Directors approved the transfer of the listing to Nasdaq, and the Companys common stock has been approved for listing by Nasdaq. The Company expects to cease trading on the NYSE at market close on September 24, 2018 and to commence
trading on Nasdaq on September 25, 2018 under the Companys current stock symbol XON.
Item 7.01 Regulation FD
Disclosure.
On September 12, 2018, the Company issued a press release announcing the transfer of the listing of its common stock
to Nasdaq. A copy of the Companys press release announcing the transfer of the listing is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Intrexon Corporation
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By:
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/s/ Donald P. Lehr
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Donald P. Lehr
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Chief Legal Officer
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Dated: September 12, 2018
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